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VOLUME 79, NUMBER 20 PHYSICAL REVIEW LETTERS 17 NOVEMBER 1997 Supersymmetry between Phase-Equivalent Coupled-Channel Potentials J.-M. Sparenberg and D. Baye Physique Nucléaire Théorique et Physique Mathématique, C. P. 229, Université Libre de Bruxelles, B 1050 Brussels, Belgium (Received 12 August 1997) With supersymmetric quantum mechanics, a coupled-channel potential is determined which is phase equivalent to a given one, and whose bound spectrum is identical except for one arbitrary bound state which is removed. The bound state is suppressed by a first supersymmetric transformation and the original scattering matrix is recovered with a second transformation. The resulting potential presents an r 22 singularity at the origin in some channels. The method is applied to the removal of the nonphysical state of the deep 3 S 1 - 3 D 1 neutron-proton Moscow potential and transforms it into a shallow potential with a repulsive core. [S0031-9007(97)04528-6] PACS numbers: 03.65.Nk, 13.75.Cs A simple way for describing the interaction between two composite particles is to use a local potential. Such a potential can often reproduce both the bound states formed by the interacting particles, and their scattering properties. However, since these particles have an in- ternal structure, an ambiguity may arise between differ- ent potential families: shallow potentials, which possess physical bound states only, and deep potentials, which in addition have nonphysical bound states simulating the ef- fect of the Pauli principle between the constituent fermi- ons [1]. Despite such differences, potentials may be phase equivalent; i.e., they may share the same scattering ma- trix at all energies. Studying the relations between phase- equivalent potentials differing by their bound spectrum is thus an important physical problem. In the single-channel case, supersymmetric quantum mechanics [2] provides a powerful tool for performing this study, since it allows removing bound states from a given deep potential without modifying its phase shift [3]. More general transformations (addition of bound states, modification of a bound-state energy) are also possible [4–6], and provide the most general form of phase-equivalent potentials for arbitrary modifications of the bound spectrum [7]. An ambiguity between deep and shallow potentials also appears in coupled-channel cases. An important example in nuclear physics is the coexistence of very different families of nucleon-nucleon potentials: shal- low potentials [8–10], which display only the deuteron bound state at 22.22 MeV in the 3 S 1 - 3 D 1 channel, and deep potentials [11–13], which have an additional non- physical bound state simulating the underlying quark structure (see Ref. [14] for details). To analyze such ambiguities, the derivation of phase-equivalent potentials must be extended to coupled channels, and supersymmet- ric quantum mechanics is an ideal tool to perform it. In Refs. [15,16], the supersymmetric formalism is general- ized to the coupled-channel case. However, an attempt to perform a phase-equivalent transformation removing a bound state failed [17]. The aim of this Letter is to show that a phase-equivalent bound-state removal is in fact pos- sible, provided sufficiently general supersymmetric trans- formations are used. In this Letter, we consider for a given partial wave a Hamiltonian H 0 coupling n two-body channels with equal masses m for simplicity, but with arbitrary thresholds. The system of n coupled Schrödinger equations at energy E (in units ¯ h 2m 1) reads f2d 2 ydr 2 1 V 0 sr dgF 0 sE, r d EF 0 sE, r d . (1) The effective potential V 0 is an n 3 n Hermitian matrix, which tends to V 0 sr d ! r !` D (2) asymptotically. The n 3 n matrix D is real and diagonal, and its diagonal element D ii is the threshold of channel i si 1,..., nd. A solution F 0 of the system can be either a column eigenvector or a matrix whose columns are such eigenvectors. The “0” subscripts distinguish the initial Hamiltonian H 0 and its solutions from others that are built in the following. Let us assume that this system has at least one bound state at real energy E lower than all thresholds; i.e., a normalized eigenvector c 1 0 exists at this energy [ R ` 0 c 1y 0 sE , t dc 1 0 sE , t d dt 1, where c y is the adjoint row vector of c ]. In this Letter, we construct a new potential which has the same S matrix and the same bound spectrum as V 0 , with the exception of E which is removed. It will be proved below that the Hamiltonian H 2 with potential matrix V 2 sr d V 0 sr d 2 2 d dr c 1 0 sE , r dc 1y 0 sE , r d R r 0 c 1y 0 sE , t dc 1 0 sE , t d dt (3) satisfies these properties. The subscript “2” refers to the number of supersymmetric transformations applied to the Hamiltonian. Equation (3) is valid with or without thresholds. The removed state may be any bound state of the system, as in the single-channel case [6], since the denominator is always positive. All solutions F 2 sE, r d 3802 0031-9007y 97y 79(20) y3802(4)$10.00 © 1997 The American Physical Society

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Page 1: Supersymmetry between Phase-Equivalent Coupled-Channel Potentials

VOLUME 79, NUMBER 20 P H Y S I C A L R E V I E W L E T T E R S 17 NOVEMBER 1997

elgium

Supersymmetry between Phase-Equivalent Coupled-Channel Potentials

J.-M. Sparenberg and D. BayePhysique Nucléaire Théorique et Physique Mathématique, C. P. 229, Université Libre de Bruxelles, B 1050 Brussels, B

(Received 12 August 1997)

With supersymmetric quantum mechanics, a coupled-channel potential is determined which is phaseequivalent to a given one, and whose bound spectrum is identical except for one arbitrary bound statewhich is removed. The bound state is suppressed by a first supersymmetric transformation and theoriginal scattering matrix is recovered with a second transformation. The resulting potential presents anr22 singularity at the origin in some channels. The method is applied to the removal of the nonphysicalstate of the deep3S1-3D1 neutron-proton Moscow potential and transforms it into a shallow potentialwith a repulsive core. [S0031-9007(97)04528-6]

PACS numbers: 03.65.Nk, 13.75.Cs

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one

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toto

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A simple way for describing the interaction betweetwo composite particles is to use a local potential. Sua potential can often reproduce both the bound staformed by the interacting particles, and their scatterinproperties. However, since these particles have anternal structure, an ambiguity may arise between diffeent potential families:shallow potentials, which possessphysical bound states only, anddeeppotentials, which inaddition have nonphysical bound states simulating thefect of the Pauli principle between the constituent fermons [1]. Despite such differences, potentials may be phaequivalent; i.e., they may share the same scattering mtrix at all energies. Studying the relations between phaequivalent potentials differing by their bound spectrumthus an important physical problem.

In the single-channel case, supersymmetric quantmechanics [2] provides a powerful tool for performinthis study, since it allows removing bound states froa given deep potential without modifying its phase sh[3]. More general transformations (addition of bounstates, modification of a bound-state energy) are apossible [4–6], and provide the most general formphase-equivalent potentials for arbitrary modificationsthe bound spectrum [7].

An ambiguity between deep and shallow potentiaalso appears in coupled-channel cases. An importexample in nuclear physics is the coexistence of vedifferent families of nucleon-nucleon potentials: shalow potentials [8–10], which display only the deuterobound state at22.22 MeV in the 3S1-3D1 channel, anddeep potentials [11–13], which have an additional nophysical bound state simulating the underlying quastructure (see Ref. [14] for details). To analyze sucambiguities, the derivation of phase-equivalent potentiamust be extended to coupled channels, and supersymmric quantum mechanics is an ideal tool to perform it. IRefs. [15,16], the supersymmetric formalism is generaized to the coupled-channel case. However, an attemto perform a phase-equivalent transformation removingbound state failed [17]. The aim of this Letter is to shothat a phase-equivalent bound-state removal is in fact p

3802 0031-9007y97y79(20)y3802(4)$10.00

nchtesgin-r-

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lsantryl-n

n-rkhlset-

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wos-

sible, provided sufficiently general supersymmetric tranformations are used.

In this Letter, we consider for a given partial waveHamiltonianH0 couplingn two-body channels with equamassesm for simplicity, but with arbitrary thresholds.The system ofn coupled Schrödinger equations at enerE (in units h ­ 2m ­ 1) reads

f2d2ydr2 1 V0srdgF0sE, rd ­ EF0sE, rd . (1)

The effective potentialV0 is ann 3 n Hermitian matrix,which tends to

V0srd !r!`

D (2)

asymptotically. Then 3 n matrix D is real and diagonal,and its diagonal elementDii is the threshold of channei si ­ 1, . . . , nd. A solution F0 of the system can beeither a column eigenvector or a matrix whose columare such eigenvectors. The “0” subscripts distinguishinitial Hamiltonian H0 and its solutions from others thaare built in the following.

Let us assume that this system has at leastbound state at real energyE lower than all thresholds;i.e., a normalized eigenvectorc1

0 exists at this energy[R`

0 c1y0 sE , tdc1

0 sE , td dt ­ 1, where cy is the adjointrow vector of c]. In this Letter, we construct a newpotential which has the sameS matrix and the samebound spectrum asV0, with the exception ofE whichis removed. It will be proved below that the HamiltoniaH2 with potential matrix

V2srd ­ V0srd 2 2ddr

c10 sE , rdc1y

0 sE , rdRr0 c

1y0 sE , tdc1

0 sE , td dt(3)

satisfies these properties. The subscript “2” refersthe number of supersymmetric transformations appliedthe Hamiltonian. Equation (3) is valid with or withouthresholds. The removed state may be any bound sof the system, as in the single-channel case [6], sincedenominator is always positive. All solutionsF2sE, rd

© 1997 The American Physical Society

Page 2: Supersymmetry between Phase-Equivalent Coupled-Channel Potentials

VOLUME 79, NUMBER 20 P H Y S I C A L R E V I E W L E T T E R S 17 NOVEMBER 1997

-

in;

fcelly

n.

snd

e

n

of H2 that are bounded at infinity, and in particular itbound and scattering states, can be expressed in termsolutionsF0 of H0 as

F2sEd ­ F0sEd 1 c10 sE d

R`

r c1y0 sE dF0sEd dtRr

0 c1y0 sE dc1

0 sE d dt, (4)

whereF0 and F2 can be either vectors or matrices (wsometimes omit the position variables for brevity). Thequation shows thatF0 and F2 have the same asymptotic behavior, which means thatV0 and V2 are phaseequivalent. WhenF0 ­ c

10 , a study of Eq. (4) at smallr

shows that the initial bound state does not transform ina square-integrable state. However, proving thatH2 hasno bound state at this energy is more delicate and willdiscussed below.

Equations (3) and (4) can also be proved by direverification. They can be used numerically without majdifficulty: Only bound- and scattering-state calculationfor the initial Schrödinger equation are needed, followeby simple integrations and derivations. The reader maininterested in the physical content of the method mdirectly proceed to the neutron-proton example.

We now establish these results with two supersymmric transformations. The initial coupled-channel Hamitonian is factorized as [15]

H0 ; 2d2ydr2 1 V0srd ­ A10 A2

0 1 E , (5)

whereE is the factorization energy, andA60 read

A60 ­ sA7

0 dy ­ 6dydr 1 U0srd , (6)

with then 3 n superpotential matrix

U0srd ­ C00sE , rdC21

0 sE , rd . (7)

In Eq. (7), the factorization solutionC0 is a matrix,solution of (1) at energyE , and the prime means aderivation with respect tor. Notice thatU0 is definedonly if the columns ofC0 are linearly independent.

The partner Hamiltonian

H1 ­ A20 A1

0 1 E (8)

corresponds to a new effective potential

V1srd ­ V0srd 2 2U 00srd . (9)

This potential is Hermitian whenC0 is self-conjugate[16], i.e., when [18]

W fC0sE , rd, C0sE , rdg ­ 0 (10)

for anyr, where the Wronskian is defined asWfC, Fg ;CyF0 2 C0yF.

This supersymmetric transformation removes the boustate from the spectrum of the initial HamiltonianH0 if

ss of

eis-

to

be

ctorsdly

ay

et-l-

nd

C0 reads

C0sE , rd ­ fc10 sE , rd, c2

0 sE , rd, . . . , cn0 sE , rdg , (11)

where c10 is the bound-state eigenvector, and thec

i0

for i ­ 2, . . . , n are linearly independent column eigenvectors of H0 with eigenvalueE . In Refs. [15,16],these other eigenvectors are chosen regular at the orighence, they exponentially grow at infinity. As shown inRef. [17], this choice does not allow the construction ophase-equivalent potentials. We make a different choihere: The other eigenvectors are chosen to exponentiadecrease at infinity, but are then singular at the origiThus, for a diagonal matrixk with kii ­ s2E 1 Diid1y2,one has

C0sE , rd ,r!`

exps2krdC0 , (12)

where C0 is an invertible constant matrix, so that thecolumns ofC0 are linearly independent. The thresholdare not affected by the transformation [see Eqs. (7) a(9)]. Equation (12) shows thatWfC0, C0g vanishes atinfinity. When a Wronskian of solutions of Eq. (1) is zeroat infinity, it can be written as

WfFsE, rd, CsF, rdg ­ sF 2 EdZ `

rFysEdCsFd dt ,

(13)

which implies Eq. (10).For E fi E , the solutions ofH1 can be deduced from

the intertwinning relationA20 H0 ­ H1A2

0 and read

F1sE, rd ­ A20 F0sE, rd (14a)

­ C21y0 sE , rdW fF0sE, rd, C0sE , rdgy

(14b)

­ sE 2 EdC21y0 sE d

Z `

rC

y0 sE dF0sEd dt .

(14c)

The asymptotic behavior of Eq. (14a) for positiveE(above all thresholds) provides the modification of thinitial S matrix S0 into [15,16]

S1skd ­ s2ik 2 kdS0skd sik 2 kd21, (15)

wherek is a diagonal matrix with elementskii ­ sE 2

Diid1y2. The pole atk ­ ik is suppressed, and henceH1

has no bound state atE . Moreover, sinceS1skd fi S0skd,V1 is not phase equivalent toV0.

A second factorization leading to a new HamiltoniaH2 (i.e., a factorization ofH1 with Eqs. (5)–(7) wheresubscript “0” is replaced by subscript “1”) restores theSmatrix when [17]

S2skd ­ s2ik 1 kdS1skd sik 1 kd21. (16)

3803

Page 3: Supersymmetry between Phase-Equivalent Coupled-Channel Potentials

VOLUME 79, NUMBER 20 P H Y S I C A L R E V I E W L E T T E R S 17 NOVEMBER 1997

oth

ear

t

he

f

itsin

oree

els,

at

telher-

Indeed, sinceskiid2 1 skiid2 ­ E 2 E for all channels,Eqs. (15) and (16) imply phase equivalence

S2skd ­ S0skd . (17)

Equation (16) is true for a self-conjugate factorizatiomatrix C1, solution ofH1 at energyE and satisfying

C1sE , rd ,r!`

expskrdC1 , (18)

where C1 is a constant invertible matrix. A directverification shows thatC

21y0 is such a solution, with

C1 ­ C21y0 . For constant matricesK andL with LyK ­

KyL, other self-conjugate solutions read [18]

C1sE , rd ­ C21y0 sE , rd

3

ΩK 2

∑Z `

rC

y0 sE , tdC0sE , td dt

∏L

æ,

(19)

and satisfy (18) withK invertible.Phase equivalence (17) implies thatS2 has a pole atik

sinceH0 has a bound state at energyE . However, as inthe single-channel case [19], this pole may be due topole of the Jost matrix in the lower halfk plane, and notto a zero of the Jost matrix in the upper halfk plane asfor a bound state [20]. Below, we show in a particulacase that the second transformation does not reintroducbound state at energyE whenK andL are chosen as

Kij ­ dij, Lij ­ di1dj1 . (20)

Using Eqs. (19) and (20) to constructU1 ­ C01C

211 and

V2 ­ V1 2 2U 01 leads to Eq. (3). The thresholds are no

affected by the second transformation. ForE fi E , thesolutions of H1 are expressed in terms of those ofH0with Eq. (14c) and the solutions ofH2 in terms of thoseof H1 with Eq. (14a) (with subscripts increased by 1Combining these two results leads to Eq. (4).

At the factorization energy,C21y1 is solution ofH2. It

consists ofn eigenvectors exponentially decreasing anlinearly independent at infinity, as deduced from (18The new HamiltonianH2 has thus no bound state atEif these vectors are singular and linearly independentthe origin, i.e., if the columns ofC1 are regular andlinearly independent at the origin. This behavior cabe studied with a series expansion of Eq. (19), whicprovides conditions onK and L. Such a study cannotbe performed in all generality in this Letter becauserequires assumptions on the behavior of the potentialthe origin. We limit ourselves to a particular case whicsimplifies calculations. However, Eqs. (3) and (4) avalid in a more general context.

For simplicity, the initial potentialV0 is assumed hereto behave near the origin like

V0srd ,r!0

n0sn0 1 1dr22, (21)

where n0 is a real and diagonal matrix. Moreover, wassume that the potential of channel 1 is less singular th

3804

n

a

re a

t

).

d).

at

nh

itat

hre

ean

the others:n110 , n

ii0 for i ­ 2, . . . , n. This is the case in

the example treated below. With these assumptions, bV1 andV2 behave likeV0 in Eq. (21) but with differentnand the corresponding systems of equations decouple nthe origin. For example, the leading terms ofC0 read

C0sE , rd ,r!0

srn011b10 , r2n0b2

0, . . . , r2n0 bn0 d , (22)

where thebi0 are constant column vectors. The firs

column of C0 is regular at the origin, while then 2 1others are singular. In the same way, imposing tregularity ofC1 leads to Eqs. (20).

Equations (7), (9), and (22) provide the behavior oV1 at the origin:n11

1 ­ n110 1 1 andn

ii1 ­ n

ii0 2 1 si ­

2, . . . , nd. The behavior ofV2 at the origin can bededuced from that ofC1 and reads like in Eq. (21) withn

ii2 ­ n

ii1 1 1 for all i. Combining these results allows

expressing theV2 singularity in terms of theV0 singularityby

n112 ­ n11

0 1 2 , (23a)

nii2 ­ nii

0 si ­ 2, . . . , nd . (23b)

The lowest singularity parameter increases by two un(as in the single-channel case [3]), while all others remaunchanged. When one diagonal potential ofV0 is notassumed to be less singular than the others, a mcomplicated result is obtained: The increase of thsingularity is shared between the least singular channand their coupling potentials also become singular.

We now apply the method to a neutron-proton3S1-3D1

potential. We start from theD-type Moscow potentialof Ref. [13], which has a nonphysical bound state2561 MeV, simulating a Pauli forbidden state. The

FIG. 1. Neutron-proton 3S1-3D1 Moscow potential (V0,dashed lines) of Ref. [13] with a Pauli forbidden bound sta(FBS) at 2561 MeV, and phase-equivalent shallow potentia(V2, solid lines) obtained by removal of this bound state witEq. (3). The effective potentials are represented with supscripts referring to the channel as in the text (1 forS wave,2 for D wave).

Page 4: Supersymmetry between Phase-Equivalent Coupled-Channel Potentials

VOLUME 79, NUMBER 20 P H Y S I C A L R E V I E W L E T T E R S 17 NOVEMBER 1997

n-a

-

e-ld-

-

r

.

.

.

FIG. 2. Deuteron normalized wave function of the deepotential V0 (c0, dashed lines), and of its supersymmetrishallow partnerV2 (c2, solid lines), as obtained by Eq. (4)(superscript 1 forS wave, 2 forD wave).

effective potentials [Eqs. (33)–(37) of Ref. [13] ] arerepresented in Fig. 1 by dashed lines. There is nthreshold sD11 ­ D22 ­ 0d, and one has n

110 ­ 0

(S wave) andn220 ­ 2 (D wave). By removing the deep

bound state, a shallow effective potential is obtainerepresented by solid lines in Fig. 1. The singularity of thS-wave potential increases by two following Eq. (23aand creates a repulsive core in qualitative agreemewith existing shallow potentials [8–10]. A similar resulwas obtained in Ref. [14] with an approximate methofor a previous version of the Moscow potential [11]Strikingly, the D-wave potential and the coupling termare not much modified.

Physical properties of both potential families are compared in Refs. [11–14]. Let us briefly discuss here thdeuteron wave function. Both the initial and transformepotentials have a physical bound state at22.22 MeV, cor-responding to the deuteron ground state. TheS and Dcomponents of this bound state are represented in FigThe wave function of the deep potential, obtained by nmerical resolution of Eq. (1), has a node in bothS andD channels, but only theS-wave node is significant (inprevious versions of the Moscow potential [11], theDwave also had a marked node, whose existence doesagree with microscopic quark models [13]). These noddisappear in the wave function of the shallow potentiacalculated by Eq. (4), and are replaced by anr3 behaviornear the origin, in agreement with the singularity modfication (23). Figure 2 also shows that both wave funtions have very close asymptotic behaviors. This is altrue for scattering states, which confirms the phase equilence between both potentials.

In conclusion, supersymmetric quantum mechanicslows the construction of phase-equivalent potentialsthe coupled-channel case, as it does in the single-chan

pc

o

d,e),nt

td.

-ed

. 2.u-

notesl,

i-c-sova-

al-innel

case. Previous attempts to derive phase-equivalent potetials by supersymmetry were unsuccessful because oftoo restricted choice of factorization solutions. The central result of this Letter [Eqs. (3) and (4)] is valid un-der broader circumstances than the case for which thproof is discussed. A systematic study of all supersymmetric transformations in the coupled-channel case shoulead, as in the single-channel case, (i) to arbitrary modifications of the bound spectrum without modification ofthe S matrix [7], and (ii) to approximate solutions of theinverse problem with rationalS-matrix expansions [21].This general study is under way.

J.-M. S. is supported by the National Fund for Scien-tific Research, Belgium. This text presents research results of the Belgian program on interuniversity attractionpoles initiated by the Belgian-State Federal Services foScientific, Technical and Cultural Affairs.

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(1985).[3] D. Baye, Phys. Rev. Lett.58, 2738 (1987).[4] D. Baye, J. Phys. A20, 5529 (1987).[5] L. U. Ancarani and D. Baye, Phys. Rev. A46, 206 (1992).[6] D. Baye, Phys. Rev. A48, 2040 (1993).[7] D. Baye and J.-M. Sparenberg, Phys. Rev. Lett.73, 2789

(1994).[8] R. V. Reid, Jr., Ann. Phys. (N.Y.)50, 411 (1968).[9] M. Lacombe, B. Loiseau, J. M. Richard, R. Vinh Mau,

J. Côté, P. Pirès, and R. de Tourreil, Phys. Rev. C21, 861(1980).

[10] R. Machleidt, R. Holinde, and C. Elster, Phys. Rep.149,1 (1987).

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[20] J. R. Taylor,Scattering Theory(Wiley, New York, 1972).[21] J.-M. Sparenberg and D. Baye, Phys. Rev. C55, 2175

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