Titres dont la marge obligatoire est augmentée à … · Titres dont la marge obligatoire est augmentée à partir du 15 Septembre 2011 Nom du titre Symbole Bourse La valeur d'emprunt

Valeurd'emprunt

1 800-Flowers.Com Inc FLWS US 25%1St Century Bancshares, Inc FCTY US 25%1St Constitution Bancorp FCCY US 25%1St United Bancorp Inc (Fl) FUBC US 25%2% Minimum On S&P 500 MHC US 25%20-20 Technologies Inc TWT CDN 25%21St Century Hldng Co TCHC US 25%21Vianet Group Inc VNET US 50%3% Min Cpn Ppn Russell 2000 MBC US 25%3% Rusl 2000 Indx 9/10/14 MJC US 25%3I Group Plc TGOPF US 0%3Sbio Inc SSRX US 25%49 North Resources Inc FNR CDN 0%51Job Inc JOBS US 50%57Th Street Genl Acquisition CRMB US 25%5Banc Split Inc FBS'B CDN 50%5Banc Split Inc FBS.B CDN 50%5N Plus Inc VNP CDN 50%7 Days Group Holdings Ltd SVN US 50%8X8 Incorporated EGHT US 25%99 Cents Only Stores NDN US 50%A&W Revenue Royalties Incm AW.UN CDN 25%A.C. Moore Art & Craft Inc ACMR US 25%A.H. Belo Corporation AHC US 25%A.T. Cross Co ATX US 25%A123 Systems Inc AONE US 50%Aag Holding Company Inc GFW US 25%Aag Holding Company Inc GFZ US 25%Aareal Bank Ag AAALF US 0%Aaron'S Incorporated AAN US 50%Aastra Technologies Ltd AAH CDN 25%Aastrom Biosciences Inc New ASTM US 0%Aberdeen Asia Pac Inc Fd Inc FAX US 0%Aberdeen Asia-Pacific Inc Inv FAP CDN 50%Aberdeen Aust Equity Fd Inc IAF US 0%Aberdeen Chile Fund Inc CH US 0%Aberdeen Emg Mkts Telecom & Infra Fd ETF US 0%Aberdeen Global Incm Fd Inc FCO US 0%Aberdeen Indonesia Fund Inc IF US 0%Aberdeen Israel Fund ISL US 0%Aberdeen Latin America Eqty Fd LAQ US 0%Abington Bancorp Inc ABBC US 25%Abitibibowater Inc. ABH CDN 50%Absolute Software Corp ABT CDN 25%Acadia Pharmaceuticals Inc ACAD US 0%Acadia Realty Trust AKR US 50%Acadian Timber Corp ADN CDN 25%Acc Rt Nt S&P500 9/11 ACK US 25%Accelr8 Technology Corp AXK US 25%Access National Corp ANCX US 25%Accord Finl Corp ACD CDN 25%Ace Aviation Hld ACE'A CDN 25%Ace Aviation Holdings Inc ACE'B CDN 25%Ace Limited ACE US 25%Acelrx Pharmaceuticals Inc ACRX US 0%Aceto Corp ACET US 25%Achillion Pharmaceuticals ACHN US 25%Acme United Corp ACU US 25%Acnb Corp ACNB US 25%Acorda Therapeutics Inc ACOR US 25%Acorn Energy Inc ACFN US 25%Acorn International ATV US 0%Actions Semiconductor Co ACTS US 0%

Titres dont la marge obligatoire est augmentée à partir du 15 Septembre 2011

Nom du titre Symbole Bourse

La valeur d'emprunt des titres suivants a été réduite. Les taux de prêt ci-après peuvent changer en tout temps, sans préavis. Veuillez noter qu'il n'y a pas de valeur d'emprunt pour les titres dont le cours est inférieur à 3,00 $.

Valeurd'empruntNom du titre Symbole Bourse

Activenergy Income Fund AEU.UN CDN 25%Acura Pharmaceuticals Inc New ACUR US 0%Ada-Es Inc ADES US 25%Adams Express Co ADX US 0%Adams Golf Inc ADGF US 25%Adams Res & Energy Inc AE US 25%Adanac Molybdenum Corp AUA CDN 25%Adcare Health Systems Inc ADK US 25%Addus Homecare Corporation ADUS US 25%Addvantage Tech Group Inc AEY US 25%Adept Tech Inc New ADEP US 25%Adidas Ag ADDDF US 0%Adolor Corporation ADLR US 25%Adpt Corporation ADPT US 25%Advance America Cash Advance AEA US 50%Advanced Analogic Techs Inc AATI US 25%Advanced Battery Techs Inc ABAT US 0%Advantaged Canadian High Yield Bond Fd AHY.UN CDN 0%Advantaged Preferred Shs Tr PFR.UN CDN 25%Advent Claymore Cv Secs&Incm AVK US 0%Advent/Claymore Enhncd Grw LCM US 0%Advent/Claymore Global Conv AGC US 0%Adventrx Pharmaceutical Inc ANX US 0%Advisorshares Active Bear Etf HDGE US 0%Advocat Inc AVCA US 25%Aegean Marine Petro Network ANW US 0%Aegerion Pharmaceuticals Inc AEGR US 25%Aegon N.V. AEH US 0%Aegon N.V. AED US 0%Aegon N.V. 7.25% AEF US 0%Aegon N.V. Perp. Cap AEB US 0%Aegon Nv AEG US 0%Aegon Nv AEGOF US 0%Aegon Nv AEV US 0%Aehr Test Syst AEHR US 25%Aeon Co Ltd AONNY US 0%Aep Inds Inc AEPI US 25%Aer Longus Group Plc AELGF US 0%Aerocentury Corp ACY US 25%Aeropostale Inc ARO US 50%Aerosonic Corp AIM US 25%Aetrium Inc ATRM US 25%Afc Enterprises Inc AFCE US 50%Affiliated Managers Grp Inc AMG US 50%Affirmative Insurance Hldgs AFFM US 25%Affymax Inc. AFFY US 0%Aflac Incorporated AFL US 50%Afren Plc AFRNF US 0%African Barrick Gold Ltd ABGLF US 25%Ageas AGESY US 0%Ageas Nv AGESF US 0%Agfeed Industries Inc FEED US 0%Agic Convertible & Income Fd NCV US 0%Agic Convertible & Income Fd Ii NCZ US 0%Agic Equity & Convertible Income Fd NIE US 0%Agic Global Equity & Conv Income Fd NGZ US 0%Agic Intl & Premium Strategy Fd NAI US 0%Agilysys Inc AGYS US 25%Agree Realty Corp ADC US 25%Agria Corp GRO US 0%Ainsworth Lumber Co Ltd ANS CDN 25%Air Canada AC'A CDN 25%Air Canada AC'B CDN 25%Air T Inc AIRT US 25%Airboss Of America Corp BOS CDN 25%Airmedia Group Inc AMCN US 0%Ak Steel Holding Corp AKS US 50%Akbank Turk Anonim Sirketi AKBTY US 0%Akita Drilling Ltd AKT'A CDN 25%Akita Drilling Ltd AKT'B CDN 25%Akorn Inc AKRX US 25%Alacer Gold Corp ASR CDN 50%Alamos Gold Inc AGI CDN 50%Alaris Royalty Corp. AD CDN 25%Alarmforce Industries Inc AF CDN 25%


Alaska Air Group Inc ALK US 25%Albany Molecular Resrch Inc AMRI US 25%Alcatel-Lucent ALU US 50%Aldila Inc ALDA US 25%Alerian Mlp Etf AMLP US 0%Alexandria Rel Estate Equ Inc ARE US 50%Alexco Resources Corporation AXR CDN 50%Alexion Pharmaceuticals ALXN US 50%Alexza Pharmaceuticals Inc ALXA US 0%Algoma Cent Corp ALC CDN 25%Alico Inc ALCO US 25%Alimera Sciences, Inc ALIM US 25%Alkermes Inc ALKS US 25%Allbanc Split Corp. Ii ALB CDN 50%Allbanc Split Ii Pfd Class B ALB.B CDN 0%Allegiant Travel Company ALGT US 25%Alliance Bancorp Inc Of Pennsylvania ALLB US 25%Alliance Bankshares Corp ABVA US 25%Alliance Bernstein Gl High Inc AWF US 0%Alliance Ca Muni Income Fund AKP US 0%Alliance Fiber Optic Products Inc AFOP US 25%Alliance Financial Corp ALNC US 25%Alliance Healthcare Serv Inc AIQ US 25%Alliance Ny Muni Incm Fund AYN US 0%Alliancebernstein Hldng L.P AB US 50%Alliancebernstein Inc Fd ACG US 0%Alliancebernstein Natl Muni AFB US 0%Allianz Ag Muench ALIZF US 0%Allianz Se AZSEY US 0%Allied Defense Group Inc. (The) ADGI US 25%Allied Gold Mining Plc ALD CDN 0%Allied Healthcare Intl Inc AHCI US 25%Allied Healthcare Prods AHPI US 25%Allied Irish Banks Plc AIBYY US 0%Allied Irish Bks AIBSF US 0%Allied Motion Technologies AMOT US 25%Allied World Assurance Co AWH US 0%Allos Therapeutics Inc ALTH US 25%Ally Financial Inc ALLY.B US 25%Almaden Minerals Ltd AMM CDN 25%Almost Family Inc AFAM US 25%Alnylam Pharmaceuticals ALNY US 25%Alon Hldgs Blue Square Israel Ltd BSI US 25%Alpha And Omega Semiconductor Limited AOSL US 25%Alpha Pro Tech Ltd APT US 25%Alpine Glbl Premier Ppty Fd AWP US 0%Alpine Global Dyn Div Fd AGD US 0%Alpine Total Dynamic Div AOD US 0%Altair Nanotechnologies Inc ALTI US 0%Altana Ag O.N. AANAF US 0%Altisource Ptf Solu Sa ASPS US 0%Altius Minerals Corp ALS CDN 25%Alto Palermo Sa APSA US 0%Altrust Financial Ser Inc. ATFS US 0%Altus Group Limited AIF CDN 25%Alvarion Ltd ALVR US 25%Amag Pharmaceuticals Inc. AMAG US 25%Amarin Corp Plc AMRN US 0%Ambac Financial Group Inc ABKFQ US 0%Ambassadors Group Inc EPAX US 25%Ambient Corp AMBT US 25%Amc Networks Inc (A) AMCX US 50%Amcol International Corp ACO US 50%Amcon Distributing Co DIT US 25%Amdocs Limited DOX US 0%Amec AMCBF US 25%Ameriana Bancorp ASBI US 25%America First Tax Exmp Invest ATAX US 25%America Movil Sab De Cv Ads AMOV US 50%American Apparel Inc APP US 0%American Assets Trust Inc AAT US 50%American Axle&Mfg Hldgs Inc AXL US 25%American Biltrite Inc ABL US 25%American Campus Cmmtys Inc ACC US 50%American Capital Agency Corp AGNC US 50%


American Capital Ltd ACAS US 50%American Capital Mtg Invest Corp MTGE US 25%American Caresource Hldings ANCI US 25%American Dental Partners Inc ADPI US 25%American Dg Energy Inc ADGE US 25%American Eagle Outfitters New AEO US 50%American Electric Techn Inc. AETI US 25%American Eq Invt Life Hldg Co AEL US 50%American Financial Group Inc AFQ US 50%American Finl Group Inc AFG US 50%American Greetings Corp AM US 50%American Income Fund Inc MRF US 0%American Independence Corp AMIC US 25%American International Group AFF US 0%American International Group Inc AIG' US 0%American Intl Group New AIG US 0%American Intl Group, Inc AVF US 0%American Lorain Corp ALN US 0%American Med Alert Corp AMAC US 25%American Muni Income Ptfl XAA US 0%American Natl Banksh Danvl V AMNB US 25%American Natl Ins Co ANAT US 50%American Oriental Bioengin Inc AOB US 0%American Pac Corp APFC US 25%American Public Eduinc. APEI US 50%American Reprographics Co ARC US 25%American River Bankshares AMRB US 0%American Rlty Investors Inc ARL US 25%American Safety Insur Hldgs ASI US 25%American Select Ptfl SLA US 0%American Shared Hosp Svc AMS US 25%American Software Inc AMSWA US 25%American Spectrum Realty Inc AQQ US 25%American Stra Inc Ptfl Inc CSP US 0%American Strat Incm Ptf Ii BSP US 0%American Strategic Inc Ptfl ASP US 0%American Superconductor Cp AMSC US 50%American Vanguard Corp AVD US 50%American Woodmark Corp AMWD US 25%America'S Car-Mart Inc CRMT US 50%Amerigon Inc ARGN US 25%Ameriprise Financial, Inc AMP US 50%Ameris Bancorp ABCB US 25%Amerisafe Inc AMSF US 50%Ameriserv Financial Inc Cap ASRVP US 25%Ameristar Casino ASCA US 25%Ameritrans Capital Corp AMTCP US 25%Ames Natl Corp ATLO US 25%Amg Bioenergy Resources Holdings Ltd ABG CDN 0%Amica Mature Lifestyles Inc ACC CDN 25%Amicus Therapeutics, Inc FOLD US 0%Amn Healthcare Svcs Inc AHS US 25%Ampal Amer Israel Corp AMPL US 25%Ampco Pitt Corp AP US 25%Ampio Pharmaceuticals Inc AMPE US 0%Amr Corp AAR US 25%Amr Corp Del AMR US 25%Amrep Corp AXR US 25%Amtech Systems Inc ASYS US 25%Amtrust Financial Svcs Inc AFSI US 50%Amylin Pharma Inc AMLN US 25%Anacor Pharmaceuticals Inc ANAC US 0%Anadarko Petroleum Corp APC US 50%Anadigics Inc ANAD US 25%Anadys Pharmaceuticals, Inc ANDS US 25%Analysts Intl Corp ANLY US 25%Ancestry.Com Inc ACOM US 50%Anchor Bancorp ANCB US 25%Anchor Bancorp Wis Inc ABCW US 0%Andatee China Marine Fuel Svc Corp AMCF US 0%Andina-B- AKO'A US 25%Andrew Peller Limitee ADW'B CDN 25%Andrew Pller Limted ADW'A CDN 25%Anfield Nickel Corp ANF CDN 25%Angeion Corp ANGN US 25%


Anglo American AAUKF US 25%Anglo American Plc AAUKY US 0%Anglo Pacific Group Plc APY CDN 25%Anglo-Eastn Plant AEPLF US 25%Anglogold Ashanti Holdings Financial Plc AU.A US 0%Anglogold Ashanti Limited AU US 50%Anika Therapeutics Inc ANIK US 25%Ann Inc ANN US 50%Annaly Capital Management NLY US 50%Annapolis Bancorp Inc ANNB US 0%Anthera Pharmaceuticals Inc ANTH US 0%Anvil Mining Limited AVM CDN 50%Anworth Mortgage Asset Corp ANH US 50%Aortech Intl AORTF US 0%Aoxing Pharma Co Inc AXN US 0%Apac Customer Services Inc APAC US 50%Apartment Invt & Mgmt Co AIV US 50%Api Technologies Corp ATNY US 25%Apollo Commercial Rl Est Fin ARI US 50%Apollo Global Management Llc APO US 50%Apollo Group Inc APOL US 50%Apollo Investment Cor AINV US 50%A-Power Energy Gen Sys Ltd APWR US 0%Appalachian Bancshares Inc APAB US 0%Appliance Recyclng Ctrs Amer ARCI US 25%Apricus Biosciences Inc APRI US 25%Aquarius Platinum Ltd AQPBF US 0%Arabian American Dev Co ARSD US 25%Arbitron Inc ARB US 50%Arbor Realty Trust Inc ABR US 25%Arc Wireless Solutions Inc New ARCW US 25%Arca Biopharma Inc ABIO US 0%Arcan Resources Ltd ARN CDN 25%Arch Chemicals Inc ARJ US 50%Archipelago Learning Inc ARCL US 25%Arctic Cat Inc ACAT US 25%Arctic Glacier Income Fund AG.UN CDN 25%Ardea Biosciences Inc RDEA US 25%Arden Grp Inc ARDNA US 25%Arehada Mining Limited AHD'H CDN 0%Arena Pharmaceuticals Inc ARNA US 0%Ares Capital Corp ARCC US 50%Argan Inc AGX US 25%Argonaut Gold Inc AR CDN 50%Argosy Energy Inc GSY CDN 25%Ariad Pharmaceuticals ARIA US 25%Ark Restaurants Corp ARKR US 25%Arlington Asset Investment Cp AI US 25%Arm Hldgs ARMHF US 0%Armour Residential Reit Inc ARR US 50%Armtec Infrastructure Inc ARF CDN 50%Arqule Inc ARQL US 0%Array Biopharma Inc ARRY US 0%Arrhythmia Res Tech Inc HRT US 25%Artesian Res Corp ARTNA US 25%Artio Global Investors Inc ART US 50%Arts Way Mfg Inc ARTW US 25%Aryx Therapeutics Inc. ARYX US 25%Asa Gold And Precious Metals Limited ASA US 0%Asahi Glass Co ASGLY US 0%Asbc Capital Trust I ABW.A US 25%Asbury Automotive Group Inc ABG US 50%Ascena Retail Group, Inc. ASNA US 50%Ascent Capital Group Inc (A) ASCMA US 50%Ascent Solar Techs Inc ASTI US 25%Ashford Hospitality Tr Inc AHT US 50%Ashmore Group Plc AJMPF US 0%Asia Bio-Chem Group Corp ABC CDN 0%Asia Entertainment & Res Ltd. AERL US 25%Asia Now Resources Corp NOW CDN 0%Asia Pacific Fund Inc APB US 0%Asia Pacific Wire & Cable Corp Ltd APWC US 25%Asia Tigers Fd Inc GRR US 0%Asiainfo Linkage Inc ASIA US 50%Asm Pacific ASMVF US 0%


Aspenbio Pharma Inc APPY US 0%Assa Abloy Ab Ser. ASAZF US 25%Asset Acceptance Cptl Corp AACC US 25%Associated Banc Corp ASBC US 50%Associated Estates Rlty Corp AEC US 50%Assurant Inc AIZ US 50%Assured Guaranty Ltd AGO US 50%Assured Guaranty Ltd AGO.F US 25%Asta Funding ASFI US 25%Astea International Inc ATEA US 25%Astellas Pharma Inc ALPMF US 25%Aston Hill Global Agribusiness Fund AGB.UN CDN 25%Astoria Financial Corp AF US 50%Astro Med Inc New ALOT US 0%Astronics Corp ATROB US 0%Astrotech Corp ASTC US 25%Ata Inc ATAI US 0%Atac Resources Ltd ATC CDN 25%Athens Bancshares Corporation AFCB US 25%Athersys Inc ATHX US 0%Atlantic Coast Finl Corp ACFC US 25%Atlantic Southern Fincl Grp ASFN US 0%Atlas Copco Ab Ser ATLCF US 0%Atp Oil & Gas ATPG US 50%Atricure Inc ATRC US 25%Atrinsic Inc ATRN US 25%Atrion Corporation ATRI US 25%Atrium Innovations Inc ATB CDN 50%Ats Corp ATSC US 25%Auburn Natl Bancorp AUBN US 25%Audiocodes Ltd AUDC US 25%Audiovox Corp VOXX US 25%Augusta Resource Corp AZC CDN 50%Aura Minerals Inc ORA CDN 50%Aureus Mining Inc AUE CDN 25%Aurico Gold Inc AUQ CDN 50%Aurizon Mines Ltd ARZ CDN 50%Australia Acquisition Corp AAC US 25%Australia Acquisition Corp AACOU US 25%Australian Banc Capital Securities Trust AUZ.UN CDN 25%Australian Banc Income Fund AUI.UN CDN 25%Authentec Inc AUTH US 25%Autocanada Inc ACQ CDN 25%Autochina Intl Ltd AUTC US 0%Autoliv Inc ALV US 50%Autonomy Corp AUTNF US 25%Auxilium Pharmaceuticals Inc AUXL US 25%Avalon Holdings Corp AWX US 25%Avalon Rare Metals Inc AVL CDN 50%Avalonbay Communities Inc AVB US 50%Avanir Pharmaceuticals Inc AVNR US 25%Avatar Holdings Inc AVTR US 25%Avenex Energy Corp AVF CDN 50%Avenue Income Credit Strategies Fd ACP US 0%Aveo Pharmaceuticals Inc AVEO US 25%Aviat Networks Inc AVNW US 25%Avino Silver&Gold Mines Ltd ASM CDN 25%Aviva AIVAF US 0%Aviva Plc AV US 0%Aware Inc AWRE US 25%Axa AXAHF US 0%Axa S.A. AXAHY US 0%Axcelis Technologies Inc ACLS US 50%B Communications Ltd BCOM US 25%B&H Ocean Carriers Ltd BHO US 25%B.O.S. Better Online Sol BOSC US 25%Bac Cap Trust Xii 6.875% Pfd C BAC.C US 50%Bac Capital Trust I BAC.W US 50%Bac Capital Trust Ii BAC.V US 50%Bac Capital Trust Iii BAC.X US 25%Bac Capital Trust Iv BAC.U US 50%Bac Capital Trust V BAC.Y US 50%Bac Capital Trust X BAC.B US 50%Bacterin International Hldgs Inc. BONE US 25%Badger Daylighting Ltd BAD CDN 25%


Bae Systems BAESF US 25%Baker Michael Corp BKR US 25%Balchem Corp BCPC US 50%Baldwin & Lyons Inc BWINA US 25%Baldwin & Lyons Inc BWINB US 25%Balfour Beatty BAFBF US 0%Ballantyne Strong Inc. BTN US 25%Ballard Power Systems Inc BLD CDN 0%Bally Technologies, Inc. BYI US 25%Baltic Trading Ltd BALT US 25%Bam Investments Corp BNB CDN 25%Bam Split Class Aa Pfd Series 3 BNA.C CDN 25%Bam Split Corp Cl Aa Pfd Series 5 BNA.E CDN 25%Bam Split Corp Preferred B BNA.B CDN 25%Bam Split Corp Preferred D BNA.D CDN 25%Bancfirst Corp BANFP US 25%Banco Bilbao Vizcaya Argentaria BBVA US 0%Banco Bradesco S A New BBD US 50%Banco Latinoamericano Comerc BLX US 0%Banco Macro S.A. BMA US 0%Banco Popolare Soc Co BPSAY US 0%Banco Popolare Societa BPSAF US 0%Banco Santander Brasil S A BSBR US 50%Banco Santander S. A. STD US 0%Bancolombia Sa CIB US 0%Bancorp Of New Jersey Inc BKJ US 0%Bancorp Rhode Island Inc BARI US 25%Bancorpsouth Capital Tr I BXS.A US 25%Bancorpsouth Inc BXS US 50%Bancroft Fund Ltd BCV US 0%Banctrust Financial Group Inc BTFG US 0%Bank Holdings Inc (The) TBHS US 0%Bank Kentucky Finl Cp (The) BKYF US 25%Bank Mutual Corp BKMU US 25%Bank Of America Corporation BML.J US 50%Bank Of Commerce Hldgs BOCH US 0%Bank Of Granite Corp GRAN US 0%Bank Of Hawaii Corp BOH US 50%Bank Of Ireland Grp (Gov&Co) IRE US 0%Bank Of Marin Bancorp BMRC US 25%Bank Of South Carolina Corp BKSC US 25%Bank Of The Carolinas Corp BCAR US 0%Bank Of The Ozrks OZRK US 50%Bank Of Virgina BOVA US 0%Bankatlantic Bancorp Inc BBX US 25%Bankers Inv Trust BKIXF US 0%Bankfinancial Corporation BFIN US 25%Bankrate Inc Del RATE US 0%Bankunited Inc BKU US 50%Banner Corporation BANR US 25%Banro Corporation BAA CDN 25%Bar Harbor Bankshares BHB US 25%Barcl Asian & Gulf Cur Rev PGD US 0%Barclays BCLYF US 25%Barclays Etn+ S&P Veqtor Etn VQT US 0%Barclays Gems Asia-8 AYT US 0%Barclays Gems Idx 2/4/38 JEM US 0%Barclays Ipath Dj Aig Energy JJE US 0%Barclays Ipath Dj Aig Grains JJG US 0%Barclays Ipath Dj Aig Nickel JJN US 0%Barclays Ipath Dj Ubs Agric JJA US 0%Barclays Ipath Dj Ubs Copper JJC US 0%Barclays Ipath Dj Ubs Livestk COW US 0%Barclays Ipath Dj Ubs Nat Gas GAZ US 0%Barclays Ipath Indu Metals JJM US 0%Barclays Ipath Msci India INP US 0%Barclays Long B Leveraged S&P 500 Tr BXUB US 0%Barclays Long C Leveraged S&P 500 Tr BXUC US 0%Barclays Plc BCS US 50%Barclays Short B Leveraged S&P 500 Tr BXDB US 0%Barclays Short C Leveraged S&P 500 Tr BXDC US 0%Baring Emerging Eu BRIMF US 0%Barnes & Noble Inc BKS US 50%Barnwell Inds Inc BRN US 25%Barratt Devel BTDPF US 0%


Barrett Business Services BBSI US 25%Basic Energy Services Inc. BAS US 50%Bassett Furniture Inds Inc BSET US 25%Bauer Performance Sports Ltd BAU CDN 25%Bay National Corp BAYN US 0%Bb&T Capital Trust Vi BBT.B US 25%Bb&T Corp BBT US 50%Bbc Capital Trust Ii BBXT US 25%Bbva Banco Frances S V BFR US 0%Bcb Bancorp Inc BCBP US 0%Bcd Semiconductor Manufacturing Limited BCDS US 0%Bcsb Bancorp BCSB US 0%Be Semiconductor Inds Nv BESIY US 25%Beach First National Bancshares BFNBQ US 0%Beacon Federal Bancorp, Inc. BFED US 25%Beacon Power Corp BCON US 25%Bear Creek Mining Corp BCM CDN 25%Bear Stearns Depositor Inc TZF US 25%Bear Stearns Depositor Inc TZK US 25%Beasley Broadcast Grp Inc BBGI US 25%Beazer Homes Usa Inc BZH US 50%Beazer Homes Usa Inc 7.5 1/15/13 BZMD US 25%Bebe Stores Inc BEBE US 50%Becker Milk Co Ltd BEK'B CDN 25%Bel Fuse Inc BELFB US 25%Bellamont Exploration BMX'B CDN 25%Belo Corp BLC US 50%Ben Int Blackrock Muni Incm Invt Qual BAF US 0%Beneficial Int Of Blackrock Muni BIE US 0%Beneficial Intt Of Blackrock Muni MYF US 0%Beneficial Mut Bancorp Inc BNCL US 50%Benihana Inc BNHN US 25%Benihana Inc BNHNA US 25%Bennett Environmental Inc New BEV CDN 25%Berkshire Bancorp Inc New BERK US 25%Berkshire Hills Bancorp Inc BHLB US 0%Berkshire Income Realty Inc BIR.A US 25%Bg Group BRGXF US 25%Bg Medicine Inc BGMD US 25%Bgc Partners Inc BGCP US 50%Bge Capital Tr Ii BGE.B US 25%Bhp Billiton Plc BHPBF US 25%Bidz.Com BIDZ US 25%Big 5 Sporting Corp BGFV US 25%Big Lots Inc Ohio BIG US 50%Big Rock Brewery Inc BR CDN 25%Bigband Networks Inc BBND US 25%Biglari Holdings Inc BH US 50%Bio Clinica Inc BIOC US 25%Bio Rad Laboratories Inc BIO'B US 50%Bioanalytical Systems Inc BASI US 25%Biocryst Pharmaceuticals Inc BCRX US 0%Biodel Inc. BIOD US 0%Biodelivery Sciences Intl BDSI US 25%Biofuel Energy Corp BIOF US 25%Biogen Idec Inc BIIB US 50%Biolase Technology Inc BLTI US 25%Biomarin Pharmaceuticals BMRN US 25%Biomed Realty Trust Inc BMR US 50%Biomimetic Therapeutics Inc BMTI US 0%Biosante Pharmacuticals BPAX US 25%Biospecifics Tech Corp BSTC US 0%Biostar Pharmaceut, Inc. BSPM US 0%Biotime Inc BTX US 0%Bird Construction Inc BDT CDN 50%Birner Dental Management Svc BDMS US 25%Bitauto Holdings Ltd BITA US 0%Bitstream Inc BITS US 25%Bj'S Restaurants Inc BJRI US 50%Bk Of Ireld Cap.St IRLBF US 0%Black Diamond Group Ltd BDI CDN 50%Black Diamond Inc BDE US 25%Blackrock Build America Bd Tr BBN US 0%Blackrock Ca Muni 2018 Term BJZ US 0%Blackrock Calif Muni Incm Tr BFZ US 0%


Blackrock Core Bond Trust BHK US 0%Blackrock Corp Hi Yield Fd Iii CYE US 0%Blackrock Corp Hi Yield Fd Vi HYT US 0%Blackrock Corp High Yield Fd COY US 0%Blackrock Cr Alloc Inc Tr Ii PSY US 0%Blackrock Cr Alloc Inc Tr Iv BTZ US 0%Blackrock Cr Alloc Incm Iii BPP US 0%Blackrock Cr Alloc Incm Tr I PSW US 0%Blackrock Debt Strat Fd Inc DSU US 0%Blackrock Def Opp Cr Tr BHL US 0%Blackrock Divsfd Incm Strtg DVF US 0%Blackrock Ecosolutions Invt BQR US 0%Blackrock Energy & Res Tr BGR US 0%Blackrock Enhanced Equity Dividend Tr BDJ US 0%Blackrock Enhanced Govt Fd Inc EGF US 0%Blackrock Enhncd Cap & Incm CII US 0%Blackrock Equity Dividend Tr BDV US 0%Blackrock Fl Muni2020 Trm Tr BFO US 0%Blackrock Fltg Rate Incm Strat FRA US 0%Blackrock Fltg Rate Income BGT US 0%Blackrock Fltg Rt Incm Strat Ii FRB US 0%Blackrock Glbl Opp Eq Tr BOE US 0%Blackrock Health Sciences Tr BME US 0%Blackrock High Yield Trust BHY US 0%Blackrock Inc BLK US 50%Blackrock Income Oppty Tr BNA US 0%Blackrock Income Tr Inc BKT US 0%Blackrock Intl Grwth/Inc Tr BGY US 0%Blackrock Inv Qlty Muni Trust RFA US 0%Blackrock Invt Qual Mun Tru BKN US 0%Blackrock Kelso Cap Corp BKCC US 50%Blackrock Long-Term Muni BTA US 0%Blackrock Ltd Duration Inc BLW US 0%Blackrock Maryland Mun Bd Tr BZM US 0%Blackrock Mun Inc Tr Ii BLE US 0%Blackrock Muni 2018 Term Tr BPK US 0%Blackrock Muni 2020 Term Tr BKK US 0%Blackrock Muni Bond Trust BBK US 0%Blackrock Muni Incm Tr BFK US 0%Blackrock Muni Incm Tr BBF US 0%Blackrock Muni Interm Duration MUI US 0%Blackrock Muni Ny Intrm Dur MNE US 0%Blackrock Muniassets Fund MUA US 0%Blackrock Municipal Income Quality Trust BYM US 0%Blackrock Munienhanced Fd MEN US 0%Blackrock Munihldgs Fd MHD US 0%Blackrock Munihldgs Fd Ii MUH US 0%Blackrock Muniholdings Calif Quality Fd MUC US 0%Blackrock Muniholdings Invt Quality Fd MFL US 0%Blackrock Muniholdings Nj Quality Fd MUJ US 0%Blackrock Muniholdings Ny Quality Fd MHN US 0%Blackrock Muniholdings Quality Fd Ii MUE US 0%Blackrock Muniholdings Quality Fd Inc MUS US 0%Blackrock Munivest Fd Ii Inc MVT US 0%Blackrock Munivest Fund Inc MVF US 0%Blackrock Muniyield Az Fd Inc MZA US 0%Blackrock Muniyield Calif Fd MYC US 0%Blackrock Muniyield Calif Quality Fd MCA US 0%Blackrock Muniyield Fd Inc MYD US 0%Blackrock Muniyield Invt Quality Fd MFT US 0%Blackrock Muniyield Michigan Quality Fd MIY US 0%Blackrock Muniyield Michigan Quality Ii MYM US 0%Blackrock Muniyield New York Quality Fd MYN US 0%Blackrock Muniyield Nj Fd Inc MYJ US 0%Blackrock Muniyield Nj Quality Fd Inc MJI US 0%Blackrock Muniyield Pa Quality Fd MPA US 0%Blackrock Muniyield Quality Fd Iii MYI US 0%Blackrock Muniyld Quality Fd MQY US 0%Blackrock Muniyld Quality Fd Ii MQT US 0%Blackrock Nj Investment Qty RNJ US 0%Blackrock Nj Mun Bd Tr BLJ US 0%Blackrock Nj Muni Incm Tr BNJ US 0%Blackrock Ny Invt Qlty Muni RNY US 0%Blackrock Ny Mun Inc Tr Ii BFY US 0%Blackrock Ny Muni 2018 Tm Tr BLH US 0%


Blackrock Ny Muni Bond Tr BQH US 0%Blackrock Ny Muni Incm Tr BNY US 0%Blackrock Ny Municipal Income Quality Tr BSE US 0%Blackrock Pa Strtgc Mun Tr BPS US 0%Blackrock Real Asset Eqty Tr BCF US 0%Blackrock S&P Quality Rnkngs BQY US 0%Blackrock Senior Hi Incm Ptf ARK US 0%Blackrock Strategic Bd Tr BHD US 0%Blackrock Strategic Equity Dividend Tr BDT US 0%Blackrock Strategic Muni Tr BSD US 0%Blackrock Virginia Mun Bd Tr BHV US 0%Blackrock Wrld Mng Tr Plc BWMTF US 0%Blackrockcorp Hi Yld Fd V HYV US 0%Blackstone / Gso Long Short Credit Incom BGX US 0%Blackstone / Gso Sr Floating Rate Trm Fd BSL US 0%Blackstone Group (The) L.P. BX US 50%Blue Dolphin Energy Co BDCO US 25%Blue Nile Inc NILE US 50%Blue Phoenix Solutions BPHX US 25%Blue Ribbon Income Fund RBN.UN CDN 25%Bluefly Inc BFLY US 25%Bluegreen Corporation BXG US 25%Blueknight Energy Partners BKEP US 0%Bluelinx Holdings Inc BXC US 25%Blyth Inc BTH US 50%Bmo S&P Tsx Eq Wght Glbl Base Mtl Hedged ZMT CDN 50%Bmtc Inc (Groupe) GBT'A CDN 25%Bnc Bancorp (Nc) BNCN US 25%Bnk Petroleum Inc. BKX CDN 50%Bnp Paribas BNPQF US 0%Bnp Paribas BNPQY US 0%Bnp Paribas Obam Nv BNOBF US 0%Bns Split Corp. Ii BSC CDN 50%Bny Capital Iv BK.E US 25%Bob Evans Farms Inc BOBE US 50%Bodisen Biotech Inc BBCZ US 0%Bofi Holdings Inc BOFI US 25%Boiron BOIRF US 25%Boise Inc BZ US 50%Bok Financial Corp BOKF US 50%Boliden Ab BLS CDN 25%Bolt Technology Corp BOLT US 25%Bon Ton Stores Inc BONT US 25%Bona Film Group Limited BONA US 0%Bonnett'S Energy Corp BT CDN 25%Books A-Million Inc BAMM US 25%Boralex Inc BLX CDN 25%Borg Warner Inc BWA US 50%Boston Pizza Royalties Inc BPF.UN CDN 25%Boston Private Financial Hdg BPFH US 50%Boston Properties Inc BXP US 50%Boulder Growth & Incm Fd Inc BIF US 0%Boulder Total Return Fd Inc BTF US 0%Bovie Medical Corporation BVX US 25%Bowl America BWL'A US 25%Bowleven Plc BWLVF US 0%Box Ships Inc TEU US 25%Boyd Gaming Inc BYD US 25%Boyd Group Inc (The) BYD.UN CDN 25%Boyuan Construction Group Inc BOY CDN 0%Bp Plc BP US 50%Bpo Properties Pfd G Adjustable Rate BPP.G CDN 25%Bpo Properties Pfd J Floating Rate BPP.J CDN 25%Bpo Properties Pfd M Adjustable Rate BPP.M CDN 25%Bpz Resources Inc BPZ US 50%Brampton Brick Ltd BBL'A CDN 25%Brand Leaders Income Fund Units HBL.UN CDN 25%Brand Marvel Wrldwide Consmr Products BMW CDN 0%Brandywine Realty Tr BDN US 50%Brasil Telecom S A BTM US 50%Braskem S A BAK US 50%Bravo Brio Restaurant Group Inc BBRG US 50%Bre Properties Inc Maryland BRE US 50%Breakwater Resources Ltd BWR CDN 50%Breeze-Eastern Corp BZC US 25%


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Capitol Bancorp Ltd. Trust CBCRO US 25%Capitol Federal Financial Inc CFFN US 50%Capstead Mtg Corp CMO US 50%Carbonite Inc CARB US 25%Cardica Inc CRDC US 25%Cardinal Financial Corp CFNL US 50%Cardiome Pharma Corp COM CDN 0%Cardionet Inc BEAT US 25%Cardiovascular Sys Inc CSII US 25%Care Investment Trust Inc CVTR US 25%Career Education Corp CECO US 50%Carfinco Income Fund CFN.UN CDN 25%Cargojet Inc CJT'A CDN 25%Cargojet Inc CJT CDN 25%Caribbean Utilities Ltd CUP'U CDN 25%Caribou Coffee Company Inc CBOU US 50%Carmike Cinemas Inc CKEC US 25%Carnival Plc CUKPF US 25%Carolina Bank Holdings Inc CLBH US 25%Carolina Trust Bank CART US 25%Carpenter Tech Corp CRS US 50%Carrefour CRERF US 0%Carriage Services Inc CSV US 25%Carrollton Bancorp CRRB US 25%Carrols Restaurant Gr Inc. TAST US 25%Carter'S Inc CRI US 50%Carver Bancorp Inc CARV US 0%Cascade Bancorp CACB US 25%Cascade Corp CASC US 50%Cascade Microtech Inc CSCD US 25%Cascal N.V CCALF US 0%Casella Waste Systems Inc CWST US 25%Cash America Intl Inc CSH US 50%Cash Store Australia Hldngs AUC CDN 25%Cash Store Finl Serv Inc CSF CDN 25%Castle A M & Co CAS US 50%Casual Male Retail Grp Inc New CMRG US 25%Cathay Forest Products Corp CFZ CDN 0%Cathay General Bancorp CATY US 50%Cathedral Energy Services Ltd CET CDN 25%Cathedral Energy Services Ltd CET CDN 50%Cato Corp (The) New CATO US 50%Cavco Industires Inc CVCO US 25%Cavico Corp CAVO US 25%Cazador Acquisition Corp Ltd CAZA US 25%Cazador Acquisition Corp Ltd CAZAU US 25%Cb Richard Ellis Group Inc CBG US 50%Cbl & Associates Pptys Inc CBL US 50%Cboe Holdings, Inc CBOE US 50%Cbre Clarion Global Reit Fd IGR US 0%Cbs Corporation CPV US 50%Cca Industries Inc CAW US 25%Ccf Holding Company CCFH US 0%Cda Genl 3.90% Cum Re Cl A Pfd CGI.C CDN 25%Cda Genl 4.65% Cum Re Cl A Pref G Ser 2 CGI.B CDN 25%Cdc Corporation (A) CHINA US 25%Cdc Software Corp CDCS US 25%Cdf 2% Min Coupon Based On Gold MOL US 25%Cdf Spx Lasers IFO US 25%Cdi Corp CDI US 25%Ce Franklin Ltd CFT CDN 25%Cec Entertainment Inc CEC US 50%Ceco Environmental Corp CECE US 25%Cedar Fair Lp FUN US 50%Cedar Shopping Centers Inc New CDR US 25%Cedar Shopping Centers Inc New CDR.A US 25%Celadon Group Inc CGI US 25%Celgene Corp CELG US 50%Cell Therapeutics Inc CTIC US 0%Celldex Therapeutics Inc CLDX US 0%Celsion Corporation CLSN US 0%Celsius Holdings Inc CELH US 25%Cemex S.A.B. De C.V. CX US 50%Center Bancorp Inc CNBC US 25%Center Financial Corp CLFC US 25%


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China Digital Tv Holding Co STV US 0%China Direct Industries Inc CDII US 0%China Distance Education DL US 0%China Eastern Airlines Corp CEA US 50%China Education Alliance Inc CEU US 0%China Education Resources Inc CHN CDN 0%China Electric Motor Inc CELM US 0%China Fd Inc CHN US 0%China Finance Online Co Ltd JRJC US 0%China Fire And Security Group Inc CFSG US 0%China Gengsheng Minerals Inc CHGS US 0%China Gerui Adv Mat Grp Ltd CHOP US 0%China Gold Intl Res Corp Ltd CGG CDN 50%China Green Agriculture CGA US 0%China Grentech Corp GRRF US 0%China Health Labs & Diagnostics Ltd CHO CDN 0%China Hgs Real Estate Inc. HGSH US 0%China Housing & Land Dev Inc CHLN US 0%China Hydroelectric Corp CHC US 0%China Information Technology Inc CNIT US 0%China Infrastructure Investment Corp CIIC US 0%China Integrated Energy Inc CBEH US 0%China Intelligent Lighting And Elec Inc CILE US 0%China Jo-Jo Drugstores Inc CJJD US 0%China Keli Electric Company Ltd. ZKL CDN 0%China Lodging Group Ltd HTHT US 50%China Marine Food Grp Ltd CMFO US 0%China Mass Media Corp CMM US 0%China Mediaexpress Hldgs Inc CCME US 0%China Medical Techs Inc CMED US 0%China Medicine Corporation CHME US 25%China Metro-Rural Hlgs Ltd CNR US 25%China Minerals Mining Corp CMV CDN 0%China Ming Yang Wind Power Group Ltd MY US 50%China Natural Gas Inc CHNG US 0%China Natural Resources Inc CHNR US 0%China Nepstar Chain Drugstre NPD US 25%China Network International Holdings Ltd CNWHF US 0%China New Borun Corp BORN US 0%China North East Petroleum Hldgs NEP US 0%China Nuokang Bio Pharma Inc NKBP US 0%China Nutrifruit Group Limited CNGL US 0%China Pharma Holdings Inc CPHI US 0%China Precision Steel Inc CPSL US 0%China Real Estate Information Corporatio CRIC US 50%China Recycling Energy Corp CREG US 0%China Ritar Power Corp CRTP US 0%China Sec & Surv Tech Inc (De) CSR US 0%China Shen Zhou Mining & Res SHZ US 0%China Shengda Packaging Group Inc. CPGI US 0%China Shenghuo Pharmaceutica KUN US 0%China Sky One Medical Inc CSKI US 0%China Southern Airline Co ZNH US 50%China Sunergy Co.Ltd. CSUN US 0%China Tech Dev Grp Corp CTDC US 0%China Techfaith Wireless Com CNTF US 0%China Transinfo Tech Corp. CTFO US 0%China Valves Tech Inc. CVVT US 0%China Wind Power Intl Corp. CNW CDN 0%China Xd Plastics Co Ltd CXDC US 0%China Xiniya Fashion Ltd XNY US 0%China Yida Holding Co. CNYD US 0%China Yingxia Int'L Inc CYXI US 0%China Yuchai Intl Ltd CYD US 50%China Zenix Auto International Ltd ZX US 25%Chinacast Education Corp CAST US 0%Chinaedu Corporation CEDU US 0%Chinanet Online Holdings Inc CNET US 0%Chindex International Inc CHDX US 25%Chipmos Technologies Ltd IMOS US 25%Chorus Aviation Inc CHR'B CDN 25%Chorus Aviation Inc CHR'A CDN 25%Christopher & Banks Corp CBK US 25%Chs Inc CHSCP US 25%Churchill Corp (The) CUQ CDN 50%


Churchill Downs Inc CHDN US 25%Chyron Corp CHYR US 25%Ciber Inc CBR US 25%Cic Energy Corp ELC CDN 0%Cifc Corp DFR US 25%Cimatron Limited CIMT US 25%Cinemark Holdings Inc CNK US 50%Cit Group Incorporated New CIT US 50%Citadel Income Fund CTF.UN CDN 25%Citadel Smart Fund CRT.UN CDN 25%Citi Trends Inc CTRN US 25%Citi Volatility Index Total Return CVOL US 0%Citic Pacific CTPCF US 0%Citigroup Fdg Inc MYP US 25%Citigroup Fdg Inc 8/11/14 MUK US 25%Citigroup Fdg Inc 8/11/14 MTY US 25%Citigroup Funding Inc 7/11/14 MBF US 25%Citizens & Northn Corp CZNC US 25%Citizens Cmmty Bancorp Inc CZWI US 25%Citizens First Bancorp Inc CTZN US 0%Citizens First Corporation CZFC US 25%Citizens Funding Trust I CTZ.A US 25%Citizens Holding Company CIZN US 25%Citizens Inc CIA US 50%Citizens Republic Bancorp Inc CRBC US 50%Citizens South Banking Corp CSBC US 25%City Bk Lynnwood Wa CTBK US 25%City Hldgs Co CHCO US 50%City Natl Corp CYN US 50%City Telecom (H.K.) Ltd CTEL US 50%Ckx Lands Inc CKX US 25%Clairvest Group Inc CVG CDN 25%Clarent Corporation CLRN US 0%Clarke Inc CKI CDN 25%Claymore Advantaged Canadian Bond Etf CAB'A CDN 50%Claymore Avant Hi Yld Bd Etf CHB'A CDN 50%Claymore Broad Emerg Etf CWO CDN 50%Claymore Broad Emerg Etf CWO'A CDN 50%Claymore Canadian Fincl Monthly Incm Etf FIE CDN 50%Claymore Cef Gs Connect GCE US 0%Claymore Glbl Mnly Adv Div CYH CDN 50%Claymore Glbl Mnly Adv Div CYH'A CDN 50%Claymore Prem Money Mrkt Etf CMR CDN 50%Claymore Prem Money Mrkt Etf CMR'A CDN 50%Claymore S&P/Tsx Glbl Mining CMW CDN 50%Claymore S&P/Tsx Glbl Mining CMW'A CDN 50%Claymore Silver Bullion Tr SVR.UN CDN 0%Claymore Silver Bullion Trust SVR'C CDN 0%Clayton Williams Energy Inc CWEI US 50%Clean Diesel Tech Inc CDTI US 25%Cleantech Innovations Inc CTEK US 0%Clearbridge Energy Mlp Fd Inc CEM US 0%Clearfield Inc CLFD US 25%Clearone Communications Corp CLRO US 25%Clearwater Paper Corp CLW US 50%Cleveland Biolabs Inc CBLI US 0%Clicksoftware Technologies Ltd CKSW US 25%Clifton Savings Bancorp Inc CSBK US 25%Clifton Star Res Inc CFO CDN 25%Cline Mining Corp CMK CDN 25%Clough Global Allocation Fd GLV US 0%Clough Global Eqty Fund GLQ US 0%Clough Global Opportunities GLO US 0%Clublink Enterprises Limited CLK CDN 25%Cmp Gold Trust CMP.UN CDN 25%Cms Bancorp Inc CMSB US 25%Cna Financial Corp CNA US 50%Cnb Financial Corp Pa CCNE US 25%Cninsure Inc. CISG US 50%Cno Financial Group Inc CNO US 50%Coast Distr System Inc (Del) CRV US 25%Coast Wholesale App Inc CWA CDN 25%Coastal Contacts Inc COA CDN 25%Cobalt Intl Energy Inc CIE US 25%Cobiz Financial Inc. COBZ US 25%


Cobra Electronics Corp COBR US 25%Coca Cola Hellenic Bottling CCH US 0%Coca-Cola Femsa S.A.B. KOF US 25%Codexis Inc. CDXS US 0%Codorus Vy Bancorp Inc CVLY US 25%Coeur D' Alene Mines Corp CDM CDN 50%Coffee Holding Co Inc JVA US 25%Cogdell Spencer Inc CSA US 25%Cogdell Spencer Inc CSA.A US 25%Cogeco Inc CGO CDN 25%Cogo Group Inc COGO US 25%Cohen & Steers Cl End Opp Fd FOF US 0%Cohen & Steers Div Majors Fd DVM US 0%Cohen & Steers Inc CNS US 50%Cohen & Steers Infrastructure Fd UTF US 0%Cohen & Steers Qual Inc Rlty RQI US 0%Cohen & Steers Reit/Pfd Incm RNP US 0%Cohen & Steers Select Pfd & Income Fd PSF US 0%Cohen & Steers T Rtn Rlty RFI US 0%Cohen &Steers Global Inc Bd INB US 0%Cohu Inc COHU US 50%Coinstar Inc CSTR US 50%Colabor Group Inc GCL CDN 25%Coldwater Creek Inc CWTR US 50%Coleman Cable Inc CCIX US 25%Collective Brands Inc PSS US 50%Collectors Universe CLCT US 25%Colonial Bancgroup Inc CBCDQ US 0%Colonial Financial Svcs Inc COBK US 25%Colonial Properties Trust CLP US 50%Colony Bankcorp Inc CBAN US 25%Colony Financial Inc CLNY US 50%Colossus Minerals Inc CSI CDN 50%Columbia Bkg Sys Inc COLB US 50%Columbia Growth Equity Strategy Fund RPX US 0%Columbia Labs Inc CBRX US 25%Columbia Large Cap Growth Equity Strateg RWG US 0%Columbia Seligman Prem Tech Growth Fd STK US 0%Com Dev Intl Ltd CDV CDN 50%Comarco Inc CMRO US 25%Combimatrix Corporation CBMX US 25%Comcast Corporation CCT US 50%Comcast Corporation CCW US 50%Comcast Holdings Corp CCZ US 25%Comdisco Holding Company Inc CDCO US 0%Comerica Inc CMA US 50%Command Sec Corp Rp MOC US 25%Commerce Bancshares Inc CBSH US 50%Commerce First Bancorp Inc CMFB US 25%Commerce Split Corp YCM CDN 50%Commerce Split Corp YCM'X CDN 50%Commerce Split Corp 7.50%Pfd Class I YCM.A CDN 50%Commerce Split Corp Preferred Class Ii YCM.B CDN 50%Commerce Split Corp Priority Equity YCM.X CDN 50%Commercial Metals Co CMC US 50%Commercial Natl Finl Corp Pa CNAF US 25%Commercial Vehicle Grp Inc CVGI US 25%Commerzbank Ag O.N CRZBY US 0%Commerzbank Ag O.N CRZBF US 0%Commonwealth Bankshares Inc CWBS US 25%Commonwealth Reit CWH US 50%Commtouch Software Ltd CTCH US 25%Communications Sys Inc JCS US 25%Community Bancorp CBONQ US 0%Community Bank System Inc CBU US 50%Community Bankers Tr Corp BTC US 0%Community Bk Shs Of Indiana CBIN US 0%Community Capital Corp CPBK US 0%Community Centrl Bk Corp CCBD US 0%Community Fin Corp Va CFFC US 25%Community Health Sys Inc New CYH US 50%Community Nat Bk Of Lakeway CNLA US 0%Community Partners Bancorp CPBC US 25%Community Shores Bank Corp CSHB US 0%Community Trust Bancorp Inc CTBI US 50%


Community Valley Bancorp CVLL US 0%Community West Bancshares CWBC US 25%Companhia Brasileira De Distribuicao CBD US 50%Companhia De Bebidas Das Amer ABV US 50%Companhia De Saneamento Basi SBS US 50%Companhia Energetica De Mina CIG US 50%Companhia Siderurgica Nacl SID US 50%Compania Minas Buenaventura BVN US 50%Compass Diversified Holdings CODI US 50%Compass Group CMPGF US 25%Compass Income Fund CMZ.UN CDN 25%Competitive Tech Inc CTTC US 25%Compton Petroleum Corp CMT CDN 25%Compucredit Hldgs Corp CCRT US 25%Compugen Ltd CGEN US 25%Computer Modelling Group Ltd CMG CDN 25%Computer Task Grp Inc CTGX US 25%Compx International Inc CIX US 25%Comstock Homebuilding Cos CHCI US 25%Comstock Mining Inc. LODE US 25%Comverge, Inc COMV US 25%Concord Medical Services Holdings Ltd CCM US 0%Concurrent Computer Corp CCUR US 25%Conmed Helathcare Mgmt Inc CONM US 25%Connecticut Bank&Trust CTBC US 25%Connecticut Wtr Svc Inc CTWS US 25%Connor Clark & Lunn Conservative I &G CCP.UN CDN 25%Connor Clark&Lunn Gbl Fin Ii GFT.UN CDN 25%Connor Clark&Lunn Rr Inc Fd RRB.UN CDN 25%Conn'S Inc CONN US 25%Cono Italiano Inc CNOZ US 0%Conolog Corp CNLG US 25%Conrad Industries Inc CNRD US 0%Consolidated Edison Co ED.A US 25%Consolidated Edison Co ED.C US 25%Consolidated Hci Hldgs Corp CXA'B CDN 25%Consolidated Tomoka Ld Co CTO US 25%Consolidated Water Co Inc CWCO US 25%Constellation Energy Part CEP US 25%Constellation Software Inc CSU CDN 25%Consulier Engr Inc CSLR US 25%Consumers Energy Co CMS.B US 25%Continental Gold Limited CNL CDN 25%Continental Materials Corp CUO US 25%Contrans Group Inc CSS CDN 25%Convertible & Yld Adv Tst CNV.UN CDN 25%Convio, Inc. CNVO US 25%Cooper Industries Plc CBE US 0%Cooper Tire & Rubber Co CTB US 50%Cooperative Bankshares Inc COOPQ US 0%Co-Operator General Pfd Srs D CCS.D CDN 25%Co-Operators Gen Non Cu Red CCS.C CDN 25%Copa Holdigns, S.A CPA US 0%Copernican British Banks Fd CBB.UN CDN 50%Copernican Intl Fin Sp Cp CIR.A CDN 50%Copernican Intl Prem Div Fd CPM.UN CDN 0%Copernican Wrld Fin Infra Tr CIW.UN CDN 25%Copper Mountain Ming Corp CUM CDN 50%Corby Distilleries CDL'A CDN 25%Corby Distilleries CDL'B CDN 25%Corcept Therapeutics Inc CORT US 25%Core Canadian Dividend Tr CDD.UN CDN 25%Core Mark Holdings Co Inc CORE US 50%Core Molding Technologies Inc CMT US 25%Coresite Realty Corp COR US 50%Corinthian Colleges Inc COCO US 25%Cornerstone Progressive Ret CFP US 0%Cornerstone Strtgc Val Fd New CLM US 0%Cornerstone Therapeutics Inc CRTX US 0%Cornerstone Ttl Return Fd Inc New CRF US 0%Corp Bkd Tr Ctfs Lehman Abs XFP US 25%Corp Bkd Tr Ctfs Lehman Abs CWZ US 25%Corp Bkd Tr Ctfs Lehman Abs XKO US 25%Corp Bkd Tr Ctfs Lehman Abs CVB US 25%Corp Bkd Tr Ctfs Lehman Abs XFD US 25%


Corp Bkd Tr Ctfs Lehman Abs XFH US 25%Corp Bkd Tr Ctfs Lehman Abs JBI US 25%Corp Bkd Tr Ctfs Lehman Abs JBJ US 25%Corp Bkd Tr Ctfs Lehman Abs XVG US 25%Corp Bkd Tr Ctfs Lehman Abs JZV US 25%Corp Bkd Tr Ctfs Lehman Abs JZT US 25%Corp Bkd Tr Ctfs Lehman Abs JZS US 25%Corp Bkd Tr Ctfs Lehman Abs XFR US 25%Corp Bkd Tr Ctfs Lehman Abs XKE US 25%Corp Bkd Tr Ctfs Lehman Abs XKK US 25%Corp Bkd Tr Ctfs Lehman Abs XKN US 25%Corporate Office Ppts Tr OFC US 50%Corridor Resources Inc CDH CDN 50%Cort Tr Ii KCC US 25%Corts Ctf For J C Penney Co KTP US 25%Corts Iii Provident Fing Tr I KRJ US 25%Corts Peco Energy Cap Tr Iii KTH US 25%Corts Tr Boeing Co Nts (The) HYM US 25%Corts Tr Goldman Sach Cap I HYK US 25%Corts Tr Goldman Sach Cap Ii HYL US 25%Corts Tr Provident Fing Tr I KSA US 25%Corts Tr Sunamerica Debs KNO US 25%Corts Tr Us West Comm Deb KCW US 25%Corts Tr Verizon Glbl Fdg Nt HYY US 25%Corts Tr Vi Ibm HZK US 25%Corts Tr Weyerhaeuser Co HYH US 25%Corts Trust Bristol Myers KNR US 25%Corus Bankshares Inc CORSQ US 0%Corvel Corp CRVL US 50%Cosan Ltd CZZ US 25%Cost Plus Inc CPWM US 25%Costamare Inc CMRE US 0%Countrywide Cap Iv New CFC.A US 25%Courier Corp CRRC US 25%Cousins Pptys Inc CUZ US 50%Covenant Transportation Group, Inc. CVTI US 25%Coventree Inc COF'H CDN 25%Cowen Group Inc (A) COWN US 50%Cowlitz Bancorporation CWLZ US 25%Coxe Commodity Strategy Fd COX.UN CDN 50%Coxe Global Agribusiness Income Fd CAG.UN CDN 25%Cp Holdrs HCH CDN 25%Cpfl Energia S A CPL US 50%Cpi Aerostructures Inc CVU US 25%Cpi Corp CPY US 25%Cpi Preferred Equity Ltd CZP.A CDN 25%Cpi Preferred Equity Ltd CZP.B CDN 25%Cracker Barrel Old Cnt Store CBRL US 50%Craft Brewers Alliance Inc HOOK US 25%Craftmade Intl Inc CRFT US 0%Crawford & Co CRD'B US 25%Crawford & Co CRD'A US 25%Cray Inc CRAY US 25%Credicorp Ltd BAP US 50%Credit Agricole CRARF US 0%Credit Agricole Sa CRARY US 0%Credit Suisse CRP US 25%Credit Suisse Asset Mgmnt Incm CIK US 0%Credit Suisse Group CS US 50%Credit Suisse Hi Yield Bd Fd DHY US 0%Credit Suisse Long/Short Liquid Indx CSLS US 0%Credit Suisse Merger Arbitrage Liq Indx CSMB US 0%Credo Pete Corp CRED US 25%Crescent Banking Company CSNT US 0%Crescent Financial Corp CRFN US 25%Cresud Sacif Ya CRESY US 0%Crexendo Inc EXE US 25%Crexus Investment Corp CXS US 50%Crh Plc CRH US 0%Crimson Exploration Inc CXPO US 25%Crocotta Tree Energy Ltd CTA CDN 25%Crocs Incorporated CROX US 50%Crombie Real Estate Invst Tr CRR.UN CDN 50%Cross Country Healthcare Inc CCRN US 25%Crosshair Exploration & Mining CXX CDN 25%


Crown Crafts CRWS US 25%Crown Media Hldgs Inc CRWN US 25%Crucell Nv CRXLY US 25%Crude Carriers Corp CRU US 0%Cryolife Inc CRY US 25%Cryptologic Exchange Corp CXY CDN 25%Cryptologic Limited CRY CDN 25%Cs Ag Etn 6/10/20 Lnk Cs Mg Arb Liq Indx CSMA US 0%Csp Inc CSPI US 25%Css Inds Inc CSS US 25%Ctc Media Inc CTCM US 0%Cti Industries Corp CTIB US 25%Ctpartners Executive Search Inc. CTP US 25%Cubist Pharmaceuticals Inc CBST US 25%Culp Inc CFI US 25%Cumberland Pharma Inc CPIX US 0%Cumulus Media Inc CMLS US 25%Curis Inc CRIS US 0%Cushing Mlp Total Return Fd SRV US 0%Cutera Inc CUTR US 25%Cvb Financial Corp CVBF US 50%Cvd Equipment Corp CVV US 25%Cvr Partners Lp UAN US 50%Cyanotech Corp New CYAN US 25%Cyberdefender Corp CYDE US 25%Cyberoptics Corp CYBE US 25%Cyclacel Pharma Inc CYCC US 0%Cyclacel Pharma Inc CYCCP US 0%Cymbria Corp CYB CDN 0%Cynosure Inc CYNO US 25%Cypress Sharpridge Invts Inc CYS US 50%Cytec Industries Inc CYT US 50%Cytokinetics, Incorporated CYTK US 0%Cytori Therapeutics Inc CYTX US 0%Cytori Therapeutics Inc 9/13/14 CYTXW US 0%D. Medical Industries Ltd DMED US 25%Daiichi Sankyo Co Ltd DSKYY US 25%Daily Jour Co DJCO US 25%Daiseki Co Ltd DSKIF US 25%Daiwa Industires Ltd DAWIF US 25%Daiwa Secs Group DSECF US 0%Dana Holding Corporation DAN US 25%Danaos Corp DAC US 0%Danier Leather Inc DL CDN 25%Danske Bank A/S DNSKY US 0%Danske Bank A/S Bearer Sh DNSKF US 0%Daqo New Energy Corp DQ US 0%Dara Biosciences Inc DARA US 0%Data Group Income Fund (The) DGI.UN CDN 25%Data I O Corp DAIO US 25%Datalink Corp DTLK US 0%Dataram Corp DRAM US 0%Datawatch Corp DWCH US 25%Daxor Corp DXR US 25%Db Agriculture Long AGF US 0%Db Agriculture Short ADZ US 0%Db Commodity Double Long DYY US 0%Db Commodity Double Short DEE US 0%Db Commodity Long DPU US 0%Db Commodity Short DDP US 0%Db Short Gold Etn DGZ US 0%Db-X 2040 Target Date Fund TDV US 0%Dca Total Return Fund DCA US 0%Dcc Plc DCCPF US 0%Dct Industrial Trust Inc. DCT US 50%Dd Wireless International Inc DD CDN 25%Ddi Corp New DDIC US 25%Ddj High Yiled Fund HYB.UN CDN 25%Dean Foods Co New DF US 25%Dean Knight Incm & Grwth DKI.UN CDN 25%Deans Knight Inc Corp DNC CDN 0%Dearborn Bancorp Inc DEAR US 0%Deer Consumer Products Inc DEER US 0%Dehaier Medical Systems Limited DHRM US 0%Del Inv Minn Mun Inc Fd Ii Inc VMM US 0%


Delaware Enhncd Glbl Div&Inc DEX US 0%Delaware Inv Colorado Muni Inc Fd Inc VCF US 0%Delaware Invmt Natl Muni Incm Fd VFL US 0%Delaware Invt Div&Incm Fd DDF US 0%Delaware Invt Glb Div&Incm DGF US 0%Delcath Systems Inc DCTH US 25%Delphi Financial Group Inc DFG US 50%Delta Air Lines Inc. (New) DAL US 50%Delta Apparel Inc DLA US 25%Delta Lloyd N.V. DLLLF US 0%Delta Mutual Inc New DLTZ US 0%Delta Nat Gas Inc DGAS US 25%Delta Petroleum Corporation DPTR US 25%Deltek Inc PROJ US 25%Demandtec Inc DMAN US 25%Denali Fd Inc DNY US 0%Dendreon Corp DNDN US 25%Denso Corp DNZOY US 25%Depomed Inc DEPO US 25%Derma Sciences Inc DSCI US 25%Descartes Systems Group Inc DSG CDN 50%Desire Petroleum DSPMF US 0%Destination Maternity Corp DEST US 25%Deswell Industries Inc DSWL US 25%Detour Gold Corp DGC CDN 50%Deutsche Bk A G DB US 50%Deutsche Bk Cap Fdg Tr X DCE US 25%Deutsche Post Ag DPSGY US 0%Deutsche Post Ag N DPSTF US 0%Deutsche Postbank DEUPF US 0%Developers Dvsfd Realty Corp DDR US 50%Devro DEITF US 0%Devry Inc DV US 50%Dex One Corp DEXO US 50%Dexia DXBGF US 0%Dexia Sa Belgium Strip Vvp DXBBF US 0%Dgse Companies Inc DGSE US 25%Dht Holdings Inc DHT US 0%Diageo DGEAF US 25%Dialogic Inc DLGC US 25%Diamond Hill Fin Trends Fund DHFT US 0%Diamond Hill Investment Group DHIL US 25%Diamond Rock Hospitality Co DRH US 50%Diana Containerships Inc. DCIX US 0%Diana Shipping Inc DSX US 0%Diex Dly Emrg Mkt Bull 3X Shs EDC US 0%Digimarc Corp DMRC US 25%Digirad Corp DRAD US 25%Digital Realty Trust Inc DLR US 50%Dillards Capital Trust I DDT US 25%Dillards Inc DDS US 50%Dime Community Bancshares DCOM US 25%Dineequity Inc DIN US 50%Directcash Payment Inc DCI CDN 50%Direx Daily 20 Plus Yr Tr Bear 3X (Axtwe TMV US 0%Direx Daily 20 Plus Yr Tr Bull 3X (Axtwe TMF US 0%Direx Daily 7-10 Yr Trea Br 3X (Axsvtn) TYO US 0%Direx Daily 7-10 Yr Trea Bull 3X (Axsvtn TYD US 0%Direx Dly Dev Mrt Bull 3X Shs DZK US 0%Direx Dly Emrg Mrkt Bear 3X Shs EDZ US 0%Direx Dly Energy Bear 3X ERY US 0%Direx Dly Finan Bull 3X FAS US 0%Direx Dly Large Cap Bull 3X BGU US 0%Direx Dly Mid Cap Bull 3X Shares MWJ US 0%Direx Dly Rl Est Bear 3X Sh DRV US 0%Direx Dly Rl Est Bull 3X Sh DRN US 0%Direx Dly Small Cap Bull 3X TNA US 0%Direx Dly Tech Bear 3X Shares TYP US 0%Direx Dly Tech Bull 3X Shares TYH US 0%Direxion Daily Agribusiness Bear 3X Shar COWS US 0%Direxion Daily Agribusiness Bull 3X Shar COWL US 0%Direxion Daily Bric Bear 2X Shares BRIS US 25%Direxion Daily Bric Bull 2X Shares BRIL US 25%Direxion Daily China Bear 3X Shares YANG US 0%Direxion Daily China Bull 3X Shares YINN US 0%


Direxion Daily Gold Miners Bear 2X Share DUST US 0%Direxion Daily Gold Miners Bull 2X Share NUGT US 0%Direxion Daily India Bear 2X Shares INDZ US 25%Direxion Daily India Bull 2X Shares INDL US 25%Direxion Daily Latin America Bear 3X LHB US 0%Direxion Daily Latin America Bull 3X Sha LBJ US 0%Direxion Daily Nat Gas Rel Bear 2X GASX US 25%Direxion Daily Nat Gas Rel Bull 2X GASL US 0%Direxion Daily Retail Bear 2X Shares RETS US 25%Direxion Daily Retail Bull 2X RETL US 25%Direxion Daily Russia Bear 3X Shares RUSS US 0%Direxion Daily Russia Bull 3X Shares RUSL US 0%Direxion Daily Semicond Bear 3X Sh SOXS US 0%Direxion Daily Semicond Bull 3X Sh SOXL US 0%Direxion Dly Dev Mkt Bear 3X Shs DPK US 0%Direxion Dly Financial Bear 3X FAZ US 0%Direxion Dly Lg Cap Bear 3X BGZ US 0%Direxion Dly Mid Cap Bear 3X Shares MWN US 0%Direxion Dly Small Cap Bear 3X TZA US 0%Direxion Energy Bull 3X ERX US 0%Discover Financial Services DFS US 50%Discovery Laboratories Inc DSCO US 0%Distinction Group Inc GD CDN 25%Distribuidora Internacional De Alimentac DIDAF US 25%Diversified Preferred Shr Ts DPS.UN CDN 25%Diversified Private Eq Corp PEQ CDN 25%Dividend & Income Fund Inc DNI US 0%Dividend 15 Split Corp DFN CDN 50%Dividend 15 Split Corp Preferred A DFN.A CDN 50%Dividend 15 Split Corp. Ii DF CDN 50%Dividend 15 Split Ii Pfd DF.A CDN 50%Dividend Select 15 Corp DS CDN 50%Dixie Group Inc DXYN US 25%Djsp Enterprises Inc DJSP US 25%Djsp Enterprises Inc DJSPU US 25%Dnb Finl Corp DNBF US 25%Dnb Nor DNBHF US 0%Dnp Select Income Inc DNP US 0%Document Security Systems Inc DSS US 25%Dolan Company (The) DM US 25%Dominion Res Black Warrior T DOM US 25%Domino'S Pizza Inc DPZ US 50%Domtar (Canada) Paper Inc UFX CDN 25%Donegal Group Inc DGICA US 25%Donegal Grp Inc DGICB US 25%Doral Financial Corp New DRL US 0%Dorman Products Inc DORM US 25%Dot Hill Systems Corp HILL US 0%Double Eagle Pet Co DBLE US 25%Double Eagle Petroleum Co DBLEP US 25%Douglas Emmett Inc DEI US 50%Dover Downs Gaming & Entmnt DDE US 0%Dover Saddlery Inc DOVR US 25%Dow 30 Enhncd Prm & Inc DPO US 0%Dow 30 Pre& Div Inc Fund DPD US 0%Dpf India Opportunities Fund DPF.UN CDN 25%Dr Horton Inc DHI US 50%Dr. Reddy'S Laboratories Ltd RDY US 50%Dragonwave Inc. DWI CDN 25%Drdgold Limited DROOY US 0%Dreams Inc DRJ US 25%Dreamworks Animation Skg Inc DWA US 50%Drew Industries Inc DW US 25%Dreyfus Hi Yld Strategies Fd DHF US 0%Dreyfus Mun Incm Inc DMF US 0%Dreyfus Strat Mun Bd Fd Inc DSM US 0%Dreyfus Strat Mun Inc LEO US 0%Dryships Inc DRYS US 25%Dsp Group Inc DSPG US 25%Dsw Inc DSW US 50%Dte Energy Trust I DTE.A US 25%Dte Energy Trust Ii DTE.C US 25%Dtf Tax Free Income Inc DTF US 0%Duckwall Alco Stores Inc DUCK US 25%Ducommun Inc De DCO US 25%


Duff & Phelps Corp New DUF US 50%Duff & Phelps Util & Bd Tru DUC US 0%Duke Realty Corp DRE US 50%Duluth Metals Limited DM CDN 25%Dundee Precious Metals Inc DPM CDN 50%Duoyuan Global Water Inc DGW US 0%Duoyuan Printing Inc DYNP US 0%Dupont Fabros Tech DFT US 50%Durect Corporation DRRX US 25%Dusa Pharmaceuticals Inc DUSA US 0%Dws Global High Incm LBF US 0%Dws High Income Opportunities Fd Inc DHG US 0%Dws High Income Trust KHI US 0%Dws Multi Market Incm Tr KMM US 0%Dws Muni Incm Tr KTF US 0%Dws Strat Mun Incm Tr KSM US 0%Dws Strategic Incm Trust KST US 0%Dyax Corp DYAX US 25%Dynacq Healthcare Inc DYII US 25%Dynamics Res Corp DRCO US 25%Dynasil Corp Of America DYSL US 25%Dynasty Metals & Mining Inc DMM CDN 25%Dynavax Technologies Corp DVAX US 25%Dynavox Inc. DVOX US 25%Dynex Power Inc DNX CDN 0%E L Financial Corp Ltd ELF CDN 25%E*Trade Financial Corp ETFC US 25%Eagle Bancorp Inc (Md) EGBN US 25%Eagle Bancorp Montana Inc EBMT US 25%Eagle Bulk Shipping Inc EGLE US 25%Eagle Capital Growth Fund Inc GRF US 0%Eagle Energy Trust EGL.UN CDN 25%Eagle Materials Inc EXP US 50%Earthstone Energy Inc. ESTE US 25%East West Bancorp Inc EWBC US 50%Eastern Amer Nat Gas Tr NGT US 25%Eastern Co EML US 25%Eastern Insurance Hldgs Inc EIHI US 25%Eastern Light Capital Inc ELC US 25%Eastern Virginia Bank Inc EVBS US 25%Eastgroup Properties Inc EGP US 50%Eastman Kodak Co EK US 50%Easyhome Ltd EH CDN 25%Easyjet EJETF US 25%Easylink Services Intl Corp ESIC US 25%Eaton Vance Ca Muni Incm Tr CEV US 0%Eaton Vance Calif Muni Bd Fd Ii EIA US 0%Eaton Vance Calif Muni Bd Fund EVM US 0%Eaton Vance Corp EV US 50%Eaton Vance Enhanced Eq Incm EOI US 0%Eaton Vance Enhncd Eq Inc Ii EOS US 0%Eaton Vance Floating Rt Incm EFT US 0%Eaton Vance Ltd Dur Inc Fd EVV US 0%Eaton Vance Ma Muni Bd Fund MAB US 0%Eaton Vance Mass Mun Incm Tr MMV US 0%Eaton Vance Mi Muni Incm Tr EMI US 0%Eaton Vance Michigan Muni Bd Fd MIW US 0%Eaton Vance Muni Bond Fund EIM US 0%Eaton Vance Muni Bond Fund Ii EIV US 0%Eaton Vance Muni Incm Tr Sbi EVN US 0%Eaton Vance N J Muni Bd Fd EMJ US 0%Eaton Vance Natl Mun Opp Tr EOT US 0%Eaton Vance Nj Muni Incm Tr EVJ US 0%Eaton Vance Ny Muni Bd Fund ENX US 0%Eaton Vance Ny Muni Bd Fund Ii NYH US 0%Eaton Vance Ny Muni Incm Tr EVY US 0%Eaton Vance Oh Muni Incm Tr EVO US 0%Eaton Vance Ohio Muni Bd Fund EIO US 0%Eaton Vance Pa Muni Bd Fund EIP US 0%Eaton Vance Pa Muni Incm Tr EVP US 0%Eaton Vance Risk Mgn Div Eq In ETJ US 0%Eaton Vance Senior Income Tr EVF US 0%Eaton Vance Shrt Dur Div Inc EVG US 0%Eaton Vance Sr Fltg Rate Fd EFR US 0%Eaton Vance Tax Adv Glbl Div ETG US 0%


Eaton Vance Tax Advantaged EVT US 0%Eaton Vance Tax Advtgd Glbl ETO US 0%Eaton Vance Tax Mg ETY US 0%Eaton Vance Tax Mg By-Wr ETB US 0%Eaton Vance Tax-Adv Bd & Opt Strategies EXD US 0%Eaton Vance Tax-Mngd Glbl ETW US 0%Eaton Vance Tx Mngd By-Wt Fd ETV US 0%Ebix Inc EBIX US 25%Ecb Bancorp Inc ECBE US 25%Echo Therapeutics Inc. ECTE US 0%Ecology & Environment Inc EEI US 25%E-Commerce China Dangdang Inc DANG US 50%Economic Investment Tr Ltd EVT CDN 25%Ecopetrol S.A. ECP CDN 0%Ecosynthetix Inc. ECO CDN 25%Ecotality Inc ECTY US 25%Edac Technologies Corp EDAC US 25%Edap Tms Sa EDAP US 25%Edgewater Technology Inc EDGW US 25%Education Mngmnt Corp EDMC US 50%Education Realty Trust Inc EDR US 50%Educational Dev Corp EDUC US 25%E-Future Information Tech EFUT US 0%Egi Financial Holdings Inc. EFH CDN 25%Egshares Brazil Infrastructure Etf BRXX US 0%Egshares China Infrastructure Etf CHXX US 0%Egshares Emerging Markets Consumer Etf ECON US 0%Egshares India Infrastructure Etf INXX US 0%Egshares India Small Cap Etf SCIN US 0%Ehealth Inc EHTH US 50%E-House (China) Hldg Ltd EJ US 50%Einstein Noah Restaurant Group, Inc New BAGL US 25%E-L Fin 1St Pref G Series 2 ELF.G CDN 25%E-L Financial 5.30% Pfd F ELF.F CDN 25%Elan Corp Plc ELN US 50%Elbit Imaging Ltd EMITF US 25%Elecsys Corp ESYS US 25%Electro Rent Corp ELRC US 25%Electro Sensors Inc ELSE US 25%Electromed Inc ELMD US 25%Electronics For Imaging Inc EFII US 25%Electrovaya Inc EFL CDN 25%Elem Lnd Cs Glbl Warm2030 GWO US 0%Elements Etn- Dogs Of The Dow DOD US 0%Elements Etn-Mrnstr Wd Moat Fc Tr WMW US 0%Elements Etn-Rogers Agr Tr RJA US 0%Elements Etn-Rogers Energy Tr RJN US 0%Elements Etn-Rogers Metals Tr RJZ US 0%Elements Etn-Rogers Tot Ret RJI US 0%Elements Linked To Spectrum Lrg Cap U.S. EEH US 0%Elements S&P Cti Etn LSC US 0%Ellie Mae Inc ELLI US 25%Ellsworth Fund Ltd ECF US 0%Elmira Svgs Bk Fsb Ny ESBK US 25%Elong Incorporated LONG US 25%Elron Electr Inds Ltd ELRNF US 25%Emagin Corp EMAN US 25%Embraer S.A ERJ US 50%Emc Ins Grp Inc EMCI US 25%Emclaire Financial Corp EMCF US 25%Emcore Corporation EMKR US 25%Emergent Biosolutions Inc EBS US 25%Emerson Radio Corp MSN US 25%Emmis Communications Corp EMMSP US 25%Empire Resorts Inc NYNY US 0%Employers Holdings Inc EIG US 50%Empresa Dist & Comm EDN US 0%Empresas Ica, S.A. De C.V. ICA US 25%Encore Bancshares Inc. EBTX US 25%Endeavour Mining Corp EDV CDN 25%Endeavour Silver Corp EDR CDN 50%Endocyte Inc ECYT US 25%Endurance Spec Hlgs Ltd ENH.A US 25%Energold Drilling Corp EGD CDN 25%Energy Conversion Devices ENER US 25%


Energy Inc & Growth Fund FEN US 0%Energy Income Fund ENI.UN CDN 25%Energy Indexplus Dividend Fd Trust Units IDE.UN CDN 25%Energy Recovery Inc ERII US 25%Energy Svcs Of America Corp 10/12/11 ESA'U US 25%Energy Svcs Of Amr Corp ESA US 25%Enernoc Inc. ENOC US 50%Enervest Energy & Oil Sands EOS.UN CDN 25%Engex Inc EGX US 0%Enghouse Systems Ltd ESL CDN 25%Englobal Corporation ENG US 25%Entercom Communs Corp ETM US 25%Entergy Louisiana Llc ELB US 25%Entergy Louisiana Llc ELA US 25%Entergy Mississippi Inc EFM US 25%Entergy Mississippi Inc EMQ US 25%Entergy Texas Inc EDT US 25%Enterprise Bancorp Inc Ma EBTC US 25%Enterprise Financial Services EFSC US 25%Entertainment Gaming Asia EGT US 0%Entertainment One Ltd ENTMF US 0%Entertainment Properties Tr EPR US 50%Entorian Technologies Inc ENTN US 25%Entravision Communictns Corp EVC US 25%Entree Gold Inc ETG CDN 50%Entremed Inc New ENMD US 0%Envirostar Inc EVI US 25%Enzo Biochem Inc ENZ US 25%Enzon Pharmaceuticals Inc ENZN US 25%Eon Communication Corp EONC US 25%Eos Pfd Corp 8.5 (D) EOSPN US 25%Eplus Inc PLUS US 25%Epsilon Energy Ltd EPS CDN 25%Equal Energy Ltd EQU CDN 25%Equitable Group Inc ETC CDN 25%Equitable Group Inc. ETC.A CDN 25%Equity Financial Holdings Inc EQI CDN 25%Equity Lifestyle Properties Inc ELS US 50%Equity One Inc EQY US 50%Equity Residential EQR US 50%Equus Total Return Inc. EQS US 0%Eresearch Technology Inc ERT US 25%Erste Group Bank Ag EBKOF US 0%Erste Group Bank Ag EBKDY US 0%Esb Financial Corp ESBF US 25%Escalade Inc ESCA US 25%Espey Mfg & Electrs Corp ESP US 25%Essa Bancorp Inc ESSA US 25%Essex Ppty Trust Inc ESS US 50%Essex Rental Corp ESSX US 25%Et Van Tax Mg Gl Div Eq Inc EXG US 0%Etfs Commodity Sec Ltd ECTNF US 0%Etfs Gold Trust SGOL US 50%Etfs Physical Precious Metal Basket Shar GLTR US 0%Etfs Silver Trust SIVR US 50%Ethan Allen Interiors Inc ETH US 50%E-Tr Ubs Blmbg Cmci Energy UBN US 0%E-Tr Ubs Blmbg Cmci Gold UBG US 0%E-Tr Ubs Blmbg Cmci Ind Met UBM US 0%E-Tr Ubs Blmbg Cmci Livstk UBC US 0%E-Tracs Ubs Blmbg Cmci Food FUD US 0%E-Tracs Ubs Blmbg Cmci Sil USV US 0%E-Tracs Ubs Bloomberg Cmci UCI US 0%E-Tracs Ubs Bloombg Cmci Ag UAG US 0%E-Tracs Ubs Long Platinum PTM US 0%E-Tracs Ubs Short Plat PTD US 0%Eurasian Minerals Inc EMX CDN 25%Euro Tech Hldgs Co Ltd CLWT US 25%European Equity Fund Inc EEA US 0%European Goldfields Limited EGU CDN 50%Euroseas Ltd ESEA US 0%Evans Bancorp Inc New EVBN US 25%Evercore Partners Inc EVR US 50%Everest Re Capital Trust Ii RE.B US 25%Ever-Glory Intl Grp Inc EVK US 0%


Evergreen Energy Inc New EEE US 25%Evolution Petroleum Cp EPM US 25%Evolving Systems Inc EVOL US 25%Evotec Aktiengesellschaft EVTCY US 25%Exact Sciences Corporation EXAS US 25%Exactech Inc EXAC US 25%Exceed Company Ltd EDS US 25%Exceed Company Ltd EDSUU US 25%Excel Maritime Carriers Ltd EXM US 0%Excel Trust Inc EXL US 25%Exchange Income Corporation EIF CDN 25%Exco Tech Ltd XTC CDN 25%Exelixis Inc EXEL US 25%Exeter Resources Corp XRC CDN 50%Exfo Inc EXF CDN 25%Exide Tech New XIDE US 25%Exlservice Holdings, Inc. EXLS US 50%Experian Plc EXPGF US 0%Express Inc EXPR US 50%Express-1 Expedited Solutions XPO US 25%Extorre Gold Mines Limited XG CDN 25%Extra Space Storage Inc EXR US 50%Extract Recsources Limited EXT CDN 25%Ezchip Semiconductor Ltd EZCH US 50%Ezcorp Inc EZPW US 50%Factorshares 2X: Gold Bull/S&P500 Bear FSG US 25%Factorshares 2X: Oil Bull/S&P500 Bear FOL US 25%Factorshares 2X: S&P500 Bull/Tbond Bear FSE US 25%Factorshares 2X: S&P500 Bull/Usd Bear FSU US 25%Factorshares 2X: Tbond Bull/S&P500 Bear FSA US 25%Faircourt Gold Income Corp FGX CDN 25%Faircourt Split Trust FCS.UN CDN 25%Faircourt Split Trust Pfd 6.25% FCS.B CDN 25%Fairpoint Communications Inc FRP US 25%Faithshares Christian Values FOC US 0%Falconstor Software Inc FALC US 25%Falkland Islands H FLKDF US 25%Falkland Oil & Gas FLKOF US 0%Famous Dave'S Of America DAVE US 25%Fannie Mae FNMAK US 0%Fannie Mae FNMAH US 0%Fannie Mae FNMAI US 0%Fannie Mae FNMAJ US 0%Fannie Mae FNMA US 0%Fanuc Ltd FANUF US 25%Farmer Bros Co FARM US 25%Farmers & Merch Long Bch Ca FMBL US 0%Farmers Cap Bk Corp FFKT US 25%Fauquier Bankshares Inc (Va) FBSS US 25%Fbl Financial Group Inc FFG US 50%Fbr & Co FBRC US 25%Fed Agricultural Mtg Corp AGM US 25%Fed Agricultural Mtg Corp AGM'A US 25%Federal Home Loan Mrtg Corp FMCKI US 0%Federal Nalt Mtg FNMFM US 0%Federal National Mortgage Association FNMAO US 0%Federal National Mortgage Association FNMAM US 0%Federal National Mortgage Association FNMAP US 0%Federal Rlty Invt Tr (Md) FRT US 50%Federal-Mogul Corp FDML US 25%Federated Enhanced Treas Income Fd FTT US 0%Federated Prem Mun Incm Fd FMN US 0%Federated Premier Inter Mun FPT US 0%Feihe International Inc ADY US 0%Felcor Lodging Trust Inc FCH US 50%Female Health Co (The) FHCO US 25%Ferro Corp FOE US 50%Ffd Financial Corp FFDF US 25%Fibertower Corp FTWR US 25%Fibria Celulose Sa FBR US 50%Fidelity National Fin Inc FNF US 50%Fidelity Southern Corp LION US 25%Fidelity Svgs Bk Pasa FSBI US 25%Fiduciary/Claymore Mlp Oppty FMO US 0%Fieldpoint Petroleum Corp FPP US 25%


Fiera High Income Trust HIT.UN CDN 25%Fiera Sceptre Inc FSZ CDN 25%Fifth Street Finance Corp FSC US 50%Fifth Third Bancorp FITB US 25%Fifth Third Bancorp FITBP US 25%Filtrona Plc FLRAF US 0%Financial 15 Split Corp FFN CDN 50%Financial 15 Split Corp Preferred A FTN.A CDN 50%Financial 15 Split Corp Preferred A FFN.A CDN 50%Financial Engines Inc FNGN US 50%Financial Institutions Inc FISI US 25%Finish Line Inc FINL US 50%Firm Cap Mtg Invest Corp FC CDN 25%First Advantage Bancorp FABK US 25%First Amer Mn Mun Incm Fd Ii MXN US 0%First American Financial Corp FAF US 50%First Asset Canadian Dividend Opportunit DOF.UN CDN 25%First Asset Energy & Res Fund TRF.UN CDN 25%First Asset Pipes &Power Income EWP.UN CDN 25%First Asset Reit Income Fund RIT.UN CDN 25%First Asset Yeild Oppty Tst FAY.UN CDN 25%First Asset Yld Opprtnity Tr FAY'U CDN 25%First Bancorp Hldg Co P R FBP.C US 0%First Bancorp Hldg Co P R FBP.D US 0%First Bancorp Hldg Co P R FBP.A US 0%First Bancorp Hldg Co P R FBP.B US 0%First Bancorp Hldg Co P R FBP.E US 0%First Bancorp Inc FNLC US 25%First Bancorp N C FBNC US 25%First Bancorp P R FBP US 0%First Bancshares Inc (The) FBMS US 25%First Banctrust Corporation FIRT US 0%First Bankshares Inc FBSI US 25%First Busey Corporation BUSE US 50%First Business Financial Svc FBIZ US 25%First Calif Fincl Grp Inc FCAL US 25%First Capital Bancorp (Va) FCVA US 25%First Capital Inc FCAP US 25%First Carolina Invstors Inc FCAR US 25%First Cash Fincl Svs FCFS US 50%First Citizens Banc Corp FCZA US 25%First City Finl Corp FCFC US 25%First Clover Leaf Fin Corp FCLF US 25%First Community Bk Corp FCFL US 0%First Community Corp (Sc) FCCO US 25%First Comnty Bancshare Inc N FCBC US 25%First Comwlth Finl Corp Pa FCF US 50%First Connecticut Bancorp Inc FBNK US 25%First Defiance Fin Corp FDEF US 25%First Fed Of Nrth Mic Banc FFNM US 25%First Federal Bancshares Of Arkansas FFBH US 0%First Fin Bancorp FFBC US 25%First Fin Hldgs Inc FFCH US 25%First Fin Northwest Inc FFNW US 25%First Financial Serv Corp FFKY US 25%First Finl Bancshares Inc FFIN US 50%First Horizon Natl Corp FHN US 50%First Industrial Realty Tr Inc FR US 50%First Long Island Corp FLIC US 0%First M&F Corporation FMFC US 25%First Majestic Silver Corp FR CDN 50%First Marblehead Corp The FMD US 25%First Merchants Corp FRME US 25%First Midwest Bancorp FMBI US 50%First National Fincl Corp FN.A CDN 25%First National Fincl Corp FN CDN 25%First Natl Alarm Cap Inc Fd FNA.UN CDN 25%First Natl Bancshares Inc FNSCQ US 0%First Niagara Fincl Grp Inc FNFG US 25%First Opportunity Fund Inc FOFI US 0%First Pactrust Bancorp Inc FPTB US 25%First Place Financial Corp FPFC US 25%First Potomac Realty Trust FPO US 50%First Preferred Cap Tr Iv FBS.A US 25%First Quantum Minerals Ltd FM CDN 25%


First Regl Bancorp FRGB US 0%First Republic Bank San Francisco Ca New FRC US 50%First Savings Finl Grp Inc FSFG US 25%First Security Group Inc FSGI US 0%First Source Corp SRCE US 25%First South Bancorp FSBK US 25%First State Bancorporation FSNM US 0%First State Financial Corp FSTF US 0%First Tr Active Div Incm Fd FAV US 0%First Tr Enhanced Equity Income FFA US 0%First Tr Senior Fltg Rt Income Fd Ii FCT US 0%First Tr Stra Hgh Inc Fd Iii FHO US 0%First Tr Stra Hi Incm Fd Ii FHY US 0%First Tr Strategic Hi Inc Fd FHI US 0%First Tr/Aberdeen Glbl Oppty Incm FAM US 0%First Trust Advntgd Shrt Dura Hi Yld Bd FSD.UN CDN 25%First Trust Bick Index BICK US 0%First Trust Dj Internet Idx FDN US 50%First Trust High Income Long / Short Fd FSD US 0%First Trust Ise Chindia FNI US 50%First Trust Mortgage Income Fd FMY US 0%First Trust Spclty Fin & Fin Opp FGB US 0%First Uranium Corp FIU CDN 25%First Utd Corp FUNC US 25%First West Virginia Bancorp FWV US 25%Firstbank Corp Alma Mich FBMI US 0%Firstgroup FGROF US 25%Firsthand Technology Value Fund Inc SVVC US 0%Firstmerit Corporation FMER US 50%Fisher Communications Inc FSCI US 25%Five Star Quality Care Inc FVE US 25%Flagstone Reinsurance Hldgs Sa FSR US 0%Flaherty & Crumrine Pfd Incm Fd PFD US 0%Flaherty And Crumrine Invst FFI.UN CDN 50%Flaherty&Crumrine Claymore FLC US 0%Flaherty&Crumrine Claymore Pfd Secs FFC US 0%Flaherty&Crumrine Pfd Incm Oppty Fd PFO US 0%Flamel Technologies Sa FLML US 0%Flanders Corp FLDR US 0%Flanigans Entrps Inc BDL US 25%Fleet Captial Trust Ix FBF.N US 25%Flexible Solutions Intl Inc FSI US 25%Flexsteel Inds Inc FLXS US 25%Floating Rate Income Fund OFR.UN CDN 25%Flotek Industries Inc (De) FTK US 50%Flow Intl Corp FLOW US 25%Flushing Fincl Corp FFIC US 25%Fly Leasing Ltd FLY US 0%Fnb Corporation FNB US 50%Fnb United Corp FNBN US 0%Focus Morningstar Energy Index Etf FEG US 0%Focused Global Trends Fund FTF.UN CDN 25%Fomento Economico Mexicano Sab De Cv. FMX US 50%Fonar Corp FONR US 25%Food Technology Services Inc VIFL US 25%Foot Locker Inc FL US 50%Foraco International Sa FAR CDN 25%Forbes And Manhattan Coal FMC CDN 25%Forbes Energy Services Ltd FRB CDN 25%Force Protection Inc FRPT US 25%Ford Motor Company New F.A US 50%Foremost Income Fund Trust FMOFF US 25%Forest City Entrps Inc FCE'A US 50%Forestar Group Inc FOR US 50%Formation Metals Inc FCO CDN 25%Formula Systems Ltd FORTY US 25%Forsys Metals Corp FSY CDN 25%Fort Dearborn Incm Secs Inc FDI US 0%Fortegra Financial Corp FRF US 25%Fortress Inv Group FIG US 50%Fortress Paper Ltd FTP CDN 50%Fortuna Silver Mines Inc FVI CDN 50%Forward Industries Inc FORD US 25%Foster L B Co FSTR US 25%Fox Chase Bancorp Inc FXCB US 25%


Fp Newspapers Inc FP CDN 25%Fpb Bancorp Inc FPBI US 0%Fpc Capital I FPC.A US 25%Fpic Insurance Group Inc FPIC US 50%Fpl Group Capital Trust I NEE.C US 25%Fr Tr Aberdeen Emg Opp Fd FEO US 0%Fr Tr Cons Staples Alphadex FXG US 0%Fr Tr Health Care Alphadex FXH US 0%Fr Tr Ise Cloud Computing Index Fund SKYY US 0%Fr Tr Ise Global Copper CU US 0%Fr Tr Ise Global Platinum PLTM US 0%Fr Tr Lr Cap Val Alphadex Fd FTA US 0%Fr Tr Multi Cap Val Alphadex FAB US 50%Fr Tr Nasdaq Global Auto Index Fund CARZ US 0%Fr Tr Techn Alphadex FXL US 0%Fr Tr Utilities Alphadex FXU US 0%Francescas Holdings Corp FRAN US 25%Franco-Nevada Corp FNV' CDN 25%Franklin Covey Co FC US 25%Franklin Resources Inc BEN US 50%Franklin Street Properties Corp FSP US 50%Franklin Templeton Ltd Dur FTF US 0%Franklin Univ Trust FT US 0%Freddie Mac FMCC US 0%Freddie Mac FMCCP US 0%Freddie Mac FMCKP US 0%Freddie Mac FMCKK US 0%Freddie Mac FMCCM US 0%Freddie Mac FMCCL US 0%Freddie Mac FMCCK US 0%Freddie Mac FMCCH US 0%Freddie Mac FMCCG US 0%Freddie Mac FMCCI US 0%Freddie Mac FMCKJ US 0%Freddie Mac FMCKL US 0%Freds Inc FRED US 50%Freeseas Inc FREE US 0%Freightcar America Inc RAIL US 25%Frequency Electronics Inc FEIM US 25%Fresenius Medical Care Ag &Co FMS. US 50%Friedman Inds Inc FRD US 25%Friendfinder Networks Inc FFN US 25%Frischs Restaurants Inc FRS US 25%Fronsac Real Estate Investment Trust GAZ.UN CDN 0%Front Street Mlp Income Fund MLP CDN 25%Front Street Strategic Yield Fund Ltd FSS CDN 25%Frontier Financial Corp FTBK US 25%Frozen Food Express Inds Inc FFEX US 25%Fsi Intl Inc FSII US 25%Ft Asset Diversified Cv Deb DCD.UN CDN 25%Ft Nasdaq 100 Equal Weighted QQEW US 50%Ft Tr Nasdaq Aba Cmnty Bk QABA US 25%Fuel Systems Sol Inc FSYS US 25%Fuel Tech Inc FTEK US 25%Fuelcell Energy Inc (Del ) FCEL US 50%Fuji Electric Hldg FELTF US 0%Full Circle Capital Corp FULL US 25%Full House Resorts FLL US 0%Fuller H B Co FUL US 50%Fulton Fin Corp Pa FULT US 50%Fuqi International, Inc. FUQI US 0%Furiex Pharmaceuticals Inc FURX US 25%Furmanite Corporation FRM US 25%Furniture Brands Intl Inc FBN US 25%Furukawa Electric FUWAY US 25%Fushi Copperweld Inc FSIN US 0%Fusion-Io Inc FIO US 25%Futuremed Healthcare Prod Corp FMD CDN 25%Fuwei Films (Holdings) Inc FFHL US 0%Fxcm Inc FXCM US 25%G Iii Apparel Grp Ltd GIII US 50%G. Willi Food Intl Ltd WILC US 25%G4S Plc GFSZF US 0%Gabelli Cnvtbl & Inc Secs Fd I GCV US 0%Gabelli Cnvtbl & Inc Secs Fd I GCV.B US 25%


Gabelli Dividend & Income Tr GDV US 0%Gabelli Dividend & Income Tr GDV.A US 25%Gabelli Dividend & Income Tr GDV.D US 25%Gabelli Eq Tr Inc. (The) GAB.F US 25%Gabelli Equity Trust Inc GAB US 0%Gabelli Equity Trust Inc GAB.D US 25%Gabelli Gl Gd Nat Res & Inc GGN.A US 25%Gabelli Global Gold Ntrl Res GGN US 0%Gabelli Global Multimedia Tr GGT US 0%Gabelli Global Multimedia Tr GGT.B US 25%Gabelli Global Utility & Inc GLU US 0%Gabelli Hlthcare & Wllnes Tr5.76 (A) GRX.A US 25%Gabelli Hlthcre &Wellness Tr GRX US 0%Gabelli Natural Res Gold & Income Tr GNT US 25%Gabelli Utility Trust GUT US 0%Gabelli Utility Trust GUT.A US 25%Gabriel Resources Ltd GBU CDN 25%Gafisa S.A GFA US 25%Gaiam Inc GAIA US 25%Gain Capital Hldgs Inc GCAP US 25%Gainsco Inc GANS US 25%Gamehost Inc GH CDN 0%Gamestop Corp GME US 50%Gaming Partners Intl Corp GPIC US 0%Gannett Inc GCI US 50%Garda World Security Corp GW CDN 25%Gas Natural Inc EGAS US 25%Gaylord Entertainment Co GET US 50%Gazit America Inc. GAA CDN 25%Gdl Fund (The) GDL US 0%Geeknet Inc GKNT US 25%Gem Diamonds Ltd GMDMF US 0%Genco Shipping & Trading Ltd GNK US 25%Gencor Industries Inc GENC US 25%General American Invts Co GAM US 0%General American Invts Co GAM.B US 25%General Donlee Canada Inc GDI CDN 25%General Finance Corp GFN US 25%General Finance Corporation GFNCL US 25%General Growth Properties Inc New GGP US 50%General Moly Inc GMO CDN 50%General Motors Company GMM'U CDN 50%General Motors Company GM.B US 50%General Steel Hldgs Inc GSI US 0%Generali Deutschland Holding Ag GDEUF US 0%Genesco Inc GCO US 50%Genesis Land Development Cp GDC CDN 25%Genetic Technologies Ltd GENE US 25%Genmark Diagnostics Inc GNMK US 25%Gennum Corp GND CDN 25%Genomic Health Inc GHDX US 25%Gentex Corp GNTX US 50%Gentium Spa GENT US 0%Gentiva Health Svcs Inc GTIV US 25%Genvec Inc GNVC US 0%Genworth Financial Inc GNW US 50%Geokinetics Inc GOK US 25%Geomet Inc Cv Rd Pfd (A) GMETP US 25%Georgia Gulf Corp GGC US 50%Georgia Power Capital Tr Vii GPE.X US 25%Georgia Power Co GAR US 25%Georgia Power Comp GPE.A US 25%Georgia Power Company GAT US 25%Gerdau S A GGB US 50%German American Bancorp Inc GABC US 25%Geron Corporation GERN US 25%Gerova Financial Group Ltd GVFGW US 0%Getty Realty Corp Hldg Co GTY US 50%Gfi Group Inc GFIG US 50%Giant Interactive Gr Inc GA US 50%Gibraltar Industries Inc ROCK US 25%Giga Tronics Inc GIGA US 25%Gigamedia Limited GIGM US 25%Gilat Satellite Networks Ltd GILT US 25%Gilead Science Inc GILD US 50%


Ginsms Inc GOK CDN 0%Gkn Plc GKNCF US 0%Glacier Bancorp Inc GBCI US 50%Glacier Wtr Trust Pfd I GWSVP US 0%Gladstone Capital Corp GLAD US 25%Gladstone Commercial Corp GOOD US 25%Gladstone Commercial Corp GOODP US 25%Gladstone Commercial Corp GOODO US 25%Gladstone Investment Corp GAIN US 25%Glatfelter GLT US 50%Glen Burnie Bancorp GLBZ US 25%Glentel Inc GLN CDN 50%Glg Life Tech Corporation GLG CDN 25%Glimcher Realty Trust GRT US 50%Global 45 Split Corp GFV CDN 25%Global 45 Split Corp Preferred Shares GFV.A CDN 25%Global Advantaged Telecom & Utilities HGI.UN CDN 25%Global Banks Premium Inc GBP.UN CDN 25%Global Canada Preferred Etf CNPF US 0%Global Cash Access Hldgs GCA US 25%Global Crossing Ltd New GLBC US 50%Global Diversified Inv Gd In DG.UN CDN 25%Global Dividend Fund GDP.UN CDN 25%Global Education & Tech Group Ltd GEDU US 0%Global High Income Fund Inc. GHI US 0%Global Income & Currency Fd GCF US 0%Global Indemnity Plc GBLI US 50%Global Ship Lease Inc (A) GSL US 25%Global Traffic Network Inc GNET US 25%Global Uranium Fund Inc GUR CDN 0%Global X Aluminum Etf ALUM US 0%Global X Brazil Financials Etf BRAF US 0%Global X Brazil Mid Cap Etf BRAZ US 0%Global X China Consumer CHIQ US 0%Global X China Energy CHIE US 0%Global X China Financials CHIX US 0%Global X China Industrials CHII US 0%Global X China Technology CHIB US 0%Global X Copper Miners COPX US 0%Global X Fertilizers/Potash Etf SOIL US 0%Global X Fishing Industry Etf FISN US 0%Global X Food Etf EATX US 0%Global X Ftse Andean 40 Etf AND US 0%Global X Ftse Argentina 20 Etf ARGT US 0%Global X Ftse Asean 40 Etf ASEA US 0%Global X Ftse Norway 30 Etf NORW US 0%Global X Gold Explorers Etf GLDX US 0%Global X Lithium Etf LIT US 0%Global X Russell Emerging Mkt Growth EMGX US 0%Global X S&P/Tsx Ven 30 Canada Etf TSXV US 0%Global X Silver Miners SIL US 0%Global X Superdividend Etf SDIV US 0%Global X Uranium Etf URA US 0%Global X Waste Management Etf WSTE US 0%Globalscape Inc GSB US 25%Global-Tech Advd Innovations GAI US 25%Globe Specialty Metals Inc GSM US 50%Globex Mining Enterprises In GMX CDN 25%Globus Maritime Ltd Jersey GLBS US 0%Glu Mobile Inc GLUU US 25%Glv Incorporated GLV'A CDN 25%Glv Incorporated GLV'B CDN 25%Gmincome & Growth Fund GMF.UN CDN 25%Gmx Resources Inc GMXR US 25%Gmx Resources Inc GMXR. US 25%Gobimin Inc. GMN CDN 0%Gol Linhas Aereas Inteligent GOL US 25%Gold Fields Ltd New GFI US 50%Gold Participation &Incm GPF.UN CDN 0%Gold Resource Corp GORO US 50%Golden Entrps Inc GLDC US 25%Golden Minerals Company AUM CDN 25%Golden Queen Mining GQM CDN 25%Golden Star Res Ltd GSC CDN 25%Goldgroup Mining Inc GGA CDN 25%


Golfsmith Int'L Holdings Inc GOLF US 25%Golub Capital Bdc Inc GBDC US 50%Good Times Restaurants Inc GTIM US 25%Goodfellow Inc GDL CDN 25%Gordmans Stores Inc GMAN US 25%Gouverneur Bancorp Inc New GOVB US 0%Government Pptys Income Tr GOV US 50%Government Strip Bd Tr GSB.UN CDN 25%Gp Strategies Corp GPX US 25%Grace W. R. & Co GRA US 50%Graham Corp GHM US 25%Graham Packaging Co Inc GRM US 50%Gramercy Capital GKK.A US 25%Gramercy Capital Corp GKK US 25%Gran Tierra Energy Inc GTE CDN 50%Gran Tierra Exchangeco Inc GTX CDN 25%Grand Canyon Education Inc LOPE US 50%Grand Power Logistics Grp GPW CDN 0%Grande Cache Coal Corp GCE CDN 50%Granite City Fd & Brew Ltd GCFB US 25%Graphic Packaging Holding Co GPK US 50%Gray Television Inc GTN'A US 25%Gray Television Inc GTN US 25%Graymark Healthcare Inc. GRMH US 25%Great Canadian Gaming Corp GC CDN 25%Great Florida Bank (A) GFLB US 0%Great Northn Iron Ore Pptys GNI US 25%Great Panther Silver Ltd GPR CDN 50%Great Southn Bancorp GSBC US 25%Great Wolf Resorts Inc WOLF US 25%Greater China Fd Inc GCH US 0%Green Bankshares Inc GRNB US 25%Green Dot Corp GDOT US 50%Greene County Bancorp Inc GCBC US 25%Greenhill & Co Inc GHL US 50%Greenville Federal Fin Corp GVFF US 25%Griffin Land & Nurseries Inc GRIF US 25%Grifols S.A (B) Non Vtg GRFS US 50%Group I Automotive Inc GPI US 50%Groupe Bikini Village Inc GBV CDN 25%Groupe Danone Fgn GPDNF US 25%Gruma S.A.B. De C.V. GMK US 25%Grupo Aeroportuario PAC US 25%Grupo Aeroportuario Del Cent OMAB US 25%Grupo Aeroportuario Del Sure ASR US 25%Grupo Casa Saba Sa De C.V. SAB US 25%Grupo Financiero Galicia Sa GGAL US 0%Grupo Radio Centro S.A.B. De C.V. RC US 0%Grupo Simec S A De C V SIM US 25%Grupo Televisa S A TV US 50%Grupo Tmm S. A. B. TMM US 0%Gs Connect (Tm) S&P Gsci (Tm) GSC US 0%Gse Systems Inc GVP US 25%Gsi Technology GSIT US 25%Gsv Capital Corp GSVC US 25%Gtsi Corp GTSI US 25%Gtx Inc GTXI US 0%Guangshen Railway Co Ltd GSH US 50%Guanwei Recycling Corp. GPRC US 0%Guaranty Bancorp GBNK US 0%Guaranty Fed Bancshares GFED US 25%Guardian Cap Grp GCG CDN 50%Guardian Cap Grp GCG'A CDN 50%Guess Inc GES US 50%Guggenheim Bric Etf EEB US 50%Guggenheim Build Amer Bds Mngd Duration GBAB US 0%Guggenheim Bulletsh 2012 Corp Bd BSCC US 0%Guggenheim Bulletsh 2013 Corp Bd BSCD US 0%Guggenheim Bulletsh 2014 Corp Bd BSCE US 0%Guggenheim Bulletsh 2016 Corp Bd BSCG US 0%Guggenheim Bulletshares 2012 Hi Yld BSJC US 0%Guggenheim Bulletshares 2013 Hi Yld BSJD US 0%Guggenheim Bulletshares 2014 Hi Yld BSJE US 0%Guggenheim Bulletshares 2015 Hi Yld BSJF US 0%Guggenheim China All-Cap Etf YAO US 50%


Guggenheim China Small Cap Etf HAO US 50%Guggenheim China Technology CQQQ US 0%Guggenheim Defensive Equity Etf DEF US 50%Guggenheim Enhanced Core Bond Etf GIY US 0%Guggenheim Enhanced Eqty Inc Fd GPM US 0%Guggenheim Enhanced Equity Strategy Fd GGE US 0%Guggenheim Strategic Opportunities Fd GOF US 0%Guidance Software Inc GUID US 25%Gulf Keystone Petr GUKYF US 0%Gulf Power Co GUL US 25%Gulf Resources Inc GURE US 0%Gushan Environmental Energy GU US 0%Guyana Goldfields Inc GUY CDN 25%Gw Pharmaceuticals GWPRF US 0%Gwr Global Water Resources Corp. GWR CDN 25%Gyrodyne Co Amer Inc GYRO US 25%H&Q Healthcare Fd HQH US 0%H&Q Life Sciences Investments HQL US 0%Habersham Bancorp HABC US 0%Hackett Group Inc (The) HCKT US 25%Hadera Paper Ltd AIP US 25%Hallador Energy Company HNRG US 25%Hallmark Financial Services HALL US 25%Hallwood Group Inc HWG US 25%Halozyme Therapeutics Inc HALO US 25%Hammerson HMSNF US 0%Hammond Power Solutions Inc HPS'A CDN 25%Hampden Bancorp Inc HBNK US 25%Hancock Holding Company HBHC US 50%Hancock John Incm Secs Tr JHS US 0%Hancock John Invt Tr JHI US 0%Hancock John Invt Tr HTY US 0%Handy & Harman Holdings Ltd HNH US 25%Hanesbrands Inc HBI US 50%Hanfeng Evergreen Inc HF CDN 0%Hang Lung Group HNLGF US 0%Hanmi Financial Corp HAFC US 0%Hann.Rueckver.Ag N HVRRF US 0%Hann.Rueckver.Ag N HVRRY US 0%Hanover Ins Group Inc THG US 50%Hansen Medical Inc HNSN US 25%Hanwei Energy Services Corp HE CDN 0%Hanwha Solarone Co Ltd HSOL US 50%Harbin Electric Inc HRBN US 0%Harbinger Group Inc HRG US 25%Hardinge Inc HDNG US 25%Hardwoods Distribution Income Fd HWD CDN 25%Hardy Oil And Gas Plc Isl Of HROLF US 25%Harleysville Grp Inc HGIC US 50%Harleysville Savings Fincl Cp HARL US 25%Harman Intl Inds Inc HAR US 50%Harmony Asset Limited HAR CDN 0%Harmony Gold Mng Co Ltd HMY US 25%Harris & Harris Group Inc TINY US 25%Harris Preferred Capital Cp HBC. US 25%Harry Winston Diamond Corp HW CDN 50%Hartco Inc HCI CDN 25%Harte Hanks Inc HHS US 50%Hartford Finl Svcs Grp Inc HIG US 50%Harvard Bioscience Inc HBIO US 25%Harvest Banks & Buildings Incm Fd HBB.UN CDN 25%Harvest Canadian Income & Growth Fd HCF.UN CDN 25%Harvest Natural Res Inc HNR US 25%Harvest Sustainable Income Fund HSI.UN CDN 0%Hastings Entertainment Inc HAST US 25%Hatteras Financial Corp HTS US 50%Hauppauge Digital Inc HAUP US 0%Haven Capital Trust Ii HAVNP US 25%Hawaiian Holdings Inc HA US 0%Hawk Exploration Ltd HWK'B CDN 25%Hawthorn Bancshares, Inc. HWBK US 25%Haynes Intl Inc HAYN US 50%Hbanc Capital Securities Trust HSC.UN CDN 25%Hcp Inc HCP US 50%Hdfc Bank Ltd HDB US 50%


Headwaters Inc HW US 25%Healthcare Realty Trust Inc HR US 50%Healthstream Inc HSTM US 25%Heartland Finl Usa Inc HTLF US 25%Heckmann Corporation HEK US 0%Hecla Mining Company HL US 50%Hecla Mining Company HL.B US 50%Heco Capital Trust Iii HE.U US 25%Hedged To Cad Index Etf ZQQ CDN 50%Heelys Inc HLYS US 25%Helen Of Troy Ltd HELE US 50%Helios Advntge Income Fd Inc HAV US 0%Helios High Income Fund Inc HIH US 0%Helios High Yield Fund HHY US 0%Helios Multi-Sector Hi Incm Fd HMH US 0%Helios Strategic Income Fund HSA US 0%Helios Strategic Mtg Incm Fd HSM US 0%Helios Total Return Fund HTR US 0%Helix Biopharma Corp HBP CDN 0%Hellenic Telecomm Org S A HLTOY US 0%Henderson Land HLDVF US 0%Herald National Bank HNB US 0%Hercules Tech Gwrth Cap Inc HTGC US 50%Heritage Commerce Corp HTBK US 25%Heritage Crystal-Clean Inc HCCI US 25%Heritage Financial Corp HFWA US 25%Heritage Oaks Bancorp HEOP US 25%Heritage Oil Corporation HOC CDN 0%Heritage Oil Limited HTGLF US 0%Heroux-Devtek Inc HRX CDN 25%Hersha Hospitality Trust HT US 50%Herzfeld Caribbean Basin Fd CUBA US 0%Heska Corporation HSKA US 0%Hf Finl Corp HFFC US 25%Hff Inc HF US 50%Hhgregg, Inc. HGG US 50%Hi Tech Pharmacal Inc HITK US 25%Hibbett Sports Inc HIBB US 50%Hickory Tech Corp HTCO US 25%High Arctic Energy Svc Inc HWO CDN 25%High Liner Foods Inc HLF CDN 25%High Liner Foods Inc HLF'A CDN 25%High Yield & Mortgage Pl Tst HYM.UN CDN 25%Highland Credit Str Fd HCF US 0%Highpower International Inc HPJ US 0%Highway Hldgs Ltd HIHO US 25%Highwoods Properties Inc HIW US 50%Hill Intl Inc HIL US 25%Hillman Group Capital Tr HLM. US 25%Hilltop Hldgs Inc HTH US 50%Himax Technologies Inc HIMX US 0%Hingham Inst For Svgs HIFS US 25%Hiome Equity Income Tr HEITF US 25%Hkn, Inc. HKN US 25%Hmg/Courtland Pptys HMG US 25%Hmn Financial Inc HMNF US 0%Hoku Corporation HOKU US 25%Hollysys Automation Technologies, Ltd HOLI US 0%Homburg Invest Inc HII'A CDN 25%Homburg Invest Inc HII'B CDN 25%Home Bancorp Inc HBCP US 25%Home Bancshares Inc HOMB US 50%Home City Finl Corp HCFL US 0%Home Federal Bancorp Inc HOME US 25%Home Federal Bancorp Inc (La) HFBL US 25%Home Inns & Hotels Mgmt Inc HMIN US 50%Home Properties Inc HME US 50%Home Retail Group Plc HMRLF US 25%Homeowners Choice Inc HCII US 25%Homeq Corp HEQ CDN 25%Homex Development Corp HXM US 25%Hooker Furniture Corp HOFT US 25%Hopfed Bancorp Inc HFBC US 25%Horace Mann Edu Corp HMN US 50%Horizon Bancorp (Ind) HBNC US 25%


Horizon Financial Corp HRZB US 0%Horizon Lines Inc HRZ US 25%Horizon North Logistics Inc HNL CDN 50%Horizon Pharma Inc HZNP US 0%Horizon Technology Finance Corporation HRZN US 25%Horizons Alphapro Income Plus Etf (E) HAP CDN 25%Horizons Alphapro Tactical Bd Etf HAF CDN 25%Horizons Beta Cmx Slvr Bear HZD CDN 25%Horizons Beta Cmx Slvr Bull HZU CDN 25%Horizons Beta Nymex Crude Etf HIO CDN 25%Horizons Beta Nymex Long Crude HON CDN 25%Horizons Beta Nymex Long Nat Gas HNO CDN 25%Horizons Beta Nymex Ntl Gas Etf HIN CDN 25%Horizons Beta Pro U.S.30 Year Bond Bull HTU CDN 25%Horizons Beta S&P 500 Inverse Etf HIU CDN 25%Horizons Beta S&P 500 Vix Bull Etf HVU CDN 0%Horizons Beta S&P 500 Vix Etf HUV CDN 25%Horizons Betapro Cmx Gold Bear HBD CDN 25%Horizons Betapro Cmx Gold Bull HBU CDN 25%Horizons Betapro Cmx Long Silver HZB CDN 25%Horizons Betapro Comex Copper Bear Plus HKD CDN 25%Horizons Betapro Comex Copper Bull Plus HKU CDN 25%Horizons Betapro Gbl Base Metals HMU CDN 25%Horizons Betapro Msci Emrg Mkt HJU CDN 25%Horizons Betapro Msci Emrg Mkt Bear/Bull HJD CDN 25%Horizons Betapro Nasd 100 Bl HQU CDN 25%Horizons Betapro Nasd 100 Br HQD CDN 25%Horizons Betapro S&P 500 HSU CDN 25%Horizons Betapro S&P 500 Br HSD CDN 25%Horizons Betapro S&P/Tsx Glb B HMD CDN 25%Horizons Betapro U.S Dollar Bull HDU CDN 25%Horizons Betapro U.S. 30Yr Bd Bear HTD CDN 25%Horizons Betapro U.S. Dollar Bear HDD CDN 25%Horizons Bpro Nm Cr Oil Bear HOD CDN 25%Horizons Bpro Nm Cr Oil Bull HOU CDN 25%Horizons Bpro Nm Ngas Bear HND CDN 25%Horizons Bpro Nm Ngas Bull HNU CDN 25%Horizons Bpro S&P/Tsx Ce Bear HED CDN 25%Horizons Bpro S&P/Tsx Ce Bull HEU CDN 25%Horizons Bpro S&P/Tsx Cf Bear HFD CDN 25%Horizons Bpro S&P/Tsx Cf Bull HFU CDN 25%Horizons Bpro S&P/Tsx Gg Bear HGD CDN 25%Horizons Bpro S&P/Tsx Gg Bull HGU CDN 25%Horizons Bpro S&P/Tsx60 Bear HXD CDN 25%Horizons Bpro S&P/Tsx60 Bull HXU CDN 25%Horizons Enhanced U.S. Equity Income Fun HES.UN CDN 25%Horizons Gold Yield Fund HGY.UN CDN 25%Horizons S&P/Tsx 60 130/30 Etf HAH CDN 0%Horsehead Hldg Corp ZINC US 50%Hospira Inc HSP US 50%Hospitality Properties Trust HPT US 50%Host Hotel & Resorts Inc. HST US 50%Hot Topic Inc HOTT US 50%Houston American Energy Corp HUSA US 50%Houston Wire & Cable Company HWCC US 25%Hovnanian Enterprises Inc HOV US 50%Hovnanian Enterprises Inc HOVNP US 25%Howard Hughes Corp HHC US 50%Hq Sustainable Maritime Inds Inc New HQSM US 0%Hrzn Betpr Lg Tr Ng HRZZF US 25%Hsbc Bank Canada Cl 1 Pfd E HSB.E CDN 50%Hsbc Bank Non Cum Class 1 Pfd Series D HSB.D CDN 50%Hsbc Finance Corp HSBC.B US 25%Hsbc Hldgs HBCYF US 25%Hsbc Holdings P L C HBC US 50%Hsn Inc HSNI US 50%Hsw International Inc HSWI US 25%Huaxing Machinery Corp. HUA CDN 0%Hubbell Inc HUB'A US 50%Hudbay Minerals Inc HBM CDN 50%Hudson Highland Group Inc HHGP US 25%Hudson Pacific Properties Inc HPP US 50%Hughes Telematics Inc HUTC US 25%Hugoton Royalty Trust HGT US 25%Human Genome Sciences Inc HGSI US 25%


Humboldt Capital Corp HMB CDN 25%Hunting HNTIF US 0%Huntingdon Reit Insvt Tr HNT.UN CDN 25%Huntington Bancshares Inc HBAN US 50%Huntington Preferred Cap HPCCP US 25%Huntsman Corp HUN US 50%Hurco Companies Inc HURC US 25%Hutchinson Port Holdings Trust HCTPF US 0%Hutchinson Tech Inc HTCH US 0%Hutchison Whampoa Limited HUWHF US 25%Hydrogenics Corp HYG CDN 25%Hyperdynamics Corp HDY US 50%I D Systems Inc IDSY US 25%Ia Clarington Aston Hill Tactical Yield TYF.UN CDN 0%Iberiabank Corp IBKC US 50%Ibero-America Fd Inc SNF US 0%Ibi Group Inc IBG CDN 25%Ibiden Co IBIDF US 0%Ibio Inc IBIO US 0%Icagen Inc ICGN US 0%Icahn Enterprises L P IEP US 50%Icap IAPLY US 0%Icg Group, Inc ICGE US 50%Icon Plc ICLR US 0%Iconix Brand Group Inc ICON US 50%Idenix Pharmaceuticals Inc IDIX US 25%Identive Group Incorporated INVE US 25%Idera Pharmaceuticals Inc IDRA US 0%Iec Electronics Corp IEC US 25%Iemr Resources Inc IRI CDN 0%If Bancorp Inc IROQ US 25%Ifl Invt Fndtn Cda IF CDN 25%Ifm Investments Ltd CTC US 0%Igo Inc IGOI US 0%Ikanos Communications Inc IKAN US 25%Ikonics Corporation IKNX US 25%Image Sensing Systems Inc ISNS US 25%Imation Corp IMN US 25%Imax Corporation IMX CDN 50%Immersion Corp IMMR US 0%Immucell Corp ICCC US 0%Immunogen Inc IMGN US 25%Immunomedics Inc IMMU US 0%Impac Mortgage Hldgs Inc IMH US 25%Impax Laboratories Inc IPXL US 25%Impellam Group Plc IGPPF US 25%Imperial Equities Inc IEI CDN 25%Imperial Holdings Inc IFT US 25%Imperial Metals Corp III CDN 50%Imperial Sugar Company IPSU US 25%Imperial Tobacco ITYBF US 25%Imris Inc IM CDN 25%Imvescor Restaurant Group Inc IRG CDN 25%Income Financial Trust INC.UN CDN 25%Income Oppty Realty Investor IOT US 25%Income Streams Iii Corp STQ'E CDN 25%Income Streams Iii Corp STQ CDN 25%Incontact Inc SAAS US 25%Incredimail Ltd MAIL US 25%Incyte Corporation INCY US 25%Independence Fed Svgs Bk IFSB US 0%Independence Holding Co IHC US 25%Independent Bk Corp IBCP US 25%Independent Bk Corp Ma INDB US 25%Indexplus Dividend Fund IDF.UN CDN 25%Indexplus Income Fund IDX.UN CDN 25%Indiana Community Bancorp INCB US 0%Indianapolis Pwr & Lt 4.00 P IPWLP US 0%Indigo Books & Music Inc IDG CDN 25%Industrial All 6.20% Cl A IAG.C CDN 25%Industrial Svcs Of Amer Inc IDSA US 25%Industrias Bachoco IBA US 25%Infinera Corporation INFN US 50%Infinity Pharmaceuticals Inc INFI US 0%Infinity Property & Casualty IPCC US 50%


Information Services Group III US 25%Infrared Systems Intl IFRS US 0%Ing Asia Pac High Div Eq IAE US 0%Ing Clarion Global Real Est XIGRX US 0%Ing Emerging Markets High Dividend Equit IHD US 0%Ing Floating Rate Senior Loan Fund ISL.UN CDN 25%Ing Floating Rate Senior Loan Fund ISL'U CDN 25%Ing Glbl Advtg & Prem Opp IGA US 0%Ing Global Eqty Div& Pre Opp IGD US 0%Ing Groep N V ING US 50%Ing Infrastructure Industrials Matls Fd IDE US 0%Ing Intl High Divid Eq Incm IID US 0%Ing Prime Rate Trust PPR US 0%Ing Risk Man Nat Res Fund IRR US 0%Inhibitex Inc. INHX US 25%Inland Real Estate Corp IRC US 50%Inmarsat Plc IMASF US 0%Innodata Isogen Inc INOD US 25%Innophos Holdings Inc IPHS US 50%Innospec Inc IOSP US 50%Innotrac Corporation INOC US 25%Innovaro Inc INV US 25%Innovative Solutions & Sup ISSC US 25%Inphi Corp IPHI US 25%Inscape Corp INQ CDN 25%Insignia Systems Inc ISIG US 25%Insmed Inc INSM US 0%Insteel Industries Inc IIIN US 25%Institutional Financial Markets Inc IFMI US 25%Insweb Corporation INSW US 25%Insys Therapeutics Inc NEOL US 0%Integra Bank Corp IBNKQ US 0%Integramed America Inc INMD US 25%Integrated Electrical Svcs IESC US 25%Integrated Silicon Solution ISSI US 25%Intellicheck Mobilisa Inc IDN US 25%Intellipharmaceutics Intl Inc I CDN 0%Inter Parfums Inc IPAR US 50%Interactive Brokers Group IBKR US 50%Interclick Inc New ICLK US 25%Intercontinentalexchange ICE US 50%Intergroup Corp INTG US 25%Intermap Technologies Corp IMP CDN 25%Intermec, Inc IN US 25%Intermune Inc ITMN US 25%International Forest Prod IFP'A CDN 25%International Game Tech IGT US 50%International Power Plc Ord IPRWF US 0%International Speedway Corp ISCA US 50%Internet Architect Hldrs Tr IAH US 50%Internet Gold Golden Lines IGLD US 25%Internet Infrastr Hldrs Tr IIH US 25%Internet Initiative Japan IIJI US 25%Interoil Corp Cdis IOC US 25%Interphase Corp INPH US 0%Intertape Polymer Grp Inc ITP CDN 25%Intertek Group IKTSF US 0%Interval Leisure Group, Inc IILG US 50%Intervest Bancshares Corp A IBCA US 25%Intesa Sanpaolo IITSF US 0%Intesa Sanpaolo S.P.A. ISNPY US 0%Intesa Sanpaolo Spa IITOF US 0%Intest Corp INTT US 25%Intevac Inc IVAC US 0%Intl Bancshares Corp IBOC US 50%Intl Fcstone Inc INTL US 50%Intl Minerals Corp IMZ CDN 25%Intl Shipholding Corporation ISH US 25%Intl Tower Hill Mines Ltd New ITH CDN 50%Intralinks Holdings Inc IL US 50%Intrepid Potash Inc IPI US 50%Intricon Corp IIN US 25%Inuvo Inc New INUV US 25%Invensys IVNSF US 25%Inventure Foods Inc SNAK US 25%


Invesco Ca Insured Muni Income Tr IIC US 0%Invesco Ca Quality Muni Secs IQC US 0%Invesco High Yield Investments Fd MSY US 0%Invesco Insured Ca Muni Secs ICS US 0%Invesco Insured Muni Bd Tr IMC US 0%Invesco Insured Muni Income Tr IIM US 0%Invesco Insured Muni Secs IMS US 0%Invesco Insured Muni Tr IMT US 0%Invesco Ltd IVZ US 50%Invesco Mortgage Capital Inc IVR US 50%Invesco Muni Income Opportunities Ii OIB US 0%Invesco Muni Income Opportunities Iii OIC US 0%Invesco Muni Income Opportunities Tr OIA US 0%Invesco Muni Premium Income Tr PIA US 0%Invesco Ny Quality Muni Secs IQN US 0%Invesco Quality Muni Income Tr IQI US 0%Invesco Quality Muni Investment Tr IQT US 0%Invesco Quality Municipal Secs IQM US 0%Invesco Van Kampen Adv Mun VKI US 0%Invesco Van Kampen Bd Fd VBF US 0%Invesco Van Kampen Ca Val Muni Incm VCV US 0%Invesco Van Kampen Dynamic Cred Opps VTA US 0%Invesco Van Kampen Hi Incm Tr Ii VLT US 0%Invesco Van Kampen Inv Grd Nj Munis VTJ US 0%Invesco Van Kampen Inv Grd Ny Munis VTN US 0%Invesco Van Kampen Invt Grade Munis VGM US 0%Invesco Van Kampen Ma Val VMV US 0%Invesco Van Kampen Muni Oppty Tr VMO US 0%Invesco Van Kampen Muni Tr VKQ US 0%Invesco Van Kampen Ohio Qlty Muni Tr VOQ US 0%Invesco Van Kampen Pa Val Muni Incm VPV US 0%Invesco Van Kampen Sel Sect VKL US 0%Invesco Van Kampen Senior Incm Tr VVR US 0%Invesco Van Kampen Tr Insured Munis VIM US 0%Investec IVTJF US 0%Investment Grade Trust BND.UN CDN 25%Investment Tech Group Inc ITG US 50%Investor Bancorp Inc ISBC US 50%Investors Capital Hldgs Ltd ICH US 25%Investors R.E. Tr Sbi IRET US 50%Investors Title Co ITIC US 25%Inx Inc INXI US 25%Ion Geophysical Corp IO US 50%Ipath Cboe S&P 500 Buywrite Index Etn BWV CDN 0%Ipath Dj-Aig Precious Met JJP US 0%Ipath Dj-Aig Softs JJS US 0%Ipath Dj-Aig Tin JJT US 0%Ipath Dj-Ubs Aluminum JJU US 0%Ipath Dj-Ubs Cocoa NIB US 0%Ipath Dj-Ubs Coffee JO US 0%Ipath Dj-Ubs Cotton BAL US 0%Ipath Dj-Ubs Lead LD US 0%Ipath Dj-Ubs Platinum PGM US 0%Ipath Dj-Ubs Sugar SGG US 0%Ipath Etn Lnk Crude Oil Tr OIL US 0%Ipath Etn Lnk Dj Ubs Cm Ind Tr DJP US 0%Ipath Etn Lnk To Gsci Tl Rt GSP US 0%Ipath Eur/Usd Exchange Rate Etn ERO CDN 0%Ipath Gbp/Usd Exchange Rate Etn GBX CDN 0%Ipath Global Carbon GRN US 0%Ipath Inverse S&P 500 Vix Short-Term Fut XXV US 0%Ipath Invrse Jan2021 Vix Fut Etn IVO US 0%Ipath Jpy/Usd Exhange Rate Etn JYN CDN 0%Ipath Long Enhanced Msci Eafe Index Et MFLA US 0%Ipath Long Enhanced Msci Emerging Mrkt EMLB US 0%Ipath Long Extended Russell 1000 Tr Inde ROLA US 0%Ipath Long Extended Russell 2000 Tr Inde RTLA US 0%Ipath Long Extended S&P 500 Tr Index Etn SFLA US 0%Ipath Optimized Currency Carry Etn II CDN 0%Ipath Pure Beta Aluminum Etn FOIL US 0%Ipath Pure Beta Copper Etn CUPM US 0%Ipath S&P 500 Vix Mid Term Futures Etn VXZ CDN 0%Ipath S&P 500 Vix Short Term Futures Etn VXX CDN 0%Ipath Short Enhanced Msci Eafe Index Etn MFSA US 0%Ipath Short Enhanced Msci Emerging Mrkt EMSA US 0%


Ipath Short Extended Russell 1000 Tr Ind ROSA US 0%Ipath Short Extended Russell 2000 Tr RTSA US 0%Ipath Short Extended S&P 500 Tr Index Et SFSA US 0%Ipath Us Trea 10-Year Bear Etn 8/20 DTYS US 0%Ipath Us Trea 10-Year Bull Etn 8/20 DTYL US 0%Ipath Us Trea 2-Year Bear Etn 8/20 DTUS US 0%Ipath Us Trea 2-Year Bull Etn 8/20 DTUL US 0%Ipath Us Trea Lg Bd Bear Etn 8/20 DLBS US 0%Ipath Us Trea Long Bd Bull Etn 8/20 DLBL US 0%Ipath Us Treasury Flattener Etn FFL CDN 0%Ipath Us Treasury Steepener Etn SST CDN 0%Ipg Photonics Corp IPGP US 50%Iq Australia Small Cap KROO US 0%Iq Canada Small Cap CNDA US 0%Iq Global Agribusiness Small Cap Etf CROP US 0%Iq Global Resources Etf GRES US 25%Iq Hedge Macro Tracker MCRO US 50%Iq Hedge Multi-Str Track QAI US 50%Iq Hong Kong Small Cap Etf HKK US 0%Iq Japan Mid Cap Etf RSUN US 0%Iq Merger Arbitrage Etf MNA US 0%Iq South Korea Small Cap SKOR US 0%Iq Taiwan Small Cap Etf TWON US 0%Iridex Corporation IRIX US 25%Iris Int'L Inc IRIS US 25%Irobot Corporation IRBT US 50%Ironwood Pharmaceuticals Inc IRWD US 25%Irsa Inversiones Y Repscs S A IRS US 0%Irwin Financial Corp IRWNQ US 0%Ish Ftse Nareit Ind/Off Cap Ind FNIO US 0%Ish Msci Acwi Ex Us Cons Discr AXDI US 0%Ish Msci Acwi Ex Us Energy Sector AXEN US 0%Ish Msci Acwi Ex Us Fin Sector Indx AXFN US 0%Ish S&P Emg Mkt Infra Indx EMIF US 50%Ish S&P/Citi 1-3 Yr Intl Tr ISHG US 50%Ishare Silver Trust SLV US 50%Ishares 10 Plus Yr Govt Cr Bd Fd GLJ US 0%Ishares Barclays 0-5 Year Tips Bond Fund STIP US 0%Ishares Barclays Mbs Fixed MBB US 50%Ishares Dj Cdn Select Div Indx XDV CDN 50%Ishares Floating Rate Note Fund FLOT US 0%Ishares Ftse China 25 Index Fund FXI US 50%Ishares High Dividend Equity Fund HDV US 0%Ishares International Infltn-Lnk Bd Fd ITIP US 0%Ishares Msci Acwi Ex Us Indus Sect AXID US 0%Ishares Msci Acwi Ex Us Materials Sector AXMT US 0%Ishares Msci Acwi Ex Us Telecom Svcs AXTE US 0%Ishares Msci Brazil Small Cap Index Fund EWZS US 0%Ishares Msci Bric Index Fd BKF US 50%Ishares Msci China Index Fund MCHI US 0%Ishares Msci China Small Cap Index Fund ECNS US 0%Ishares Msci Eafe Sm Cap SCZ US 50%Ishares Msci Emerging Mrkts EEM US 50%Ishares Msci Far East Fin FEFN US 0%Ishares Msci Growth EFG US 50%Ishares Msci Mexico Invest Mkt EWW US 50%Ishares Msci Pac Ex-Jap EPP US 50%Ishares Msci Philippines Inv Market Indx EPHE US 0%Ishares Msci Russia Capped Index Fund ERUS US 0%Ishares Msci South Korea Ind F EWY US 50%Ishares Msci Usa Index Fund EUSA US 0%Ishares Russell Top 200 Growth 200 IWY US 0%Ishares S&P Latin Amer 40 ILF US 50%Ishrs S&P Moderate Allo AOM US 0%Ishrs S&P Sh Trm Ntl Amt Free Muni SUB US 0%Ishrs S&P Trgt Date 2015 Idx TZE US 0%Ishrs S&P Trgt Date 2020 Idx TZI US 50%Ishrs S&P Trgt Date 2040 Idx TZV US 50%Isis Pharmaceutical ISIS US 25%Isle Of Capri Casinos Inc ISLE US 0%Isoftone Hlgs Ltd ISS US 50%Isramco Inc ISRL US 25%Ist Pacific Bank Of Calif FPBN US 0%Ista Pharmaceuticals Inc ISTA US 0%Istar Financial Inc SFI US 50%


Itau Unibanco Holding S.A. ITUB US 50%Ito En Ltd ITONF US 25%Itt Educational Svcs Inc ESI US 50%Ituran Location And Control ITRN US 25%Ivanhoe Australia Limited IVA CDN 25%Ivanhoe Energy Inc IE CDN 50%J Alexanders Corp JAX US 25%Ja Solar Holdings Co Ltd JASO US 50%Jacada Ltd JCDA US 25%Jack In The Box Inc JACK US 50%Jacksonville Bancorp JXSB US 25%Jacksonville Bancorp Inc JAXB US 25%Jaguar Mining Inc JAG CDN 50%Jakks Pacific Inc JAKK US 50%Jamba Inc JMBA US 25%James Hardie Industries Se (Ireland) JHX US 0%Janus Capital Group Inc JNS US 50%Japan Equity Fd Inc JEQ US 0%Japan Smaller Cap Fd Inc JOF US 0%Jarden Corporation JAH US 50%Jardine Lloyd Thom LLTHF US 0%Jazz Pharmaceuticals, Inc JAZZ US 25%Jbi Inc New JBII US 25%Jc Decaux Sa. JCDXF US 0%Jds Uniphase Canada Ltd JDU CDN 25%Jds Uniphase Corp New JDSU US 50%Jeff Tr J Crb Glbl Cmdty Eq CRBQ US 50%Jefferies Group Inc JEF US 50%Jefferies Tr/J Crb Glbl Agriculture Eq I CRBA US 0%Jefferies Tr/J Crb Wildcatters Explor WCAT US 0%Jefferson Bancshares Inc JFBI US 25%Jeffersonville Bancorp JFBC US 25%Jetblue Airways Corporation JBLU US 25%Jets Contrarian Opp Index JCO US 0%Jewett Cameron Trading Co Lt JCT CDN 25%Jf China Region Fund Inc JFC US 0%Jiangbo Pharmaceuticals Inc JGBO US 0%Jiangxi Copper -A- JIAXF US 0%Jiayuan.Com International Ltd DATE US 50%Jingwei International JNGW US 0%Jinkosolar Holding Co Ltd JKS US 50%Jinpan International Ltd JST US 0%Jite Technologies Inc JTI CDN 0%Jmp Group Inc JMP US 25%Joe'S Jeans Inc JOEZ US 25%John B. Sanfilippo & Son JBSS US 25%John Hancock Bk & Thrift Opp BTO US 0%John Hancock Hedged Equity & Income Fd HEQ US 0%John Hancock Pfd Eq Incm Fd HPI US 0%John Hancock Pfd Incm Fd Ii HPF US 0%John Hancock Pfd Incm Fd Iii HPS US 0%John Hancock Premium Dividend Fd PDT US 0%John Hancock Tx Adv Div Inc HTD US 0%Johnson Ctrls Inc JCI US 50%Johnson Matthey JMPLF US 0%Johnson Outdoors Inc JOUT US 25%Jones Group Inc (The) JNY US 50%Jones Lang Lasalle Inc JLL US 50%Jos. A. Bank Clothiers JOSB US 50%Journal Communications Inc JRN US 25%Jovian Capital Corp JOV CDN 25%Jp Morgan Alerian Mlp 5/24/24 AMJ US 0%Jpm -2X 10Y Tsy Fut DSXJ US 0%Jpm -2X Lb Tsy Fut DSTJ US 0%Jpm Chase & Co. 05/25/23 JFT US 0%Jpm Chase Cap Xxiv Gtd JPM.W US 25%Jpmorgan Chase Cap Xix JPM.S US 25%Jpmorgan Chase Capital X JPM.J US 25%Jpmorgan Chase Capital Xi JPM.K US 50%Jpmorgan Chase Capital Xiv JPM.Y US 25%Justsystem Corp JSYSF US 0%Jz Capital Partners Limited JZCLF US 0%K Bro Linen Inc KBL CDN 25%K Swiss Inc KSWS US 25%K12 Inc LRN US 50%


Kadant Inc KAI US 25%Kaiser Aluminum Corp New KALU US 50%Kaiser Federal Financial Group Inc KFFG US 25%Kam & Ronson Media Grp Inc KME CDN 0%Kandi Technologies Corp KNDI US 0%Kao Corp KAOCF US 25%Kapstone Paper And Packaging Cp KS US 50%Karnalyte Resources Inc. KRN CDN 25%Kawasaki Kisen Kaisha KAKKF US 25%Kayne Anderson Energy Dev KED US 0%Kayne Anderson Enrgy Tot KYE US 0%Kayne Anderson Midstream / Energy Fd Inc KMF US 0%Kayne Anderson Mlp Invt Co KYN US 0%Kb Home KBH US 50%Kbc Group Nv KBCSY US 0%Kbc Group Sa KBCSF US 0%Kbw Inc KBW US 50%Kearny Financial Corp KRNY US 25%Keegan Resources Inc KGN CDN 25%Keg Royalties Income Fd KEG.UN CDN 25%Keihin Corp KHNCF US 25%Kenneth Cole Prodtns Inc KCP US 25%Kensey Nash Corp KNSY US 25%Kentucky First Federal Banc KFFB US 25%Kerry Group Plc KRYAY US 0%Kerry Grp Plc A KRYAF US 0%Keryx Biopharmaceuticals KERX US 0%Kesa Electricals KESAF US 0%Kewaunee Scientific Corp KEQU US 25%Key Tech Inc KTEC US 25%Key Tronic Corp KTCC US 0%Keycorp KEY US 25%Keycorp KEY.G US 25%Keycorp Cap Ix Tr KEY.E US 25%Keycorp Capital V KEY.A US 25%Keycorp Capital Vi KEY.B US 25%Keycorp Capital Viii KEY.D US 25%Keycorp Capital X KEY.F US 25%Keystone Cons Ind Inc. New KYCN US 25%Keyuan Petrochemicals Inc. KEYP US 0%Kid Brands Inc KID US 25%Killam Properties Inc KMP CDN 50%Kilroy Realty Corp KRC US 50%Kilroy Realty Corp KRC.F US 50%Kimball Intl Inc KBALB US 25%Kimco Realty Corp KIM US 50%Kindred Healthcare Inc KND US 50%Kingfisher KGFHF US 0%Kingold Jewelry Inc KGJI US 0%Kingstone Companies Inc KINS US 25%Kingsway Financial Svcs Inc KFS CDN 25%Kingsway Linked Roc Tr KSP.UN CDN 25%Kingtone Wireless Info Sol Hldgs Ltd KONE US 0%Kior Inc (A) KIOR US 25%Kips Bay Medical Inc KIPS US 25%Kirin Hlds Company, Limited KNBWF US 0%Kirkland Lake Gold Inc KGI CDN 50%Kirkland'S Inc KIRK US 25%Kite Realty Group Trust KRG US 25%Kkr & Company L P Del KKR US 50%Kkr Financial Hldg Delaware New KFN US 50%Klondex Mines Ltd KDX CDN 25%Kmg Chemicals Inc KMGB US 25%Knight Capital Group Inc KCG US 50%Knology Inc KNOL US 50%Kodiak Oil & Gas Corp KOG US 50%Kohlberg Capital Corp KCAP US 25%Kona Grill Inc KONA US 25%Konami Corp KNM US 50%Kong Zhong Corp KONG US 0%Kopin Corp KOPN US 25%Koppers Holdings Inc KOP US 50%Korea Equity Fd Inc KEF US 0%Kosmos Energy Ltd KOS US 25%Koss Corp KOSS US 25%


Kraton Performance Polymers KRA US 50%Kreisler Mfg Corp KRSL US 0%Krispy Kreme Doughnuts Inc KKD US 50%Kronos Worldwide Inc KRO US 50%Ksw Inc KSW US 25%Ku6 Media Co Ltd KUTV US 0%Kurita Water Inds KTWIF US 25%Kv Pharmaceutical Co KV'A US 0%Kv Pharmaceutical Co KV'B US 0%Kvh Industries Inc KVHI US 25%Kyocera Corp KYOCF US 0%L&L Energy Inc LLEN US 0%La Z Boy Inc LZB US 50%Labrador Iron Mines Holdgs LIM CDN 50%Labrador Iron Ore Royalty Corp LIF.UN CDN 50%Lacrosse Footwear Inc BOOT US 25%Lake Shore Bancorp Inc LSBK US 25%Lake Shore Gold Corp LSG CDN 50%Lakeland Bancorp Inc LBAI US 25%Lakeland Finl Corp LKFN US 50%Lakeland Inds Inc LAKE US 25%Lakes Entertainment Inc LACO US 0%Lamar Advertising Company LAMR US 50%Lan Airlines S A LFL US 50%Land Securities Gp LSGOF US 0%Landec Corporation LNDC US 25%Landmark Bancorp Inc LARK US 25%Lannett Company Inc LCI US 0%Lantronix Inc LTRX US 25%Laporte Bancorp Inc. LPSB US 25%Lasalle Hotel Properties LHO US 50%Lassonde Inds Inc LAS'A CDN 25%Latin Amern Discovery Fd Inc LDF US 0%Lawson Prods Inc LAWS US 25%Lazard Glbl Total Retn&Incm LGI US 0%Lazard World Div & Inc Fd LOR US 0%Lca Vision Inc LCAV US 25%Ldk Solar Co., Ltd LDK US 50%Le Chateau Inc CTU'A CDN 25%Le Gaga Holdings Limited GAGA US 25%Leading Brands Inc LBIX US 25%Leap Wireless Intl Inc New LEAP US 50%Leapfrog Enterprises Inc LF US 25%Lear Corporation LEA US 50%Learning Tree Intl Inc LTRE US 25%Lecg Corp XPRT US 25%Lecroy Corporation LCRY US 25%Lee Enterprises Inc LEE US 25%Legg Mason Inc LM US 50%Leggett & Platt Inc LEG US 50%Legumex Walker Inc LWP CDN 25%Lehman Abs Corp JZL US 25%Lehman Abs Corp JZK US 25%Lehman Abs Corp JZJ US 25%Lehman Abs Corp JZH US 25%Lehman Abs Corp JZC US 25%Lehman Abs Corp JBK US 25%Lehman Abs Corp JBO US 25%Lehman Bros Hldgs Cap Tr V LHHMQ US 0%Lehman Bros Hldgs Inc LEHJQ US 0%Lehman Brothers Hldgs Cap Iii LEHKQ US 0%Lehman Brothers Hldgs Inc LEHMQ US 0%Lehman Brothers Hldgs Inc LEHFQ US 0%Lehman Brothers Hldgs Inc LEHLQ US 0%Lehman Brothers Hldgs Inc LEHDQ US 0%Lehman Brothers Hldgs Inc LEHCQ US 0%Lehman Brothers Hldgs Inc LEHGQ US 0%Lehman Brothers Holdings Cap LEHNQ US 0%Lehman Brothers Holdings Inc LEHPQ US 0%Leisureworld Senior Care Corp LW CDN 50%Lemaitre Vascular Inc LMAT US 25%Lennar Corp LEN US 50%Lennar Corp LEN'B US 50%Lentuo International Inc LAS US 0%Leon'S Furniture Ltd LNF CDN 25%


Leucadia National Corp LUK US 50%Leveraged Nts Lkd Sp500 SVW US 25%Lexington Realty Trust LXP US 50%Lexington Rlty Tr LXP.D US 25%Lexmark Intl Inc LXK US 50%Lgl Group Inc (Delaware) LGL US 25%Libbey Inc LBY US 25%Liberty All Star Equ Fd USA US 0%Liberty All Star Growth Fd ASG US 0%Liberty Bancorp Inc LBCP US 0%Liberty Bell Bank LBBB US 0%Liberty Media Holding Cor LINTB US 50%Liberty Ppty Trust LRY US 50%Life & Banc Split Corp LBS CDN 50%Life Partners Hldgs Inc LPHI US 25%Life Time Fitness Inc LTM US 50%Life& Banc Split Corp Preferred Class A LBS.A CDN 50%Lifeco Split Corp Inc LSC CDN 25%Lifeco Split Inc Pfd Class C LSC.C CDN 25%Lifetime Brands Inc LCUT US 25%Lifeway Foods Inc LWAY US 25%Ligand Pharmaceuticals Inc LGND US 0%Lightbridge Corporation LTBR US 25%Lightpath Tech Inc LPTH US 25%Lihua International Inc LIWA US 0%Lime Energy Co. LIME US 25%Limelight Networks, Inc. LLNW US 50%Limoneira Co LMNR US 25%Lin Tv Corp TVL US 25%Linamar Corp LNR CDN 25%Lincoln Educational Svcs LINC US 25%Lincoln Natl Corp Ind LNC US 50%Lionbridge Technologies Inc LIOX US 25%Lions Gate Entertainment Corp LGF US 50%Lipari Energy Inc. LIP CDN 25%Liquor Stores N A Ltd LIQ CDN 50%Lirn Lnk S&P 500 6/1/2012 SZE US 25%Lirn Lnk S&P 500 7/27/12 SBA US 25%Lithia Motors Inc LAD US 50%Liuyang Fireworks Limited FWK CDN 0%Live Nation Entertainment Inc LYV US 50%Livedeal Inc LIVE US 25%Liz Claiborne Inc LIZ US 50%Lizhan Environmental Corp LZEN US 0%Lj International Inc JADE US 25%Lloyds Banking Group Plc LYG US 25%Lloyds Bk Grp Plc 7.75% (A) 7/15/50 LYG.A US 25%Lmi Aerospace Inc LMIA US 25%Lml Payment Systems Inc LMLP US 25%Lmp Cap &Incm Fd SCD US 0%Lmp Corp Loan Fd Inc TLI US 0%Lmp Real Est Inc Fund RIT US 0%Lnb Bancorp Inc LNBB US 25%Lo Jack Corp LOJN US 25%Local.Com Corp LOCM US 25%Lodgenet Interactive Corp LNET US 25%Logan International Inc LII CDN 25%Logica Plc LGIAF US 0%Logistec Corp LGT'B CDN 25%Logistec Corp LGT'A CDN 25%Logitech International Sa LOGI US 25%Loncor Resources Inc LN CDN 25%London Stock Exch LDNXF US 0%Longtop Financial Tech Limited LGFTY US 0%Longwei Petroleum Inv Hldg LPH US 0%Lonmin LNMIF US 25%Lonmin LNMIY US 0%L'Oreal LRLCF US 25%Lotus Pharma Inc LTUS US 0%Louisiana Bancorp Inc LABC US 25%Louisiana Pac Corp LPX US 50%Lpl Investment Holdings Inc LPLA US 50%Lsb Financial Corp LSBI US 25%Lsb Industries Inc LXU US 50%Lsi Industries LYTS US 25%


Ltc Properties Inc LTC US 50%Ltx-Credence Corp LTXC US 50%Luby'S Inc LUB US 25%Lucas Energy Inc LEI US 25%Lucent Technologies Cap Tr I LUTHP US 0%Lukoil Holdings Or LUKOY US 25%Lumber Liquidators Holdings Inc LL US 50%Lumina Copper Corp LCC CDN 25%Luminex Corp LMNX US 50%Luna Innovations Inc LUNA US 0%Lundin Petroleum Ab LUP CDN 25%Lvmh LVMHF US 25%Lydall Inc LDL US 25%M & T Bank Corp MTB US 50%M B T Financial Corp MBTF US 0%M Split Corp 7.50% Pfd Cl I XMF.B CDN 50%M Split Corp 7.50% Pfd Cl Ii XMF.C CDN 0%M/I Homes Inc MHO US 25%M/I Homes Inc MHO.A US 25%Mac Gray Corp TUC US 25%Macarthur Minerals Ltd MMS CDN 25%Macatawa Bank Corp MCBC US 25%Macerich Co MAC US 50%Mack Cali Realty Corp CLI US 50%Mackinac Financial Corp MFNC US 25%Macquarie Emerging Mrkets Infrastructure MQA.UN CDN 25%Macquarie Global Infr Tot MGU US 0%Macquarie/Fst Tr Glbl Infrs MFD US 0%Madison Pac Properties Inc MPC CDN 25%Madison Pac Properties Inc MPC'C CDN 25%Madison Square Garden Company (The) MSG US 50%Madison Strategic Sec Pre Fd MSP US 0%Madison/Claymore Cover Cll & Eq Str Fd MCN US 0%Mag Silver Corp MAG CDN 50%Magal Security Systems Ltd MAGS US 25%Magellan Aerospace Corp MAL CDN 25%Magellan Petroleum Corp MPET US 25%Magic Software Entprs Inc MGIC US 25%Magicjack Vocal Tec Ltd CALL US 25%Magna International Incorporated MG CDN 50%Magyar Bancorp Inc MGYR US 25%Magyar Telekom Telecomm MYTAY US 0%Mahanagar Telephone Nigam MTE US 25%Maidenform Brands Inc MFB US 50%Mainsource Financial Group Inc MSFG US 25%Mainstreet Equity Corp MEQ CDN 25%Majesco Entertainment Co COOL US 25%Major Drilling Group Intl MDI CDN 50%Makemusic Inc MMUS US 25%Makemytrip Limited MMYT US 25%Makita Corp MKEWF US 0%Makita Corp Spons MKTAY US 50%Mako Surgicals Corp MAKO US 50%Malaysia Fd Inc MAY US 0%Malvern Federal Bancorp MLVF US 25%Man Group Plc MNGPF US 0%Managed Duration Invt Grade Muni Fd MZF US 0%Management Ntwk Grp Inc (The) TMNG US 25%Manitex International, Inc. MNTX US 25%Mannatech Incorporated MTEX US 25%Mannkind Corporation MNKD US 25%Mansfield Minerals Inc MDR CDN 25%Manulife Brompton Advntgd Bd MBB.UN CDN 25%Manulife Strategic Income Opprtnty Fd MSO.UN CDN 50%Map Pharmaceuticals, Inc. MAPP US 25%Maple Leaf Reforestation Inc MPE CDN 0%Mapletree Logistics Tr Units MAPGF US 0%March Networks Corp MN CDN 25%Marcus Corp MCS US 25%Marine Pete Tr MARPS US 25%Marine Products Corp MPX US 25%Marinemax Inc HZO US 25%Market 2000+ Holdrs Trust MKH US 50%Market Vectors China Etf PEK US 0%Market Vectors Dble Lng Etn URR US 0%


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New York Mortgage Tr Inc New NYMT US 25%New York Times Co NYT US 50%Newalta Corporation NAL CDN 50%Newbridge Bancorp NBBC US 25%Newcastle Invt Corp NCT US 50%Newgrowth Corp NEW'A CDN 25%Newgrowth Corp Pfd B 10/26/14 NEW.C CDN 25%Newlead Holdings Ltd NEWL US 0%Newmarket Corp (Hldg Co) NEU US 50%Newpark Resources Inc NR US 50%Newport Bancorp, Inc NFSB US 25%Nexj Systems Inc. NXJ CDN 25%Nexstar Broadcasting Grp Inc NXST US 25%Next NXGPF US 25%Nexxus Lighting Inc NEXS US 25%Nf Energy Saving Corp NFEC US 0%Nfj Dividend Int& Pre Strgy NFJ US 0%Ngex Resources Inc NGQ CDN 25%Ngp Capital Resources Co NGPC US 25%Niagara Mohawk Pwr Corp NMK.B US 25%Niagara Mohawk Pwr Corp NMK.C US 25%Nicholas Financial Inc NICK US 25%Ninetownsinternet Tech Grp Cp Ltd NINE US 0%Nintendo Co Ltd NTDOF US 0%Nippon Steel Corp NISTF US 0%Nissan Motors NSANF US 0%Nitori Co Ltd NCLTF US 25%Nitto Denko Corp NDEKY US 0%Nivs Intellimedia Tech Grp NIVS US 0%Nmt Medical Inc NMTI US 25%Nn Inc NNBR US 25%Noah Education Hldgs NED US 0%Noah Holdings Ltd NOAH US 50%Nobility Homes Inc NOBH US 25%Noranda Aluminum Holding Corp NOR US 50%Noranda Income Fund NIF.UN CDN 25%Norbord Inc NBD CDN 50%Norrock Realty Finance Corp RF'A CDN 25%Nortech Systems Inc NSYS US 25%Nortel Inversora Sa NTL US 0%North American Advantaged Convertibles NCD.UN CDN 25%North American Energy Part NOA CDN 50%North American Financials Capital Securi NAF.UN CDN 0%North American Palladium Ltd PDL CDN 50%North Cent Bancshares Inc FFFD US 25%North China Horticulture Inc. IDCX US 0%North Valley Bancorp NOVB US 25%Northeast Bancorp NBN US 25%Northeast Cmnty Bancorp NECB US 25%Northern Dynasty Minerals Ltd NDM CDN 50%Northern States Fin Corp NSFC US 0%Northern Tech Intl Corp NTIC US 25%Northern Trust Corp NTRS US 50%Northfield Bancorp Inc NFBK US 25%Northfield Capital NFD'A CDN 25%Northgate Minerals Corp NGX CDN 50%Northland Resources S.A. NRSRF US 25%Northrim Bancorp Inc NRIM US 0%Northstar Realty Fin Corp NRF US 50%Northumbrian Wtr G NWGPF US 25%Northwest Bancshares Inc NWBI US 50%Northwest Healthcare Properties Reit NWH.UN CDN 50%Northwest Pipe Company NWPX US 25%Norwood Financial Corp NWFL US 25%Nova Measuring Instruments NVMI US 25%Nova Scotia Power Inc Preferred D NSI.D CDN 25%Novadaq Tech Inc NDQ CDN 25%Novagold Resources NG CDN 50%Novastar Financial Inc NOVS US 0%Novatel Wireless Inc New NVTL US 0%Novavax Inc NVAX US 25%Noventa Limited NTA CDN 25%Novogen Ltd Spons Adr NVGN US 25%Npb Capital Trust Ii NPBCO US 25%Nps Pharmaceuticals NPSP US 25%


Nts Realty Hldgs Ltd Ptnrshp NLP US 25%Numerex Corp NMRX US 25%Nupathe Inc PATH US 0%Nutraceutical Intl Corp NUTR US 25%Nutrisystem Inc NTRI US 50%Nuv Geo Div Adv Muni 2.65 NZX.C US 0%Nuv Mich Div Adv Muni Fd NZW.C US 0%Nuveen Arizona Div Adv NKR US 0%Nuveen Arizona Div Adv Mun NFZ US 0%Nuveen Arizona Div Adv Mun 3 NXE US 0%Nuveen Arizona Div Advantage Muni Fd 2 NKR.C US 0%Nuveen Arizona Div Advantage Munifund Fd NFZ.C US 0%Nuveen Arz Prem Incm Muni Fd NAZ US 0%Nuveen Build America Bond Fd NBB US 0%Nuveen Build America Bond Opportunity Fd NBD US 0%Nuveen Ca Dividend Advantage Muni NZH.C US 0%Nuveen Ca Invt Qual Mun NQC US 0%Nuveen Ca Mun Mkt Okt Opp NCO US 0%Nuveen Ca Mun Val Fd Inc NCA US 0%Nuveen Ca Perform Plus Mun NCP US 0%Nuveen Ca Prem Incm Mun Fd NCU US 0%Nuveen Cal Div Adv Mun Fd 3 NZH US 0%Nuveen Calf Qual Inc Muni NUC US 0%Nuveen Calif Div Adv Mun Fd NAC US 0%Nuveen Calif Div Adv Mun Fd2 NVX US 0%Nuveen Calif Muni Val Fd 2 NCB US 0%Nuveen Calif Sel Tf Incm Ptfl NXC US 0%Nuveen Calif Select Qual NVC US 0%Nuveen California Div Adv Muni Fd 2 NVX.C US 0%Nuveen California Prem Incm Municipal NCU.C US 0%Nuveen Conn Prem Incm Mun Fd NTC US 0%Nuveen Connecticut Div Adv Muni Fd 2 NGK.C US 0%Nuveen Connecticut Div Adv Muni Fd 3 NGO.C US 0%Nuveen Connecticut Premium Income Mun Fd NTC.D US 0%Nuveen Connecticut Premium Income Muni NTC.C US 0%Nuveen Core Equity Alpha JCE US 0%Nuveen Ct Div Adv Muni NFC.C US 0%Nuveen Ct Div Adv Muni Fd 2 NGK US 0%Nuveen Ct Div Adv Muni Fd 3 NGO US 0%Nuveen Ct Div Adv Muni Fund NFC US 0%Nuveen Div Adv Mun Fd 2 NXZ US 0%Nuveen Div Adv Mun Fd 3 NZF US 0%Nuveen Div Adv Muni Fund NAD US 0%Nuveen Diversified Commodity Fund CFD US 0%Nuveen Dividend Advantage Municipal Fd NZF.C US 0%Nuveen Dividend Advantage Municipal Fund NAD.C US 0%Nuveen Divrsfd Div & Incm Fund JDD US 0%Nuveen Enhanced Muni Value NEV US 0%Nuveen Eqty Pre & Grwth Fund JPG US 0%Nuveen Eqty Pre Adv Fd JLA US 0%Nuveen Eqty Premium Incm Fd JPZ US 0%Nuveen Eqty Premium Oppty Fd JSN US 0%Nuveen Float Rate Incm Fund JFR US 0%Nuveen Fltg Rate Incm Oppty Fd JRO US 0%Nuveen Ga Div Adv Mun Fd NZX US 0%Nuveen Ga Div Adv Mun Fd 2 NKG US 0%Nuveen Ga Dividend Adv Muni Fd 2 2.65% P NKG.C US 0%Nuveen Ga Pre Incm Mun Fd NPG US 0%Nuveen Georgia Premium Income Muni Fd NPG.C US 0%Nuveen Global Gov Enh Inc JGG US 0%Nuveen Global Val Opp Fd JGV US 0%Nuveen Ins Ca Pre Inc Mun Fd NCL US 0%Nuveen Ins Ca Tx Fr Adv Mu NKX US 0%Nuveen Ins Ma Tx Fr Adv Mu NGX US 0%Nuveen Ins Muni Oppt Fd NIO US 0%Nuveen Ins Ny Prem Inc Mu NNF US 0%Nuveen Ins Ny Tx Fr Adv Mu NRK US 0%Nuveen Ins Prem Inc Mun Fd 2 NPX US 0%Nuveen Ins Tax Fr Adv Mu Fd NEA US 0%Nuveen Ins Tax-Free Adv Muni NEA.C US 0%Nuveen Insd Ca Prem Incm Mun NPC US 0%Nuveen Insd Ma Tax-Free Adv Muni Fd NGX.C US 0%Nuveen Insd Quality Muni NQI US 0%Nuveen Insured Calif Did Adv NKL US 0%Nuveen Insured Div Adv NVG US 0%


Nuveen Insured Dividend Advantage Muni F NVG.C US 0%Nuveen Insured New York Tax-Free Adv Mun NRK.C US 0%Nuveen Insured Ny Div Adv NKO US 0%Nuveen Invt Quality Muni NQM US 0%Nuveen Ma Pre Inc Mun Fd NMT US 0%Nuveen Maryland Div Adv Muni Fd 2 NZR.C US 0%Nuveen Maryland Dividend Adv Mun Fd 3 NWI.C US 0%Nuveen Maryland Dividend Adv Muni Pfd NFM.C US 0%Nuveen Maryland Prem Incm Mu NMY US 0%Nuveen Mas Div Adv (C) 2.6 4/1/15 NMB.C US 0%Nuveen Mass Div Adv Mun Fd NMB US 0%Nuveen Massachusetts Prem Incm Muni NMT.C US 0%Nuveen Md Div Adv Mun Fd NFM US 0%Nuveen Md Div Adv Mun Fd 2 NZR US 0%Nuveen Md Div Adv Mun Fd 3 NWI US 0%Nuveen Md Premimum Incm Mun Fd 2.65% Pfd NMY.C US 0%Nuveen Mich Div Adv Mun Fd NZW US 0%Nuveen Mich Prem Incm Muni NMP US 0%Nuveen Mich Qual Inc Muni Fd NUM US 0%Nuveen Miss Prem Inc Mun Fd NOM US 0%Nuveen Missouri Premium Income Muni Fd NOM.C US 0%Nuveen Mlti-Strategy Inc & Grwth Fund 2 JQC US 0%Nuveen Mortgage Opportunity Term Fd 2 JMT US 0%Nuveen Mtg Opportnty Term Fd JLS US 0%Nuveen Multi-Currency JGT US 0%Nuveen Multi-Strategy Inc & Grwth Fd JPC US 0%Nuveen Mun Advantage Fd Inc NMA US 0%Nuveen Mun Incm Fd Inc NMI US 0%Nuveen Mun Mkt Opp Fd NMO US 0%Nuveen Mun Value Fund Inc NUV US 0%Nuveen Muni Hi Inc Oppty Fd NMZ US 0%Nuveen Muni Hi Incm Oppty 2 NMD US 0%Nuveen Municipal Value Fd 2 NUW US 0%Nuveen N C Prem Incm Mun Fd NNC US 0%Nuveen N J Muni Value Fund NJV US 0%Nuveen N Y Muni Val Fund 2 NYV US 0%Nuveen Nc Div Adv Mun NII US 0%Nuveen Nc Div Adv Mun Fd NRB US 0%Nuveen Nc Premium Incm Muni NNC.C US 0%Nuveen New York Div Adv Mun Fd 2 NXK.C US 0%Nuveen New York Dividend Advantage Muni NAN.D US 0%Nuveen Nj Div Adv Mun Fd NXJ US 0%Nuveen Nj Div Adv Mun Fd 2 NUJ US 0%Nuveen Nj Dividend Advantage Muni Fd 2 NUJ.C US 0%Nuveen Nj Invt Quality NQJ US 0%Nuveen Nj Prem Incm Muni Fd NNJ US 0%Nuveen North Carolina Div NNO US 0%Nuveen North Carolina Div Adv Mun Fd NRB.C US 0%Nuveen North Carolina Div Adv Mun Fd 2 NNO.C US 0%Nuveen North Carolina Div Adv Mun Fd 3 NII.C US 0%Nuveen North Carolina Premium Incm Muni NNC.D US 0%Nuveen Ny Div Adv Mun Fd 2 NXK US 0%Nuveen Ny Div Adv Muni Fund NAN US 0%Nuveen Ny Div Advantage Muni NAN.C US 0%Nuveen Ny Invt Qualni NQN US 0%Nuveen Ny Mun Value Fund NNY US 0%Nuveen Ny Perform Plus Mun NNP US 0%Nuveen Ny Qual Inc Muni Fd NUN US 0%Nuveen Ny Select Qual NVN US 0%Nuveen Ny Slct Tx Fr Incm Ptl NXN US 0%Nuveen Ohio Div Adv Mun Fd NXI US 0%Nuveen Ohio Div Adv Mun Fd 2 NBJ US 0%Nuveen Ohio Div Adv Mun Fd 3 NVJ US 0%Nuveen Ohio Dividend Advantage Mun Fd NXI.C US 0%Nuveen Ohio Qual Inc Muni Fd NUO US 0%Nuveen Pa Invt Qualqual NQP US 0%Nuveen Pa Muni Val Fund NPN US 0%Nuveen Pa Pre Inc Mun Fd2 NPY US 0%Nuveen Penn Div Adv Mun Fd NXM US 0%Nuveen Penn Div Adv Mun Fd 2 NVY US 0%Nuveen Penn Dividend Advantage Muni Fd 2 NVY.C US 0%Nuveen Pennsylvania Div Advantage Mun Fd NXM.C US 0%Nuveen Perform Plus Mun Fd NPP US 0%Nuveen Prem Incm Muni Fd Iv NPT US 0%Nuveen Prem Income Mun Fd 2 NPM US 0%


Nuveen Prem Ins Muni Inc Fd NIF US 0%Nuveen Prem Muni Inc Fd Inc NPF US 0%Nuveen Premium Incm Mun Fd NPI US 0%Nuveen Quality Muni Fd NQU US 0%Nuveen Quality Pfd Incm Fd 3 JHP US 0%Nuveen Quality Pfd Income 2 JPS US 0%Nuveen Quality Pfd Income Fd JTP US 0%Nuveen Real Estate Income Fd JRS US 0%Nuveen Select Mat Mun Fd NIM US 0%Nuveen Select Qual Muni NQS US 0%Nuveen Select Tax Free Incm NXP US 0%Nuveen Select Tax Free Incm Ptl 3 NXR US 0%Nuveen Select Tx Fr Incm Ptl NXQ US 0%Nuveen Senior Income Fund NSL US 0%Nuveen Tax Adva Fl Rate Fd JFP US 0%Nuveen Texas Quality Income Municipal Fd NTX.C US 0%Nuveen Tx Adv Ttl Return Stgy JTA US 0%Nuveen Tx Qual Inc Muni Fd NTX US 0%Nuveen Tx-Adv Div Grw JTD US 0%Nuveen Va Div Adv Mun Fd NGB US 0%Nuveen Va Pre Incm Mun Fd NPV US 0%Nuveen Virginia Dividend Adv NNB US 0%Nuveen Virginia Dividend Adv Muni Fd NNB.C US 0%Nuveen Virginia Dividend Advantage Munic NGB.C US 0%Nuveen Virginia Premium Incm Muni NPV.C US 0%Nymox Pharmaceutical Corp NYMX US 0%Nyse Euronext NYX US 50%O Charleys Inc CHUX US 25%O P T I Inc OPTI US 25%Oak Ridge Fin Services Inc BKOR US 25%Oak Valley Bancorp OVLY US 25%Oba Financial Services Inc OBAF US 25%Obagi Medical Products Inc OMPI US 0%Ocean Bio Chem Inc OBCI US 25%Ocean Power Tech Inc. OPTT US 25%Ocean Shore Holding Co OSHC US 25%Oceanfirst Financial Corp OCFC US 25%Oceanfreight Inc OCNF US 0%Och-Ziff Cap Management Grp OZM US 50%Oclaro Inc OCLR US 50%Oconee Federal Financial Corp OFED US 25%Ocp Credit Strategy Fund OCS.UN CDN 25%Ocp Senior Credit Fund OSL.UN CDN 25%Ocwen Financial Cp OCN US 50%Ocz Technology Group Inc OCZ US 25%Odyssey Marine Exploration I OMEX US 25%Office Depot Inc ODP US 50%Officemax Inc OMX US 50%Ohio Legacy Corporation OLCB US 0%Ohio Valley Banc Corp OVBC US 25%Oil Dri Corp ODC US 25%Oil Sands Sector Fund OSF.UN CDN 25%Old Line Bancshares Inc (Md) OLBK US 25%Old Natl Bancorp ONB US 50%Old Point Finl Corp OPOF US 25%Old Rep Intl Corp ORI US 50%Old Second Bancorp Inc OSBC US 25%Old Second Capital Trust I OSBCP US 25%O'Leary Brlc Plus Income & Growth Fund OBF.UN CDN 25%O'Leary Canadian Equity Income Fund OCZ.UN CDN 25%O'Leary Canadian Incm Opp OCY.UN CDN 25%O'Leary Canadian Income Oportunities 2 OCH.UN CDN 25%O'Leary Hard Asset Income Fund OHA.UN CDN 25%O'Leary U.S. Strategic Yield Advantaged OUY.UN CDN 25%O'Leary U.S. Strategic Yield Advantaged OUY'U CDN 25%Olin Corp OLN US 50%Olympia Financial Group Inc OLY CDN 25%Olympic Steel Inc ZEUS US 25%Om Group Inc OMG US 50%Omega Advisors U.S. Capital Appreciation OUS.UN CDN 25%Omega Flex Inc OFLX US 25%Omega Healthcare Invs Inc OHI US 50%Omega Navigation Enterprises ONAVQ US 0%Omega Protein Corp OME US 25%Omeros Corporation OMER US 0%


Omniamerican Bancorp Inc OABC US 25%Omnicare Cap Tr I OCR.A US 25%Omnivision Technologies Inc OVTI US 50%Omnova Solutions Inc OMN US 25%Omron Corp OMRNF US 0%Omron Corp OMRNY US 0%On Track Innovation OTIV US 0%Oncogenex Pharmaceuticals Inc OGXI US 0%Oncolytics Biotech Inc ONC CDN 25%Oncothyreon Inc ONTY US 25%One Liberty Pptys Inc OLP US 25%Onebeacon Ins Group Ltd OB US 50%Oneida Financial Corp ONFC US 25%Online Resources Corp ORCC US 25%Onvia Inc ONVI US 25%Onyx Pharmaceuticals Inc ONXX US 25%Opexa Therapeutics Inc OPXA US 0%Opko Health Inc OPK US 25%Opmedic Group Inc. OMG CDN 25%Opnext Inc OPXT US 25%Oppenheimer Holdings Inc OPY US 25%Optical Cable Corp OCC US 25%Optimer Pharmaceuticals Inc OPTR US 25%Optionsxpress Holdings Inc OXPS US 50%Optos Plc OPOSF US 0%Orbcomm Inc ORBC US 25%Orbit Garant Drilling Inc OGD CDN 25%Orbit Intl Corp ORBT US 25%Orbitz Worldwide, Inc. OWW US 50%Orca Expl Group Inc ORC'B CDN 0%Orca Exploration Group Inc ORC'A CDN 0%Orchids Paper Products Co TIS US 25%Orckit Communications Ltd ORCT US 25%Orexigen Therapeutics OREX US 0%Orezone Gold Corporation ORE CDN 25%Orient Express Hotels Ltd OEH US 50%Orient Overseas Intl Ltd OROVF US 0%Orient Paper Inc ONP US 0%Oriental Financial Group Inc OFG US 0%Oriental Financial Group Inc OFG.A US 0%Oriental Financial Group Inc OFG.B US 0%Origin Agritech Limited SEED US 0%Orion Energy Systems Inc OESX US 25%Orion Marine Group Inc ORN US 25%Oritani Financial Corp New ORIT US 50%Orocobre Limited ORL CDN 25%Orrstown Finl Svcs Inc ORRF US 25%Orsus Xelent Techs Inc New ORS US 0%Orthofix Intl Nv OFIX US 0%Orvana Minerals Corp ORV CDN 50%Osage Bancshares Inc OSBK US 0%Osiris Therapeutics Inc OSIR US 0%Osisko Mining Corporation OSK CDN 25%Ossen Innovation Co Ltd OSN US 0%Otelco Inc OTT.UN CDN 25%Otuska Shokai Co OSUKF US 0%Outdoor Channel Hldgs Inc OUTD US 25%Overhill Farms Inc. OFI US 25%Overstock.Com OSTK US 25%Owens-Illinois Inc OI US 50%Oxford Inds Inc OXM US 50%Oxford Instruments Plc OXINF US 0%Oxford Lane Capital Corp OXLC US 0%Oxigene Inc OXGN US 0%Oxygen Biother Inc. OXBT US 0%P&F Inds Inc PFIN US 25%Pab Bankshares Inc PABK US 0%Pace Oil & Gas Ltd PCE CDN 25%Pacer International Inc PACR US 25%Pacholder High Yield Fd Inc PHF US 0%Pacific & Western 7.00% Class A Cum Pfd PWC.A CDN 25%Pacific & Western Cl B Pfd PWC.B CDN 25%Pacific & Western Credit Crp PWC CDN 25%Pacific Biosciences Of California Inc PACB US 50%Pacific Booker Minerals Inc BKM CDN 25%


Pacific Capital Bancorp PCBC US 50%Pacific Continental Corp PCBK US 25%Pacific Mercantile Bancorp PMBC US 25%Pacific Northern Gas Ltd PNG CDN 25%Pacific Northern Gas Pfd 6.75 Class A PNG.A CDN 25%Pacific Office Ppty Trust Inc PCE US 0%Pacific Premier Bancorp Inc PPBI US 25%Pacific Rubiales Energy Corp PRE CDN 50%Pacific State Bancorp PSBC US 0%Pacific Sunwear Of Ca PSUN US 25%Pacificorp PPW. US 25%Pacificorp $7.48 Nopar Ser P PPWRM US 25%Pacira Pharmaceuticals Inc PCRX US 0%Packaging Corp Of America PKG US 50%Pacrim Intl Capital Inc PCN CDN 0%Pacwest Bancorp PACW US 50%Pain Therapeutics Inc PTIE US 0%Painted Pony Petroleum Ltd PPY'A CDN 25%Painted Pony Petroleum Ltd PPY'B CDN 25%Paladin Energy Ltd PDN CDN 25%Paladin Labs Inc PLB CDN 25%Palomar Med Tech Inc New PMTI US 25%Pam Trans Svc Inc PTSI US 25%Pampa Energia S A PAM US 0%Pan Orient Energy Corp POE CDN 25%Panasonic Corp PCRFF US 0%Pandora Media Inc P US 50%Panhandle Oil & Gas Inc PHX US 25%Pansoft Co Ltd PSOF US 0%Papa John'S Intl Inc PZZA US 50%Par Pharmaceutical Co Inc PRX US 25%Par Technology Corp PAR US 25%Paragon Shipping Inc PRGN US 0%Parallel Energy Trust PLT.UN CDN 50%Paramount Gold & Silver Corp PZG CDN 25%Paranaense De Energia Copel ELP US 50%Park Bancorp Inc PFED US 0%Park City Group Inc PCYG US 25%Park Lawn PRL CDN 0%Park Lawn Corp PLC CDN 25%Park Natl Corp PRK US 50%Park Ohio Holding Corp PKOH US 25%Parke Bancorp Inc PKBK US 25%Parkervision Inc PRKR US 25%Parkvale Fin Corp PVSA US 25%Parkway Properties Inc PKY US 50%Parlux Fragrances Inc PARL US 25%Partners Real Estate Investment Tr PAR.UN CDN 0%Pathfinder Bancorp Inc PBHC US 25%Pathfinder Convertible Debenture Fund PCD.UN CDN 25%Patni Computer Systems Ltd PTI US 25%Patrick Inds Inc PATK US 25%Patriot National Bancorp Inc PNBK US 0%Patriot Transportation Hldg PATR US 25%Paulin H & Co Ltd PAP'A CDN 25%Pax Msci Eafe Esg Index Etf EAPS US 0%Pax Msci North America Esg Index Etf NASI US 0%Pc Connection Inc PCCC US 25%Pc Mall Inc MALL US 25%Pc Tel Inc PCTI US 25%Pcm Fund, Inc PCM US 0%Pdf Solutions Inc PDFS US 25%Pdi Inc PDII US 25%Pdl Biopharma Inc PDLI US 25%Peapack Gladstone Finl Corp PGC US 25%Pearson PSORF US 25%Peco Energy Company PE.A US 25%Peco Energy Company PE.C US 25%Peco Energy Company PE.D US 25%Peco Energy Company PE.B US 25%Peerless Systems Corp PRLS US 25%Peet'S Coffee And Tea Inc PEET US 50%Penford Corp PENX US 25%Penn Millers Holding Corporation PMIC US 25%Penn National Gaming PENN US 25%


Pennantpark Investment Corp PNNT US 50%Pennichuck Corp PNNW US 25%Pennon Group PEGRF US 25%Penns Woods Bancorp Inc PWOD US 25%Pennsylvania Real Estate Inv PEI US 50%Pennymac Mortgage Investment Trust PMT US 50%Penske Automotive Gr Inc PAG US 50%Penson Worldwide Inc PNSN US 25%Peoples Bancorp Inc PEBO US 25%Peoples Bancorp Of Nc PEBK US 25%Peoples Federal Bancshares Inc PEOP US 25%Peoples Financial Corp PFBX US 25%Pep Boys Manny Moe & Jack PBY US 50%Perceptron Inc PRCP US 25%Peregrine Diamonds Ltd PGD CDN 25%Peregrine Pharma New PPHM US 0%Perfect World PWRD US 50%Perficient Inc PRFT US 25%Performance Tech Inc PTIX US 25%Perfumania Holdings Inc PERF US 25%Pericom Semiconductor Corp PSEM US 25%Peritus High Yield Etf HYLD US 0%Pernix Therapeutics Hldgs Inc PTX US 0%Perpetual Energy Inc PMT CDN 50%Perry Ellis Intl Inc PERY US 50%Perseus Mining Limited PRU CDN 50%Persimmon PSMMF US 0%Pervasive Software Inc PVSW US 25%Petmedexpress Inc PETS US 25%Petrobras Argentina S A PZE US 0%Petroleum & Res Corp PEO US 0%Petroleum Dev Corp PETD US 50%Petrominerales Ltd PMG CDN 50%Pf Chang'S China Bistro Inc PFCB US 50%Pfb Corp PFB CDN 25%Pfsweb Inc PFSW US 25%Pg & E Corp PCG.D US 25%Pg & E Corp PCG.A US 25%Pg & E Corp PCG.B US 25%Pg & E Corp PCG.C US 25%Pg & E Corp PCG.G US 25%Pg & E Corp PCG.H US 25%Pg & E Corp PCG.E US 25%Pg & E Corp PCG.I US 25%Pgt Inc PGTI US 25%Pharmacyclics Inc PCYC US 25%Pharmasset, Inc. VRUS US 50%Pharmathene Inc PIP US 0%Pharmaxis Limited PXSLY US 25%Phazar Corp ANTP US 25%Phc Inc PHC US 25%Phh Corporation PHH US 50%Philippine Long Distance Tel PHI US 0%Phoenix Canada Oil Co Ltd PCO CDN 25%Phoenix Companies Inc PNX US 25%Phoenix Companies Inc PFX US 25%Phoenix Energy Services Corp PHX CDN 50%Phoenix Footwear Group Inc PXFG US 25%Photomedex Inc PHMD US 25%Physicians Formula Hldgs Inc FACE US 25%Pico Holdings Inc PICO US 50%Piedmont Office Realty Tr Inc PDM US 50%Pier 1 Imports Inc PIR US 50%Pike Electric Corp PIKE US 50%Pilot Gold Inc PLG CDN 25%Pimco 0-5 Year High Yield Corporate Bond HYS US 0%Pimco 1-5 Yr U.S. Tips Indx STPZ US 25%Pimco 15+ Year U.S. Tips LTPZ US 0%Pimco 20+ Year Zero Coupon Us Treasury I ZROZ US 0%Pimco 3-7 Year Us Treasury Index Fund FIVZ US 0%Pimco Cal Muncpal Inc Fd Ii PCK US 0%Pimco Calif Muni Incm Fd Iii PZC US 0%Pimco Calif Muni Income Fd PCQ US 0%Pimco Corp Income Fund PCN US 0%Pimco Corporate Oppty Fund PTY US 0%


Pimco Enhanced Short Mat Strategy Fd MINT US 0%Pimco Income Opportunity Fd PKO US 0%Pimco Income Strategy Fd PFL US 0%Pimco Income Strategy Fd Ii PFN US 0%Pimco Intermed Muni Bond Strat Fund MUNI US 0%Pimco Muncpal Inc Fd Ii PML US 0%Pimco Muni Incm Fd Iii PMX US 0%Pimco Muni Income Fund PMF US 0%Pimco N Y Muni Incm Fd Iii PYN US 0%Pimco New York Muni Incm Fd PNF US 0%Pimco Ny Muncpl Incm Fd Ii PNI US 0%Pimco Strtgc Glbl Gvt Fd Inc RCS US 0%Pinnacle Airlines Corp PNCL US 0%Pinnacle Entertainment Inc. PNK US 25%Pinnacle Financial Part Inc PNFP US 50%Pioneer Corp PNCOF US 0%Pioneer Dvrsfed High Inc Tr HNW US 0%Pioneer Floating Rate Trust PHD US 0%Pioneer High Income Trust PHT US 0%Pioneer Muni Hi Incm Adv Tr MAV US 0%Pioneer Muni Hi Incm Tr MHI US 0%Piper Jaffray Companies PJC US 50%Pittsburgh & W Va Rr PW US 25%Pixelworks Inc PXLW US 25%Pizza Pizza Rylt Inc Fd PZA.UN CDN 25%Planar Systems Inc PLNR US 25%Platmin Limited PPN CDN 25%Plazacorp Retail Prop Ltd PLZ CDN 25%Plc Capital Trust Iii PL.S US 25%Plc Capital Trust Iv PL.A US 25%Plc Capital Trust V PL.B US 25%Plug Power Inc PLUG US 25%Plum Creek Timber Co Inc Reit PCL US 50%Plumas Bancorp Quincy Ca PLBC US 25%Pluristem Therapeutics, Inc PSTI US 0%Plx Technology Inc PLXT US 25%Pmc Commercial Trust PCC US 25%Pmi Group Inc PMI US 50%Pnc Capital Trust D PNU US 25%Pnc Capital Trust E PNH US 25%Pnc Financial Svcs Group Inc PNC US 50%Pointer Telocation Ltd PNTR US 25%Points International Ltd PTS CDN 25%Polar Cap Tech Tst PLCQF US 0%Pollard Banknote Ltd PBL CDN 0%Polo Biology Global Group Cp PGG CDN 0%Polymet Mining Corp POM CDN 50%Polyone Corp POL US 50%Poniard Pharmaceuticals Inc PARD US 0%Pool Corporation POOL US 50%Pope Resources POPE US 25%Popular Inc BPOP US 0%Popular Inc BPOPN US 0%Popular Inc Pfd Ser A BPOPO US 0%Popular Inc Popular Cptl Tr Ii BPOPM US 0%Porsche Automobil Hldg Se POAHF US 0%Porter Bancorp Inc PBIB US 25%Portfolio Recovery Assoc PRAA US 50%Portugal Telecom Sgps S. A. PT US 0%Posera Hdx Inc. HDX CDN 25%Post Properties Inc PPS US 50%Postmedia Network Canada Corp PNC'B CDN 25%Postmedia Network Canada Corp PNC'A CDN 25%Postrock Energy Corp PSTR US 25%Potlatch Corp PCH US 50%Power One Inc PWER US 50%Powersecure Intl Inc. POWR US 25%Powersh Cef Income Comp Ptf PCEF US 0%Powersh Db Base Metals Fund DBB US 50%Powersh Db Precious Metal Fd DBP US 50%Powersh International Corp Bond Ptf PICB US 0%Powershares Db 3X Long 25+ Year Treasury LBND US 0%Powershares Db 3X Short 25+ Year Treasur SBND US 0%Powershares Db 3X Short Us Dollar Index UDNT US 0%Powershares Db Agriculture DAD CDN 0%


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Pro Sh Ultra Shrt Telecom TLL US 0%Pro Sh Ultra Telecom LTL US 25%Pro Shares Ultra Rus 2000 UWM US 25%Pro Shares Ultra Sm Cap 600 SAA US 25%Pro Shares Ultrash Financials SKF US 25%Proassurance Corporation PRA US 50%Procera Networks Inc New PKT US 25%Progenics Pharmaceutical Inc PGNX US 0%Prologis Inc PLD US 50%Prolor Biotech Inc. PBTH US 25%Promise Co PMSEY US 0%Propel Multi-Strategy Fund PPF.UN CDN 25%Prosh Credit Suisse 130/30 CSM US 50%Prosh Ulsh Msci Mex Inv Mkt SMK US 25%Prosh Ult Sh Leh 20 Plus Tys TBT US 25%Prosh Ult Sh Leh 7-10Yr Tys PST US 25%Prosh Ultra Msci Emg Mkt EET US 25%Prosh Ultra Russell 3000 UWC US 0%Prosh Ultrapro Sh S&P 500 SPXU US 0%Prosh Ultrashort Msci Europe EPV US 25%Prosh Ultrashort Nasdaq Biotech BIS US 0%Prosh Ultrashrt Russell 3000 TWQ US 25%Prosh Ultrasht Dj-Ubs Crude SCO US 25%Prosh Ultsh Msci Brazil BZQ US 25%Prosh Ultsh Msci Pac Ex-Jpn JPX US 0%Proshare Ultrash Rus 1000 Gr SFK US 25%Proshare Ultrash Rus 1000 Vl SJF US 25%Proshare Ultrasht Rus2000 Gr SKK US 0%Proshare Ultrasht Rus2000 Vl SJH US 25%Proshare Ultrasht Rusmdcp Gr SDK US 25%Proshare Ultrasht Rusmdcp Vl SJL US 0%Proshares Midcap 400 Ultra MVV US 25%Proshares Rafi Long/Short RALS US 0%Proshares Short 7-10 Year Treasury TBX US 0%Proshares Short Basic Materials SBM US 0%Proshares Short Ftse China 25 YXI US 0%Proshares Short Investment Grade Corp IGS US 0%Proshares Short Kbw Regional Banking KRS US 25%Proshares Short Midcap 400 MYY US 50%Proshares Short Real Estate REK US 0%Proshares Trust Ultra Qqq QLD US 25%Proshares Trust Ultra S&P 500 SSO US 25%Proshares Ul Sh Msci Emgmkt EEV US 25%Proshares Ul Sh Msci Japan EWV US 25%Proshares Ultra 20 Plus Yr Tr UBT US 25%Proshares Ultra 7-10 Yr Tr UST US 0%Proshares Ultra Basic Materi UYM US 25%Proshares Ultra Consumer Goods UGE US 25%Proshares Ultra Consumer Sv UCC US 25%Proshares Ultra Dow30 DDM US 25%Proshares Ultra Euro ULE US 25%Proshares Ultra Financials UYG US 25%Proshares Ultra Ftse China 25 XPP US 0%Proshares Ultra Gold UGL US 25%Proshares Ultra Health C RXL US 25%Proshares Ultra Industri UXI US 25%Proshares Ultra Kbw Regional Banking KRU US 0%Proshares Ultra Msci Brazil UBR US 25%Proshares Ultra Msci Eafe EFO US 25%Proshares Ultra Msci Europe UPV US 25%Proshares Ultra Msci Japan EZJ US 25%Proshares Ultra Msci Mexico Invt Makt UMX US 0%Proshares Ultra Msci Pacific Ex-Japan UXJ US 0%Proshares Ultra Nasdaq Biotech BIB US 25%Proshares Ultra Oil & Gas DIG US 25%Proshares Ultra Real Est URE US 25%Proshares Ultra Rusl 1000 Gr UKF US 25%Proshares Ultra Rusl 1000 Vl UVG US 25%Proshares Ultra Rusl Mdcp Gr UKW US 25%Proshares Ultra Rusl Mdcp Vl UVU US 25%Proshares Ultra Rusl2000 Grw UKK US 25%Proshares Ultra Rusl2000 Val UVT US 25%Proshares Ultra Semicondu USD US 25%Proshares Ultra Sh 2000 TWM US 25%Proshares Ultra Sh Sm Cap600 SDD US 25%


Proshares Ultra Silver AGQ US 25%Proshares Ultra Technology ROM US 25%Proshares Ultra Utilities UPW US 25%Proshares Ultra Yen YCL US 25%Proshares Ultrapro Dow30 UDOW US 0%Proshares Ultrapro Midcap400 UMDD US 0%Proshares Ultrapro Qqq TQQQ US 0%Proshares Ultrapro Russell2000 URTY US 0%Proshares Ultrapro S&P 500 UPRO US 0%Proshares Ultrapro Short Dow30 SDOW US 0%Proshares Ultrapro Short Midcap400 SMDD US 0%Proshares Ultrapro Short Qqq SQQQ US 0%Proshares Ultrapro Short Russell2000 SRTY US 0%Proshares Ultrash Csmr Goods SZK US 25%Proshares Ultrash Csmr Svcs SCC US 25%Proshares Ultrash Hlthcare RXD US 25%Proshares Ultrash Industrials SIJ US 25%Proshares Ultrash Oil & Gas DUG US 25%Proshares Ultrash Real Estate SRS US 25%Proshares Ultrash Semiconductors SSG US 25%Proshares Ultrashort Dow 30 DXD US 25%Proshares Ultrashort Euro EUO US 25%Proshares Ultrashort Ftse China 25 FXP US 25%Proshares Ultrashort Gold GLL US 25%Proshares Ultrashort Mcap400 MZZ US 25%Proshares Ultrashort Qqq QID US 25%Proshares Ultrashort S&P500 SDS US 25%Proshares Ultrashort Silver ZSL US 25%Proshares Ultrashort Tips TPS US 0%Proshares Ultrashort Util SDP US 25%Proshares Ultrashort Yen YCS US 25%Proshares Ultrsh Basic Mat SMN US 25%Proshares Vix Mid-Term Futures Etf VIXM US 0%Proshares Vix Short-Term Futures Etf VIXY US 0%Prosharesultrash Technology REW US 25%Proshs Ultra Dj-Ubs Commod UCD US 25%Proshs Ultra Dj-Ubs Crud Oil UCO US 25%Proshs Ultrashort Dj-Ubs Com CMD US 25%Prospect Capital Corporation PSEC US 50%Prosperity Bancshares Inc PRSP US 50%Protalix Biotherapeutics Inc PLX US 25%Protective Life Corp PL US 50%Providence & Worc Railrd Co PWX US 25%Providence Service Corp (The) PRSC US 25%Provident Community Bancshares PCBS US 0%Provident Financial Hldgs PROV US 25%Provident Financial Svcs Inc PFS US 50%Provident New York Bancorp PBNY US 0%Prt Forest Regeneration Incm PRT.UN CDN 25%Prudential PUKPF US 25%Prudential Bancorp Inc PBIP US 25%Prudential Financial Inc PRU US 50%Prudential Plc PUK US 25%Prudential Public Limited Co PUK. US 25%Prudential Public Ltd Co PUK.A US 25%Ps Business Parks Inc PSB US 50%Psb Holdings Inc PSBH US 25%Psivida Corp PSDV US 25%Psychemedics Corp PMD US 25%Pt Indosat Tbk IIT US 0%Pt Telekomunikasi Indonesia TLK US 0%Public Storage (Md) PSA US 50%Puda Coal Inc New PUDA US 0%Pulaski Financial Corp PULB US 25%Pulse Electronics Corp PULS US 25%Pultegroup Inc PHM US 50%Pure Energy Svcs Ltd PSV CDN 25%Pure Indtl Real Estate Tr AAR.UN CDN 25%Pure Technologies Ltd PUR CDN 25%Purecycle Corp PCYO US 25%Pursuit Dynamics PSDMF US 0%Putnam High Income Sec Fund PCF US 0%Putnam Master Inter Incm PIM US 0%Putnam Mgd Mun Incm Tr PMM US 0%Putnam Muni Opportunity Tr PMO US 0%


Putnam Premier Incm Tr PPT US 0%Pvf Captial Corp PVFC US 0%Pwrsh Active U.S. Real Est PSR US 0%Pwrsh Db 3X Grmn Bund Ft Etn3/31/21 BUNT US 0%Pwrsh Db Base Met Dble Long BDD US 0%Pwrsh Db Base Met Dble Sh BOM US 0%Pwrsh Db Base Met Lg BDG US 0%Pwrsh Db Base Met Short BOS US 0%Pwrsh Db Crude Oil Long OLO US 0%Pwrsh Db Crude Oil Sh SZO US 0%Pwrsh Db German Bund Fut Etn 3/31/21 BUNL US 0%Pwrsh S&P Smacap Hlth Care Ptf PSCH US 0%Pwrsh S&P Smacp Info Tech Ptf PSCT US 0%Pwrsh S&P Smallcap Energy Ptf PSCE US 0%Pwrsh S&P Smallcap Fin Ptf PSCF US 0%Pwrsh S&P Smallcap Materials Ptf PSCM US 0%Pwrsh S&P Smcp Cons Disc Ptf PSCD US 0%Pwrsh S&P Smcp Cons Stp Ptf PSCC US 0%Pyramid Oil Co PDO US 25%Pzena Investment Management PZN US 25%Qad Inc (B) QADB US 25%Qad Inc.(A) QADA US 25%Qc Holdings Inc QCCO US 25%Qcr Holdings Inc QCRH US 25%Qiao Xing Mobile Comm QXM US 0%Qiao Xing Universal Resources XING US 0%Qihoo 360 Technology Co. Ltd QIHU US 50%Qkl Stores, Inc. QKLS US 0%Qlogic Corp QLGC US 25%Qlt Inc QLT CDN 25%Quadra Fnx Mining Ltd QUX CDN 50%Quantum Corporation QTM US 25%Quantum Fuel Systems Tech Worldwide Inc QTWW US 0%Queenston Mng Inc QMI CDN 50%Quepasa Corp QPSA US 25%Quest Rare Minerals Ltd QRM CDN 25%Questcor Pharma Inc QCOR US 25%Quicklogic Corp QUIK US 25%Quiksilver Inc ZQK US 50%Qwest Corp 7.375% 6/1/51 CTQ US 25%R I T Capital Ptnrs Plc Ord RITPF US 0%Rada Electronic Inds Ltd New RADA US 25%Radcom Ltd RDCM US 25%Radian Group Inc RDN US 50%Radio One Inc ROIA US 25%Radio One Inc ROIAK US 25%Radioshack Corp RSH US 50%Radisys Corporation RSYS US 25%Radnet Inc RDNT US 25%Radvision Ltd RVSN US 25%Raimount Energy Inc RMT CDN 25%Rainier Pacific Finl Grp Inc RPFG US 0%Rait Financial Trust RAS.A US 25%Rait Financial Trust RAS.B US 25%Rait Financial Trust RAS US 25%Ram Energy Resources Inc RAM US 25%Rambus Inc RMBS US 50%Ramco-Gershenson Pptys Tr RPT US 50%Ramtron Intl Corp RMTR US 25%Rand Capital Corp RAND US 25%Rand Logistics Inc RLOG US 25%Randgold Resources RGORF US 0%Randgold Resources Ltd GOLD US 50%Raptor Pharma Corp RPTP US 0%Rare Element Resources Ltd RES CDN 25%Ras Financial Tr RAS.C US 25%Ravensource Fund RAV.UN CDN 25%Raymond James Fin Inc RJF US 50%Rayonier Inc Reit RYN US 50%Rbs Capital Funding Trust Vi RBS.I US 25%Rbs Us Lg Cap Trnd Pt Ex Tr Nt 12/7/40 TRND US 0%Rcm Technologies Inc RCMT US 25%Rda Microelectronics Inc RDA US 25%Reach Local Inc RLOC US 50%Reading Intl Inc RDI US 25%


Reading Intl Inc RDIB US 25%Real Goods Solar Inc RSOL US 25%Realty Income Corporation O US 50%Reaves Utility Inc Tr UTG US 0%Reckitt Benckiser Group Plc RBGPF US 25%Recon Tech Ltd RCON US 0%Red Lion Hotels Capital Trust RLH.A US 25%Red Lion Hotels Corporation RLH US 25%Red Robin Gourmet Burgers RRGB US 50%Reddy Ice Holdings Inc FRZ US 25%Rediff.Com India Ltd REDF US 0%Redwood Trust Inc RWT US 50%Reed Elsevier RUKEF US 25%Reed Elsevier N V RDLSF US 0%Regal Entertainment Group RGC US 50%Regency Centers Corp REG US 50%Regeneron Pharm REGN US 50%Regions Financial Corp New RF US 50%Regis Corp Minn RGS US 50%Regus Plc RGSJF US 0%Reinsurance Grp Of Amer Inc RGA US 50%Reis Inc REIS US 25%Reit Indexplus Income Fund IDR.UN CDN 25%Reliance Stl & Aluminum Co RS US 50%Reliv' International Inc RELV US 25%Relm Wireless Corp RWC US 25%Renaissance Learning Inc RLRN US 25%Renasant Corp RNST US 50%Renault RNSDF US 0%Renesas Electronics Corp RNECF US 0%Renesola Ltd SOL US 50%Renn Glbl Entrepre Fd Inc RCG US 25%Renren Inc RENN US 50%Rent A-Center Inc RCII US 50%Rentrak Corp RENT US 25%Repligen Corp RGEN US 0%Repros Therapeutics Inc RPRX US 0%Repsol Ypf. REPYF US 25%Republic Airways Holdings RJET US 0%Republic Bancorp Inc RBCAA US 50%Republic First Bancorp Inc FRBK US 25%Research Frontiers Inc REFR US 25%Resource Amer Inc REXI US 25%Resource Capital Corp RSO US 50%Response Genetics, Inc RGDX US 25%Resverlogix Corp RVX CDN 0%Retalix Limited RTLX US 25%Retrocom Mid-Market Rl Est RMM.UN CDN 25%Revenueshares Adr Fund RTR US 0%Revenueshares Small Cap RWJ US 0%Revett Minerals Inc RVM CDN 25%Rex American Res Corp REX US 25%Rexahn Pharmaceuticals Inc RNN US 0%Rf Industries Ltd RFIL US 25%Rg Barry Corp DFZ US 25%Rgc Resources Inc RGCO US 25%Richards Packaging Inc Fd RPI.UN CDN 25%Richardson Electrs Ltd RELL US 25%Richelieu Hardware Ltd RCH CDN 25%Richmont Mines Inc RIC CDN 50%Ricks Cabaret Intl Inc RICK US 25%Ridgewood Cad Invstmt Grde Bd RIB.UN CDN 25%Ridley Inc RCL CDN 25%Rigel Pharmaceuticals New RIGL US 25%Rignet Inc RNET US 25%Rimage Corp RIMG US 0%Rino International Corp RINO US 0%River Valley Bancorp RIVR US 25%Riverview Bancorp Inc RVSB US 25%Rivus Bond Fund BDF US 0%Rmr Asia Pacific Real Est New RAP US 0%Rmr Real Estate Fd New RIF US 0%Roberts Realty Investors Inc RPI US 25%Roche Gs RHHVF US 25%Rochester Med Corp ROCM US 25%


Rock Energy Inc RE CDN 25%Rockgate Capital Corporation RGT CDN 25%Rockwell Diamonds Inc RDI CDN 25%Rockwell Medical Tech Inc RMTI US 25%Rocky Brands Inc RCKY US 25%Rocky Mountain Dealerships RME CDN 25%Rocky Mtn Chocolate Factory RMCF US 25%Rodman &Renshaw Cap Group Inc RODM US 0%Rogers Sugar Inc RSI CDN 50%Roma Financial Corp ROMA US 25%Rostelecom Long Dist & Intl ROSYY US 25%Rotork RTOXF US 0%Royal Bancshares Of Pa RBPAA US 0%Royal Bank Of Scotland Group Plc RBS.F US 25%Royal Bank Of Scotland Group Plc RBS.M US 25%Royal Bank Of Scotland Group Plc RBS.H US 25%Royal Bank Of Scotland Group Plc RBS.L US 25%Royal Bank Of Scotland Group Plc RBS.N US 25%Royal Bank Of Scotland Grp RBS.S US 25%Royal Bank Of Scotland Grp RBS.T US 25%Royal Bank Of Scotlnd Gp (The) RBS.R US 25%Royal Bk Of Scot Grp Plc RBS.Q US 25%Royal Bk Of Scot Grp Plc RBS US 25%Royal Bk Of Scotland Gr Plc RBS.P US 25%Royal Bk Scot Grp RBSPF US 25%Royal Dutch Shell RYDBF US 25%Royal Host Inc RYL CDN 0%Royale Energy Inc ROYL US 25%Royce Focus Trust Inc FUND US 0%Royce Focus Trust Inc RFO.A US 25%Royce Micro Capital Trust Inc RMT US 0%Royce Micro Capital Trust Inc RMT.A US 25%Royce Value Trust Inc RVT US 0%Royce Value Trust Inc RVT.B US 25%Rpm International Inc RPM US 50%Rps Group Plc RPSGF US 25%Rrsat Global Comms Ntwk Ltd RRST US 25%Rsa Insurance Group Plc RSAIF US 25%Rti Biologics Inc RTIX US 25%Rti Intl Metals Inc RTI US 50%Rubicon Minerals Corp RMX CDN 50%Ruby Tuesday Inc RT US 50%Rudolph Technologies Inc RTEC US 25%Rue 21 Inc RUE US 50%Ruggedcom Inc RCM CDN 25%Rurban Financial Corp RBNF US 25%Russell 1000 High Momentum Etf HMTM US 0%Russell Etf-Russell Equity Etf ONEF US 0%Ruth'S Hospitality Group Inc. RUTH US 25%Rxi Pharma Corp RXII US 0%Ryanair Hldgs Plc Adr RYAAY US 0%Rydex 2X S&P 500 Etf RSU US 25%Rydex Inverse 2X S&P 500 Etf RSW US 25%Rydex Msci All Ctry Wrld (Acwi) Eq EWAC US 0%Rydex Msci Emerging Mrkts Eql Weight Etf EWEM US 0%Rydex S&P Eq Wgt Cons Stap RHS US 0%Rydex S&P Eq Wgt Finan RYF US 50%Ryland Group Inc RYL US 50%S&T Bancorp Inc STBA US 50%S&W Seed Company SANW US 25%S.Y. Bancorp Inc SYBTP US 25%Saba Software Inc SABA US 25%Sabina Gold & Silver Corp SBB CDN 50%Sabmiller SBMRF US 0%Sabra Healthcare Reit Inc SBRA US 50%Safe Bulkers Inc SB US 0%Safeguard Scientifics Inc SFE US 50%Safety First Tr 7/11/2012 AKE US 25%Safety First Trust AMM US 25%Safety First Trust AKN US 25%Safety First Trust AHY US 25%Safety First Trust 03/06/14 ATA US 25%Safety First Trust 9/12/2013 AHB US 25%Safety Ft On S&P 500 3/27/14 AJB US 25%Saga Communications Inc SGA US 25%


Saia Inc SAIA US 25%Sainsbury(J) JSAIY US 25%Saint Gobain CODGF US 25%Saks Inc SKS US 50%Salem Communications Corp SALM US 25%Salida Wealth Preservation (Listed) Fund SWP.UN CDN 25%Salisbury Bancorp Inc SAL US 25%Salix Pharmaceuticals Ltd SLXP US 25%Sally Beauty Holdings Inc SBH US 50%San Diego Gas Elec $1.70 SDO.A US 25%San Diego Gas Elec $1.70 SDO.C US 25%San Diego Gas Elec $1.70 SDO.B US 25%San Gold Corp SGR CDN 50%Sandvine Corp SVC CDN 25%Sandy Springs Bancorp Inc SASR US 50%Sangamo Biosciences Inc SGMO US 0%Sanofi SNYNF US 0%Santander Finance Pfd S A STD.I US 0%Santander Finance Pfd S A STD.A US 0%Santander Finance Pfd S A STD.B US 0%Santander Finance Pfd S A STD.E US 0%Santander Finance Pfd S A STD.C US 0%Santander Hldgs Usa Inc SOV.C US 25%Santarus Inc SNTS US 0%Sapiens Intl Corp N V SPNS US 0%Sappi Limited SPPJF US 0%Sappi Limited SPP US 25%Saratoga Investment Corp SAR US 25%Sasol Ltd SSL US 50%Saturns Aig Cap Secs Bkd02 MKS US 25%Saturns Bankamerica Deb 2001 MJH US 25%Saturns Goldman Sachs Cap I HJL US 25%Saturns Goldman Sachs Cap I HJN US 25%Saturns Goldman Sachs Deb DKP US 25%Saturns Goldman Sachs Deb HJJ US 25%Saturns Goldman Sachs Grp HJG US 25%Saturns Hertz Corp Deb Bkd15 HJA US 25%Saturns May Dept Strs Co Deb DKQ US 25%Saturns Sears Roebuck Accep SSRAP US 0%Satyam Computer Svcs Ltd SAYCY US 25%Savannah Bancorp Inc SAVB US 25%Savient Pharmaceuticals Inc SVNT US 25%Scbt Financial Corp SCBT US 50%Schmitt Inds Inc SMIT US 25%Schnitzer Steel Industries SCHN US 50%Scholastic Corp SCHL US 50%School Specialty Inc SCHS US 25%Schulman A Inc SHLM US 50%Schwab Charles Corp (The) SCHW US 50%Schwab U.S. Broad Market Etf SCHB US 0%Schwab U.S. Large-Cap Growth SCHG US 0%Schwab U.S. Large-Cap Value SCHV US 0%Schwab U.S. Small-Cap Etf SCHA US 0%Schweitzer Mauduit Intl Inc SWM US 50%Sci Engineered Materials Inc SCIA US 25%Sciclone Pharmaceuticals Inc SCLN US 25%Scientific Games Corp SGMS US 25%Scientific Learning Corp SCIL US 25%Sciti Rocs Trust SCI.UN CDN 25%Sciti Trust SIN.UN CDN 25%Scorpio Tankers Inc STNG US 0%Scot & Sthn Energy SSEZF US 25%Scot Oriental Smll SCSHF US 0%Scottish Investment Trust Plc SIVTF US 0%Scottish Re Group Ltd SKRUF US 0%Scotts Miracle-Gro Company SMG US 50%Scott'S Real Est Invsmt Tr SRQ.UN CDN 25%Scripps E W Co SSP US 50%Seabridge Gold Inc SEA CDN 50%Seabright Holdings Inc SBX US 25%Seachange Intl Inc SEAC US 25%Seacoast Bkg Corp Fl SBCF US 0%Seacube Container Leasing Ltd BOX US 25%Seagate Technology STX US 50%Seahawk Drilling Inc HAWKQ US 0%


Sealed Air Corp SEE US 50%Sealy Corporation ZZ US 50%Sealy Corporation ZZC US 25%Seanergy Maritime Holdings Corp SHIP US 0%Searchmedia Holdings Limited IDI US 0%Searchmedia Holdings Limited IDI'U US 0%Sears Canada Inc SCC CDN 25%Seaspan Corp SSW US 0%Seaspan Corp SSW.C US 0%Seattle Genetics Inc SGEN US 25%Seaview Energy Inc CVU'B CDN 25%Second Cup Ltd (The) SCU CDN 25%Second Wave Petroleum Inc SCS CDN 25%Security Natl Finl Corp SNFCA US 0%Sed International Holdings Inc SED US 25%Segro Plc Reit SEGXF US 0%Sei Investments Company SEIC US 50%Select Asset Inc JBN US 25%Select Asset Inc JBR US 25%Select Comfort Corp SCSS US 50%Selectica Inc SLTC US 25%Selective Ins Grp Inc SIGI US 50%Semafo Inc SMF CDN 25%Semiconductor Mfg Intl Corp SMI US 0%Semileds Corporation LEDS US 25%Seneca Foods Corp SENEA US 50%Seneca Foods Corp SENEB US 50%Senior Housing Properties Tr SNH US 50%Senior Plc SNIRF US 0%Senomyx Inc SNMX US 25%Sensio Technologies Inc SIO CDN 25%Sentry Sel Primary Mtls PME CDN 0%Sentry Select Glba Indx Inc SGT.UN CDN 25%Senvest Capital Inc SEC CDN 25%Sequans Communications S A SQNS US 25%Sequenom Inc SQNM US 0%Serabi Mining Plc SBI CDN 25%Seracare Life Sciences Inc SRLS US 25%Serco Group SECCF US 25%Service Corp Intl SCI US 50%Servicesource International Inc SREV US 25%Servidyne Inc SERV US 25%Servotronics Inc SVT US 25%Sevcon Inc SEV US 25%Seven & I Hldgs Co Ltd SVNDF US 25%Severn Bancorp Inc (Md) SVBI US 25%Severn Trent SVTRF US 25%Sgoco Group, Ltd SGOC US 0%Shanda Games Ltd GAME US 50%Shanda Interactive Ent Ltd SNDA US 50%Shangpharma Corporation SHP US 0%Sharp Corp SHCAF US 0%Sharps Compliance Corp SMED US 25%Shaw Communications Inc SJR'A CDN 50%Shelton Greater China Fund TFC US 0%Shenandoah Telecommun Co SHEN US 50%Shengdatech Inc SDTHQ US 0%Shengkai Innovations Inc VALV US 0%Sherritt International Corp S CDN 50%Shiloh Industries Inc SHLO US 0%Shimano Inc SHMDF US 25%Shiner International, Inc. BEST US 0%Shire Plc SHPGY US 0%Shire Plc SHPGF US 0%Shiseido Co Ltd SSDOF US 25%Shore Bancshares Inc SHBI US 25%Shoreline Energy Corp. SEQ CDN 25%Shuffle Master Inc SHFL US 25%Shutterfly Inc SFLY US 50%Si Financial Group Inc SIFI US 25%Sierra Bancorp BSRR US 25%Sierra Wireless Inc SW CDN 50%Sifco Inds Inc SIF US 25%Sify Technologies Limited SIFY US 25%Siga Technologies Inc SIGA US 25%


Sigma Designs Inc SIGM US 50%Sigmatron Intl Inc SGMA US 25%Signature Bank SBNY US 50%Signature Diversified Value Tr SDF.UN CDN 25%Signet Jewelers Limited SIG US 50%Silicom Limited SILC US 25%Silver Bull Resources Inc SVB CDN 25%Silver Bullion Trust SBT.UN CDN 50%Silver Standard Res Inc SSO CDN 50%Silvercorp Metals Inc SVM CDN 25%Simcere Pharma Group SCR US 25%Simmons First Natl Corp SFNC US 50%Simon Property Group Inc New SPG US 50%Simulations Plus Inc SLP US 25%Sinclair Broadcast Grp Inc SBGI US 50%Singapore Fund Inc SGF US 0%Sino Clean Energy Inc SCEI US 0%Sino Forest Corp TRE CDN 0%Sino Global Shipping Amr Ltd SINO US 25%Sino Land SNLAF US 0%Sino Vanadium Inc SVX CDN 0%Sinocoking Coal And Coke Chem Ind Inc SCOK US 0%Sinohub Inc SIHI US 0%Sinopec Shanghai Petrochem SHI US 50%Sinotech Energy Limited CTE US 0%Sinovac Biotech Ltd SVA US 0%Sir Royalty Income Fund SRV.UN CDN 25%Six Flags Entertainment Corp SIX US 50%Skechers U S A Inc SKX US 50%Skilled Healthcare Group Inc SKH US 50%Skope Energy Inc SKL CDN 25%Skullcandy Inc SKUL US 50%Skyline Corp SKY US 25%Skylon All Asset Trust SKA.UN CDN 25%Skylon Global Cap Yld Tst Ii SLP.UN CDN 25%Skylon Global Cap Yld Tst Ii SPO.UN CDN 25%Skylon Grwth & Inc Trust SKG.UN CDN 25%Skylon Int'L Adv Yld Tst SIA.UN CDN 25%Skylon Int'L Adv Yld Tst SIA'U CDN 25%Skymobi Limited MOBI US 0%Skypeople Fruit Juice Inc SPU US 0%Skystar Biopharma Co New SKBI US 0%Skywest Inc SKYW US 25%Sl Green Realty Corp SLG US 50%Sl Inds Inc SLI US 25%Slm Corp SLM US 50%Smart Technologies Inc SMA CDN 0%Smartheat Inc. HEAT US 0%Smartpros Ltd SPRO US 25%Smith & Wesson Holding Corp SWHC US 25%Smith Micro Software Inc SMSI US 50%Smtc Corporation New SMTX US 25%Smtc Mftging Corp Of Canada SMX CDN 25%Sns Reaal N.V. SNREF US 0%Soapstone Networks Inc SOAP US 25%Societe Generale A SCGLY US 0%Societe Generale A SCGLF US 0%Socket Mobile Inc SCKT US 0%Sodastream International Ltd SODA US 50%Softbank Corp SFTBF US 25%Softchoice Corp SO CDN 25%Sohu.Com Incorporated SOHU US 50%Solar Capital Ltd SLRC US 50%Solar Senior Capital Ltd SUNS US 25%Solazyme Inc SZYM US 25%Solitario Expl & Royalty Corp SLR CDN 25%Solta Medical Inc SLTM US 25%Solutia Inc SOA US 50%Somaxon Pharmaceuticals SOMX US 0%Somerset Hills Bancorp SOMH US 25%Sonesta Intl Hotels Corp SNSTA US 25%Sonic Automotive Inc SAH US 50%Sonic Corp SONC US 50%Sonic Foundry Inc SOFO US 25%Sonoco Prods Co SON US 50%


Sonor Investments Ltd Preferred A SNI.A CDN 25%Sorl Auto Parts Inc SORL US 0%Sotheby 'S BID US 50%Soundbite Comm Inc SDBT US 25%Source Cap Inc SOR. US 25%Source Cap Inc SOR US 0%Southcoast Financial Corp SOCB US 25%Southern Ca Edison Co SCE.B US 25%Southern Ca Edison Co SCE.C US 25%Southern Ca Edison Co SCE.E US 25%Southern Cmmty Fincl Corp SCMF US 25%Southern Community Finl SCMFO US 25%Southern First Bancsh Inc SFST US 25%Southern Missouri Bancorp SMBC US 25%Southern Nat'L Bancorp Of Va SONA US 25%Southgobi Resources Ltd SGQ CDN 25%Southside Bancshares Inc SBSI US 50%Souththern Conn Bancorp Inc SSE US 25%Southwall Technologies Inc SWTX US 25%Southwest Airlines Co LUV US 50%Southwest Bancorp Inc OKSB US 25%Southwest Capital Tr Ii OKSBP US 25%Southwest Georgia Fincl Cp SGB US 0%Sovran Self Storage Inc SSS US 50%Sp Bancorp Inc SPBC US 25%Span Amer Med Sys Inc SPAN US 25%Spanish Broadcasting Sys Inc (A) SBSA US 0%Spark Networks Inc LOV US 25%Spartan Mtrs Inc SPAR US 0%Spartech Corp SEH US 25%Sparton Corp SPA US 25%Spdr Barcl Cap Conv Bd CWB US 0%Spdr Barclays Capital Intl Corp Bd IBND US 0%Spdr Barclays Cptl Emerging Mrkts Bd Etf EBND US 0%Spdr Bcl Cap Inmd Tm Cop Bd ITR US 0%Spdr Euro Stoxx 50 FEZ US 50%Spdr Glb Nat Res Etf GNR US 0%Spdr Idx Sh Fds S&P Bric 40 BIK US 50%Spdr Idx Sh Fds S&P China GXC US 50%Spdr Idx Sh Fds S&P Emerging Middle Est GAF US 50%Spdr Idx Sh Fds S&P Emg Europe GUR US 50%Spdr Nuv Brcap Muni Bond TFI US 50%Spdr Nuv Brcap Sh Tr Muni Bd SHM US 50%Spdr S&P Emer Mrkts Div Etf EDIV US 0%Spdr S&P Intl Cnsmr Etf IPD US 0%Spdr S&P Russia RBL US 0%Special Opportunities Fd Inc SPE US 0%Spectranetics Corp SPNC US 25%Spectrum Pharm Inc SPPI US 25%Speedus Inc SPDE US 25%Speedway Motorsports Inc TRK US 50%Spherix Inc SPEX US 25%Spire Corp SPIR US 25%Spirent SPNUF US 0%Spirit Airlines Inc SAVE US 25%Splits Reit Opportunity Tr SOT.UN CDN 25%Splits Reit Opportunity Tr 5.75%Pfd SOT.A CDN 25%Sport Chalet Inc SPCHB US 25%Sport Chalet Inc SPCHA US 25%Sportscene Group Inc SPS'A CDN 25%Spreadtrum Comm Inc. SPRD US 0%Sprott Inc. SII CDN 50%Sprott Power Corp SPZ CDN 25%Sprott Resources Corp SCP CDN 50%Sprott Strategic Fixed Incme Fd SFI.UN CDN 25%Sps Commerce, Inc SPSC US 25%Spur Ventures SVU CDN 0%Spx Cap Lvrgd Index Rtrn Nt 5/25/12 CGQ US 25%Spx Capped Lev Index Return Notes SNK US 25%Spx Capped Leveraged Index Return Notes CVF US 25%Sqi Diagnostics Inc SQD CDN 25%Sri/Surgical Express Inc STRC US 25%Srs Labs Inc SRSL US 25%St Joe Company JOE US 50%Staar Surgical Co STAA US 25%


Stage Stores Inc SSI US 50%Stamps.Com Inc STMP US 25%Stancorp Finl Group Inc SFG US 50%Standard Financial Corp STND US 25%Standard Life Plc SLFPF US 0%Standard Mtr Prods Inc SMP US 0%Standard Pacific Corp SPF US 50%Standard Parking Corp STAN US 25%Standard Register Co SR US 25%Stanley Furniture Co Inc STLY US 25%Star Buffet Inc STRZ US 25%Star Bulk Carriers Corp SBLK US 25%Star Gas Partners L P SGU US 25%Star Hedge Managers Corp XHM'A CDN 0%Star Hedge Managers Corp. Ii XHG CDN 25%Star Portfolio Corp XYM CDN 25%Star Scientific Inc CIGX US 25%Starrett L S Co SCX US 25%Startek Inc SRT US 25%Starwood Property Trust Inc STWD US 50%State Auto Financial Corp STFC US 25%State Bancorp Inc. STBC US 25%State Investors Bancorp Inc SIBC US 25%Stealth Gas GASS US 0%Stec Inc STEC US 25%Steel Dynamics Inc STLD US 50%Stein Mart Inc SMRT US 50%Steiner Leisure Ltd STNR US 25%Stella Jones Inc SJ CDN 25%Stellar One Corp STEL US 0%Stemcells Inc STEM US 0%Stephan Co SPCO US 25%Stereotaxis Inc STXS US 25%Sterling Bancorp Trust I STL.A US 25%Sterling Bancshares Cap Iii SBIBN US 25%Sterling Construction Com STRL US 25%Sterling Financial Corp New STSA US 50%Sterling Shoes Inc SSI CDN 0%Sterlite Industr India Ltd SLT US 50%Steven Madden Ltd SHOO US 50%Stewardship Finl Corp SSFN US 25%Stewart Enterprises Inc STEI US 50%Stewart Information Svcs Crp STC US 25%Stifel Fin Corp SF US 50%Stillwater Mining Company SWC'U CDN 50%Stone Agribusiness Fund HAY.UN CDN 25%Stone Hbr Emerging Markets Income Fund EDF US 0%Stonemor Partners L.P. STON US 50%Stoneridge Inc SRI US 0%Str Holdings Inc STRI US 50%Strad Energy Services Ltd. SDY CDN 25%Stratasys Inc SSYS US 50%Strategic Global Income Fd SGL US 0%Strategic Htls & Resorts Inc BEE US 50%Strattec Sec Corp STRT US 0%Stratus Properties Inc STRS US 25%Strayer Education Inc STRA US 50%Stream Global Services Inc SGS US 25%Stream Global Services Inc SGS'U US 25%Strongco Corporation SQP CDN 25%Struc Prod Corp KTN US 25%Structured Products Corp HZD US 25%Student Transportation Inc STB CDN 50%Sturm Ruger & Co Inc RGR US 50%Subaye Inc SBAY US 0%Sucampo Pharmaceuticals SCMP US 0%Suffolk Bancorp SUBK US 25%Sumitomo Corp SSUMF US 0%Sumitomo Corp SSUMY US 0%Summer Infant Inc SUMR US 25%Summit Financial Grp Inc SMMF US 25%Summit State Bank SSBI US 25%Sun Amr Foc Alpha Grwth Fd FGF US 0%Sun Bancorp Inc (Nj) SNBC US 25%Sun Cmntys Inc SUI US 50%


Sun Healthcare Group Inc SUNH US 25%Sun Rype Products Ltd SRF CDN 25%Sunamerica Foc Alpha Lrg-Cp FGI US 0%Sunesis Pharmaceuticals Inc SNSS US 25%Sunlink Health Systems Inc SSY US 25%Sunshine Agri-Tech Inc SAI CDN 0%Sunstone Hotel Investors Inc SHO US 50%Suntech Power Hldngs Co Ltd. STP US 50%Suntrust Banks Inc STI US 50%Sunwah International Limited SWH CDN 0%Super Media Inc SPMD US 25%Superconductor Tech Inc SCON US 25%Supergen Inc SUPG US 0%Superior Bancorp SUPR US 25%Superior Inds Intl Inc SUP US 25%Superior Uniform Grp Inc Fl SGC US 25%Supertel Hospitality Inc SPPR US 25%Supertel Hospitality Inc SPPRP US 25%Supertel Hospitality Inc SPPRO US 25%Supertex Inc SUPX US 25%Support.Com Inc SPRT US 25%Supreme Inds Inc STS US 25%Supremex Inc SXP CDN 0%Surewest Communications SURW US 25%Surmodics Inc SRDX US 25%Susquehanna Bancshares Inc SUSQ US 50%Susquehanna Cap I Tr SUS.A US 25%Sussex Bancorp SBBX US 25%Sutor Tech Grp Ltd SUTR US 0%Sutron Corp STRN US 25%Suzuki Motor Co SZKMF US 0%Svb Capital Ii SIVBO US 25%Svb Financial Group SIVB US 50%Svenska Cellulosa SVCBF US 0%Swed Exp Cr Corp Mlcx Grain GRU US 0%Swedish Exp Cr Corp Bio Fuel FUE US 0%Swedish Match Ab SWMAF US 25%Swire Pacific A SWRAF US 25%Swiss Helvetia Fund Inc SWZ US 0%Sws Group Inc SWS US 25%Sy Bancorp Inc SYBT US 25%Symax Lift Holding Co Ltd SYL CDN 0%Symetra Financial Corp SYA US 50%Symmetricom Inc SYMM US 25%Syms Corp SYMS US 25%Synalloy Corp SYNL US 25%Synaptics Inc SYNA US 25%Synergetics Usa Inc SURG US 25%Synovis Life Technologies Inc SYNO US 25%Synovus Fin Corp SNV US 25%Synta Pharmaceuticals Inc SNTA US 0%Synthesis Energy Sys Inc SYMX US 25%Synthetic Fix Inc Sec GJV US 25%Synthetic Fixed Income Scty GJT US 25%Synthetic Fixed Income Sec GJN US 25%Synthetic Fixed-Incm Sec GJO US 25%Synthetic Fxd Incm Secs Inc GJD US 25%Synthetic Fxd Incm Secs Inc GJJ US 25%Synthetic Fxd Incm Secs Inc GJK US 25%Synthetic Fxd Incm Secs Inc GJH US 25%Synthetic Fxd Incm Secs Inc GJI US 25%Synthetic Fxed-Incm Sec Inc GJP US 25%Synutra Intl Inc SYUT US 0%Sypris Solutions Inc SYPR US 25%Systemax Inc SYX US 50%Syswin Inc SYSW US 25%T Boone Pickens Energy Fund TBP.UN CDN 25%T Rowe Price Group Inc TROW US 50%T3 Motion Inc New TTTM US 25%Tahoe Resources Inc THO CDN 25%Taiheiyo Cement Corporation THYCF US 0%Taiwan Fund Inc TWN US 0%Takeda Pharmaceutical Co Ltd TKPHF US 25%Tal Education Group XRS US 50%Talbots Inc TLB US 25%


Talison Lithium Limited TLH CDN 25%Tam S.A. TAM US 25%Tamalpais Bancorp TAMB US 0%Tandy Brands Accessories TBAC US 25%Tandy Leather Factory Inc TLF US 25%Tanger Factory Outlet Center SKT US 50%Tanzanian Royalty Exploration TNX CDN 25%Targacept Inc TRGT US 25%Taro Pharmaceutical Inds Ltd TAROF US 0%Taseko Mines Ltd TKO CDN 50%Taser International Inc TASR US 25%Tat Technologies Ltd TATT US 25%Tata Communications Ltd TCL US 25%Tata Motors Ltd TTM US 50%Tate & Lyle TATYF US 25%Taubman Ctrs Inc TCO US 50%Tayc Capital Trust I TAYCP US 0%Taylor Capital Group Inc TAYC US 25%Taylor Devices Inc TAYD US 25%Tbs International Plc TBSI US 0%Tcf Capital I TCB.A US 25%Tcf Financial Corp TCB US 50%Tcw Strategic Income Fd Inc TSI US 0%Td Split Inc. Cl C TDS'C CDN 50%Td Split Inc. Pfd Cl C TDS.C CDN 50%Tearlab Corporation TLB CDN 0%Teche Holdings Co TSH US 25%Technical Comm Corp TCCO US 25%Technicolor TCLRY US 25%Technologies Ltd RITT US 25%Techtarget Inc TTGT US 25%Tecumseh Prods Co TECUB US 25%Tecumseh Prods Co TECUA US 25%Teekay Tankers Ltd TNK US 25%Tegal Corporation TGAL US 0%Tekelec TKLC US 50%Tekmira Pharmaceuticals Corp TKM CDN 0%Tel Instrument Electronics N TIK US 25%Tel Offshore Trust Ubi TELOZ US 25%Tele Norte Leste Partici S A TNE US 50%Telecom Argentina S. A. TEO US 0%Telecom Italia TIAOF US 0%Telecommunications Sys Inc TSYS US 25%Telecomunicacoes De Sao Paulo - Telesp VIV US 50%Telefonos De Mexico S A De TMX US 50%Telefonos De Mexico Sab De Cv TFONY US 50%Telestone Technologies Corp TSTC US 0%Telkom Sa Ltd TLKGY US 0%Telos Corp Md 12% Exch Pf TLSRP US 25%Telular Corp New WRLS US 25%Tembec Inc TMB CDN 25%Temecula Valley Bancorp (Ca) TMCV US 0%Temple Inland Inc TIN US 50%Temple Reit TR.UN CDN 25%Templeton Dragon Fd Inc TDF US 0%Templeton Emg Mkt Incm Fd TEI US 0%Templeton Emg Mkts Fd Del EMF US 0%Templeton Global Income Fd GIM US 0%Templeton Russia And East Eur TRF US 0%Ten Peaks Coffee Co TPK CDN 25%Tengion Inc TNGN US 0%Tenneco Inc TEN US 25%Tennessee Com Bancorp Inc TNCC US 25%Terago Inc. TGO CDN 25%Teranga Gold Corporation TGZ CDN 25%Terra Nova Royalty Corp TTT US 50%Terravest Income Fund TI.UN CDN 25%Terreno Realty Corp TRNO US 25%Territorial Bancorp Inc TBNK US 25%Tesco TSCDF US 25%Tesla Exploration Ltd TXL CDN 25%Tesla Motors Inc TSLA US 50%Tesoro Logistics Lp TLLP US 25%Tessco Technologies TESS US 25%Teucrium Commodity Tr Corn Fd Shs Etf CORN US 25%


Teucrium Crude Oil Fund CRUD US 25%Texas Capital Bancshares TCBI US 50%Texas Industries Inc TXI US 50%Texas Roadhouse Inc TXRH US 50%Tf Financial Corp THRD US 25%Tfs Financial Corp TFSL US 50%Tgc Industries Inc TGE US 25%Thai Capital Fund TF US 0%Thai Fd TTF US 0%Thallion Pharmaceutical Inc TLN CDN 25%The9 Limited NCTY US 0%Theratechnologies Inc TH CDN 0%Theravance Inc THRX US 25%Thermogenesis Corp KOOL US 25%Thestreet Inc TST US 25%Thl Credit Inc TCRD US 25%Thomas Properties Group Inc TPGI US 25%Thompson Creek Metals Inc TCM CDN 50%Thor Industries Inc THO US 50%Thornburg Mortgage Inc Sr D THMOQ US 0%Thq Inc (De) THQI US 25%Threshold Pharma Inc THLD US 0%Tht Heat Transfer Tech Inc. THTI US 0%Tianli Agritech Inc OINK US 0%Tianyin Pharmaceutical Co TPI US 0%Tib Financial Corporation TIBB US 25%Tibet Pharmaceuticals Inc TBET US 0%Ticc Capital Corp TICC US 50%Tidelands Bancshares Inc TDBK US 0%Tidelands Royalty Tr B Ubi TIRTZ US 0%Tier Technologies Inc TIER US 25%Tierone Corporation TONEQ US 0%Tigerlogic Corp TIGR US 25%Tii Network Technologies, Inc TIII US 25%Tim Participacoes S A TSU US 50%Timbercreek Global Real Estate Fund TGF.UN CDN 25%Timbercreek Mortgage Inv TMC CDN 0%Timberland Bancorp Inc TSBK US 25%Timberland Co TBL US 50%Timminco Ltd TIM CDN 25%Titanium Metals Corp New TIE US 50%Tivo Inc TIVO US 50%Tix Corp TIXC US 25%Tnr Technical Inc TNRK US 25%Tofutti Brands Inc TOF US 25%Toll Bros Inc TOL US 50%Tompkins Financial Corporation TMP US 50%Tongxin International Ltd. TXIC US 0%Top 10 Canadian Fin Tr TCT.UN CDN 25%Top 10 Split Trust TXT.UN CDN 25%Top Ships Inc TOPS US 0%Topcon Corporation TOPCF US 25%Tor Minerals Intl Inc New TORM US 25%Toray Inds Inc TRYIF US 25%Torch Energy Royalty Trust TRU US 25%Torchmark Cap TMK.A US 25%Torchmark Corp TMK US 50%Toreador Res Corp TRGL US 50%Torm A/S TRMD US 25%Torquay Oil Corp. TOC'B CDN 25%Torstar Corp TS'B CDN 50%Tortoise Cap Res Corp TTO US 25%Tortoise Energy Cap Corp TYY US 0%Tortoise Energy Infra TYG US 0%Tortoise Energy Infra Corp TYG.A US 25%Tortoise Mlp Fund Inc NTG US 0%Tortoise North Ame Engy Corp TYN US 0%Tortoise Pwr & Energy Infra TPZ US 0%Total Energy Services Inc TOT CDN 25%Tower Bancorp Inc TOBC US 25%Tower Financial Corp TOFC US 0%Tower Group Inc TWGP US 50%Tower International Inc TOWR US 25%Towerstream Corporation TWER US 25%Town Sports Intl Hldg Inc CLUB US 25%


Tpc Group Inc TPCG US 50%Trailer Bridge Inc TRBR US 25%Trans Energy Inc TENG US 25%Trans1 Inc. TSON US 25%Transact Tech Inc TACT US 0%Transamerica Incm Shrs Inc TAI US 0%Transat A.T. Inc TRZ'A CDN 50%Transat A.T. Inc TRZ'B CDN 50%Transatlantic Hldgs Inc TRH US 50%Transcanada 1St Pfd Series Y TCA.Y CDN 25%Transcanada Corp 1St Preferred Shares U TCA.X CDN 25%Transcat Inc TRNS US 25%Transcept Pharmaceuticals Inc TSPT US 0%Transcontinental Rlty Invt TCI US 25%Transglobe Energy Corp TGL CDN 25%Transition Therapeutics Inc TTH CDN 0%Transocean Ltd New RIG US 50%Transportadora Degas Del TGS US 0%Transwitch Corp New TXCC US 25%Tranzyme Inc TZYM US 0%Travelcenters Of America TA US 25%Travelzoo Inc TZOO US 50%Travis Perkins TVPKF US 0%Trc Cos Inc TRR US 25%Tree.Com, Inc. TREE US 25%Trend Micro Inc TMICF US 0%Trevali Mining Corporation TV CDN 25%Tri Continental Corp TY US 0%Tri Continental Corp TY. US 25%Tri Valley Corp TIV US 25%Triad Guaranty Inc TGIC US 0%Triangle Petroleum Corp TPLM US 25%Triax Diversified Hi Yield TRH.UN CDN 25%Trico Bancshares TCBK US 25%Tricon Capital Group Inc TCN CDN 25%Trident Performance Corp TCP CDN 0%Trident Proformance Corp Ii TCZ CDN 0%Trimac Transportation Ltd TMA CDN 25%Trimel Pharmaceuticals Corporation TRL CDN 0%Trimeris Inc TRMS US 0%Trina Solar Limited TSL US 50%Trinity Biotech Plc TRIB US 0%Trio Tech International TRT US 25%Triple S Management Corp GTS US 0%Tri-Tech Holding Inc TRIT US 0%Trius Therapeutics Inc TSRX US 0%Troy Resources Nl TRY CDN 25%True Religion Apparel Inc TRLG US 50%Trunkbow International Holdings Ltd TBOW US 0%Trustco Bk Corp Ny TRST US 50%Trustmark Corp TRMK US 50%Trw Automotive Hldgs Corp TRW US 50%Ts&W/Claymore Tax Adv Blncd TYW US 0%Tsakos Energy Navigation Ltd TNP US 0%Tsr Inc TSRI US 25%Tudou Holdings Limited TUDO US 50%Tuesday Morning Corp TUES US 25%Tufco Technologies Inc TFCO US 25%Tui Travel Plc TTVLF US 0%Tullow Oil TUWLF US 25%Turkcell Iletisim Hizmetleri New TKC US 0%Turkish Invt Fund Inc TKF US 0%Tva Group Inc TVA'B CDN 25%Two Harbors Investment Corp TWO US 50%U S Concrete Inc USCR US 25%U.S. Auto Parts Network Inc PRTS US 25%U.S. Bancorp USB.H US 50%Ubs Ag 1Xmonthly Shrt Exch Traded MLPS US 0%Ubs Ag 2X Lev Long Etracs 7/9/40 MLPL US 0%Ubs Ag Etracs Al Nat Gas Mlp 7/9/40 MLPG US 0%Ubs Ag E-Tracs Linked To Dj-Ubs Commdiy DJCI US 0%Ubs Ag Exchange Traded Access Securities MLPW US 0%Ubs Ag New UBS US 50%Ubs Etacs Long Short Vix 11/30/2040 XVIX US 0%Ubs E-Tracs Alerian Mlp Infra 4/2/2040 MLPI US 0%


Ubs E-Tracs S&P 500 Gold Hedged 1/30/40 SPGH US 0%Ubs Global Allocation Trust GAT.UN CDN 25%Ubs Preferred Fdg Tr Iv UBS.D US 25%Ucbh Holdings Inc UCBHQ US 0%Udr Inc UDR US 50%Ufp Technologies Inc UFPT US 25%Ultra Clean Holdings, Inc. UCTT US 25%Ultralife Corporation ULBI US 25%Ultrapar Participacoes Sa UGP US 50%Ultrapetrol (Bahamas) Ltd ULTR US 0%Umb Financial Corp UMBF US 50%Umh Properties Inc UMH US 25%Umpqua Hldgs Corp UMPQ US 50%Uni Select Inc UNS CDN 25%Unico Amer Corp UNAM US 25%Unifi Inc UFI US 25%Unilens Vision Inc UVI CDN 25%Unilife Corp UNIS US 25%Union Bankshares Inc UNB US 25%Union Drilling Inc UDRL US 25%Union Gas Ltd Preferred A 5.50% UNG.C CDN 25%Union Gas Ltd Preferred B 6.00% UNG.D CDN 25%Uni-Pixel Inc UNXL US 25%United Bancorp Inc Oh UBCP US 25%United Bancshares Inc (Oh) UBOH US 25%United Bankshares Inc Wv UBSI US 50%United Business Media Plc UBMJF US 0%United Capital Corp UCAP US 25%United China Intl Entrps Grp UCG'U CDN 0%United Cmnty Bancorp UCBA US 25%United Community Banks Inc UCBI US 50%United Community Finl Corp UCFC US 0%United Continental Holdings Inc UAL US 50%United Corps Ltd UNC CDN 0%United Corps Ltd 1 Preferred UNC.A CDN 25%United Corps Ltd 2Pfd Series 59 UNC.B CDN 25%United Corps Ltd Preferred C UNC.C CDN 25%United Fin Bancorp Inc. UBNK US 0%United Fire & Cas Co UFCS US 50%United Guardian Inc UG US 25%United Security Bancshrs Inc USBI US 25%United Security Bankshares UBFO US 25%United Silver Corp USC CDN 25%United States 12 Mo Oil Fund USL US 50%United States 12 Month Nat Gas UNL US 25%United States Brent Oil Fund Lp BNO US 0%United States Gasoline Fund UGA US 50%United States Nat Gas Fund UNG US 50%United States Oil Fund USO US 50%United Therapeutics Corp UTHR US 25%United Utilities Group Plc UUGWF US 25%United Western Bancorp Inc UWBK US 0%Unitek Global Services Inc. UNTK US 25%Unity Bancorp Inc UNTY US 0%Universal American Spin Corp UAM US 50%Universal Display Corp PANL US 50%Universal Electronics Inc UEIC US 50%Universal Insurance Holdings UVE US 25%Universal Power Group Inc UPG US 25%Universal Security Instr Inc UUU US 25%Universal Stainless & Alloy USAP US 25%Universal Technical Instit UTI US 50%Universal Travel Group UTA US 0%Universal Truckload Svcs Inc UACL US 25%Univest Corp Of Pa UVSP US 25%Unum Group UNM US 50%Uqm Technologies Inc UQM US 25%Ur Energy Inc URE CDN 50%Uranerz Energy Corporation URZ CDN 25%Uranium Energy Corp UEC US 25%Uranium Focused Energy Fund UF.UN CDN 25%Uranium One Inc. UUU CDN 50%Uranium Participation Corp U CDN 50%Uranium Resources Inc New URRE US 25%Uroplasty Inc UPI US 25%


Us Airways Group Inc LCC US 25%Us Energy Corp Wy USEG US 25%Us Global Investors Inc GROW US 25%Us Gold Cdn Acquisition Corp UXE CDN 25%Us Gold Corp UXG CDN 50%Us Home Sysyems Inc USHS US 25%Us Lime & Minerals USLM US 25%Us Physical Therapy Inc USPH US 25%Usa Technologies Inc USATP US 0%Usa Technologies Inc USAT US 0%Usa Truck Inc USAK US 25%Usb Capital Vi USB.E US 25%U-Store-It Trust YSI US 50%Utah Medical Products Inc UTMD US 25%Utility Split Trust (The Tr) UST.UN CDN 25%Utility Split Trust (The Tr) Preferred UST.A CDN 0%Vaalco Energy Inc (New) EGY US 25%Vail Resorts Inc MTN US 50%Valassis Communications Inc VCI US 50%Valeant Pharmaceuticals Intl VRX CDN 50%Valener Inc VNR CDN 50%Valley Finl Corp VYFC US 25%Valley Natl Bancorp VLY US 50%Valpey Fisher Corporation VPF US 25%Valspar Corp VAL US 50%Value Line Inc VALU US 25%Valuevision Media Inc VVTV US 25%Vanceinfo Technologies Inc VIT US 50%Vanda Pharmaceuticals Inc VNDA US 0%Vangd Wrld Fd Mg Cap300 Vl MGV US 50%Vanguard Health Systems Inc VHS US 50%Vanguard Intermediate-Term Corp Bond Etf VCIT US 0%Vanguard Intermediate-Term Gov Bond Etf VGIT US 0%Vanguard Long-Term Corporate Bond VCLT US 0%Vanguard Mid Cap Value Etf VOE US 50%Vanguard Msci Emrg Mkts Etf VWO US 50%Vanguard Msci Europe Etf VGK US 50%Vanguard Msci Pacific Etf VPL US 50%Vanguard Russell 2000 Etf VTWO US 0%Vanguard Russell 2000 Growth Etf VTWG US 0%Vanguard S&P 500 Growth Etf VOOG US 0%Vanguard S&P Mid-Cap 400 Etf IVOO US 0%Vanguard S&P Small-Cap 600 Etf VIOO US 0%Vanguard S&P Sm-Cp 600 Gr VIOG US 0%Vanguard Short-Term Corporate Bond Etf VCSH US 0%Vanguard Shrt-Term Government Bd VGSH US 0%Vanguard Total International Stock Etf VXUS US 0%Vascular Solutions Inc VASC US 25%Vecima Networks Inc VCM CDN 25%Velan Inc VLN CDN 25%Velocity Portfolio Group Inc VPGI US 25%Velocityshares Daily 2X Vix Medium Term TVIZ US 0%Velocityshares Daily 2X Vix Short Term TVIX US 0%Velocityshares Daily Inverse Vix Medium ZIV US 0%Velocityshares Daily Inverse Vix Short T XIV US 0%Velocityshares Vix Medium Term Etn VIIZ US 0%Velocityshares Vix Short Term Etn VIIX US 0%Velti Plc VELT US 0%Ventas Inc VTR US 50%Ventrus Biosciences, Inc VTUS US 0%Veolia Environnement VE US 50%Vera Bradley Inc VRA US 50%Verde Potash Plc NPK CDN 0%Verenium Corporation VRNM US 25%Vermillion Inc VRML US 25%Vero Energy Inc VRO CDN 25%Versant Corporation New VSNT US 25%Versar Inc VSR US 25%Verso Paper Corp VRS US 25%Vertex Pharmaceuticals VRTX US 50%Vertro Inc VTRO US 25%Viasystems Group Inc VIAS US 25%Vical Inc VICL US 25%Vicon Inds Inc VII US 25%Vicor Corp VICR US 50%


Vicwest Inc VIC CDN 25%Video Display Corp VIDE US 0%Vienna Insurance Group, Wien VNRGF US 0%Viewpoint Fin Group VPFG US 50%Village Bank & Trust Financial Cp VBFC US 25%Village Super Mkt Inc VLGEA US 25%Vimicro Int'L Corp VIMC US 0%Vina Concha Y Toro S A VCO US 25%Virco Manufacturing Corporation VIRC US 25%Virginia Commerce Bancorp VCBI US 25%Virginia El & Pwr 5.00 Pfd VEL.E US 25%Virginia Mines Inc VGQ CDN 25%Virnetx Holding Corp VHC US 50%Viropharma Inc VPHM US 25%Vishay Precision Group Inc VPG US 25%Visionchina Media Inc VISN US 50%Vist Financial Corp VIST US 25%Vista Gold Corp VGZ CDN 25%Vistaprint Nv VPRT US 50%Visteon Corporation VC US 25%Vitacost.Com Inc VITC US 0%Vitamin Shoppe Inc VSI US 50%Vitesse Semicond Corp VTSS US 25%Vitran Corporation Inc VTN CDN 25%Vivendi VIVEF US 25%Vivus Inc VVUS US 25%Vnb Capital Trust I VLY.A US 25%Voc Energy Trust VOC US 50%Vodafone Group VODPF US 0%Volkswagen Ag St O VLKPY US 0%Volt Information Sciences Inc VISI US 25%Vornado Realty Trust VNO US 50%Vossloh VOSSF US 0%Voyager Oil & Gas Inc VOG US 25%Vringo Inc VRNG US 0%Vsb Bancorp Inc (Ny ) VSBN US 25%Vse Corp VSEC US 25%W Hold Co Inc Pfd Sr H WBPRJ US 25%W Holding Company Inc WHCI US 0%Waccamav Bankshares Inc WBNK US 25%Wacoal Holdings Corp WACLY US 25%Waddell & Reed Financial Inc WDR US 50%Waldron Energy Corp WDN CDN 25%Wall Fin Corp WFC CDN 25%Walter Invt Mgmt Corp WAC US 50%Warnaco Group Inc (The) WRC US 50%Warren Resources Inc WRES US 25%Warwick Valley Tel Co WWVY US 25%Washington Banking Company WBCO US 25%Washington Federal Inc WFSL US 50%Washington Mutual Inc WAMUQ US 0%Washington Mutual Inc WAMPQ US 0%Washington Real Estate Invt WRE US 50%Washington Tr Bancorp Inc WASH US 50%Waterfurnace Renewable Energy, Inc WFI CDN 25%Waterstone Financial, Inc WSBF US 25%Wausau Paper Corp WPP US 50%Wave Systems Corp WAVX US 25%Wayne Savings Bancshares Inc WAYN US 25%Wayside Tech Group Inc WSTG US 25%Wca Waste Corporation WCAA US 25%Webmd Health Corp WBMD US 50%Webster Fin Corp Waterbury WBS US 50%Webster Preferred Capital WBSTP US 25%Webzen Inc WZENY US 25%Weingarten Realty Investors WRI US 50%Weir Group WEIGF US 0%Wells Fargo & Co WFC.L US 50%Wells Fargo & Co WFC.J US 50%Wells Fargo Adv Inc Oppor Fd EAD US 0%Wells Fargo Adv Multi-Sec Inc Fd ERC US 0%Wells Fargo Adv Util And High Inc Fd ERH US 0%Wells Fargo Advantage Global Dividend Op EOD US 0%Wells Fargo Capital Viii GWF US 25%Wells Gardner Electrs Corp WGA US 25%


Wellstream Holdings Plc WSHOF US 25%Wesbanco Inc WSBC US 25%Wescast Industries Inc WCS'A CDN 0%Wesdome Gold Mines WDO CDN 25%Wesfarmers Limite WFAFF US 0%West Asset Muni Def Opp Tr Inc MTT US 0%West Bancorporation WTBA US 25%West Coast Bancorp WCBO US 50%West Fraser Timber Co Ltd WFT CDN 50%West Marine Inc WMAR US 25%West Std Energy Corp WSEG US 25%Westcoast Energy Inc 5.5% Preferred H W.H CDN 25%Westcoast Energy Inc Pfd 5.60% Series 8 W.J CDN 25%Westell Tech Inc WSTL US 25%Western Alliance Bancorp WAL US 25%Western Areas Nl ( The) WSA CDN 25%Western Asset Claymore Infl-Lk WIA US 0%Western Asset Emrg Mkt Debt ESD US 0%Western Asset Emrg Mkt Incm Fd EMD US 0%Western Asset Glbl Ptnrs Incm Fd GDF US 0%Western Asset Hi Yld Defined Oppty Fd HYI US 0%Western Asset High Inc Fund HIF US 0%Western Asset High Inc Opp HIO US 0%Western Asset Income Fund PAI US 0%Western Asset Inflat Mgmnt Fd IMF US 0%Western Asset Interm Mu Fd SBI US 0%Western Asset Invstmnt Grde IGI US 0%Western Asset Mang High Inc MHY US 0%Western Asset Mang Muni Fund MMU US 0%Western Asset Mortgage Defined Opportuni DMO US 0%Western Asset Muni High Incm Fd MHF US 0%Western Asset Muni Ptnrs Fd Inc MNP US 0%Western Asset Premier Bd Fd WEA US 0%Western Asset Var Rate Strg GFY US 0%Western Asset Worldwide Incm SBW US 0%Western Asset. Hi Incm Fd Ii HIX US 0%Western Assetglbl Hi Incm Fd EHI US 0%Western Asst Glb Defined Opp GDO US 0%Western Copper Corporation WRN CDN 50%Western Digital Corp WDC US 50%Western Financial Group Inc WES.A CDN 25%Western Financial Group Inc WES.B CDN 25%Western Financial Grp Pfd C WES.C CDN 25%Western Liberty Bancorp WLBC US 25%Western Refining, Inc WNR US 50%Westernone Eq Inc Fd WEQ.UN CDN 25%Westfield Financial Inc WFD US 25%Westfield Grp Stapled Scty WEFIF US 0%Westlake Chemical Corp WLK US 50%Westmoreland Coal Co WLB US 25%Westmoreland Coal Co WLBPZ US 25%Westn Asset/Claymore Inflk Opp&Inc WIW US 0%Westpac Banking C WEBNF US 25%Westway Group Inc WWAY US 25%Westwood One Inc WWON US 25%Wet Seal Inc WTSLA US 50%Weyco Grp Inc WEYS US 25%Weyerhaeuser Co WY US 50%Wgnb Corp WGNB US 0%Wharf Holdings WARFF US 25%Wheelock WHLKF US 25%Whistler Blackcomb Holdings Inc. WB CDN 25%White Mountains Grp Bermuda WTM US 50%White River Cap Inc RVR US 25%White Tiger Gold Ltd. WTG CDN 25%Whitestone Reit (B) WSR US 25%Whiting Usa Trust I WHX US 25%Wi Lan Inc. WIN CDN 50%Willamette Valley Vineyards WVVI US 25%Willdan Group Inc WLDN US 25%William Hill WIMHF US 25%Williams Controls Inc New WMCO US 0%Willis Group Holdings Public Ltd WSH US 0%Willis Lease Finance Corp WLFCP US 25%Willis Lease Financial Corp WLFC US 25%


Wilmington Cap Mgmt Inc WCM'A CDN 25%Wilshire 5000 Total Market WFVK US 0%Wilshire Bancorp Inc WIBC US 0%Winmark Corp WINA US 25%Winnebago Inds Inc WGO US 25%Winner Med Group Inc WWIN US 0%Winpak Ltd WPK CDN 25%Winstar Resources Ltd WIX CDN 25%Wintrust Finl Corp WTFC US 50%Wipro Ltd WIT US 50%Wireless Ronin Techs Inc RNIN US 25%Wisconsin Pwr & Lt Co WIS. US 25%Wisd Tree Lg Cap Grw Fd ROI US 0%Wisdom Tree Asia Pacific Ex Japan AXJL US 50%Wisdom Tree Equity Inc Fd DHS US 50%Wisdom Tree India Erng Fd EPI US 50%Wisdomtr Dreyfus Ind Rupee ICN US 50%Wisdomtree Asia Local Debt Fund ALD US 0%Wisdomtree Dreyfus Euro EU US 0%Wisdomtree Dreyfus Jpy Yen JYF US 50%Wisdomtree Emg Mkt Loc Debt Fd ELD US 0%Wisdomtree Intl Hdgd Eqty HEDJ US 0%Wisdomtree Total Earnings EXT US 25%Witwatersrand Consolidated WGR CDN 0%Wms Inds Inc WMS US 25%Wns Holdings Ltd WNS US 25%Wolverine Bancorp Inc WBKC US 25%Wolverine World Wide Inc WWW US 50%Wonder Auto Technology Inc WATG US 0%Woori Finance Hldgs Co Ltd WF US 25%World Acceptance Corp WRLD US 50%World Energy Soltns Inc XWES US 25%World Heart Corp WHRT US 25%World Wrestling Entmnt Inc WWE US 50%Worldwide Ener Mfg Usa Inc WEMU US 0%Worthington Inds Inc WOR US 50%Wowjoint Holdings Limited BWOW US 25%Wowjoint Holdings Limited BWOWU US 25%Wpcs International Inc WPCS US 25%Wpp Plc WPPGY US 0%Wrangler West Energy Cp WX CDN 25%Wsb Holdings Inc WSB US 25%Wsi Industries Inc WSCI US 25%Wsp Holdings Ltd WH US 0%Wt Commodity Currency CCX US 0%Wt Managed Futures WDTI US 0%Wuhan General Group (China) Inc WUHN US 0%Wuxi Pharmatech Cayman Inc WX US 50%Wvs Financial Corp WVFC US 25%X Rite Inc XRIT US 25%Xata Corp XATA US 25%Xenith Bankshares Inc XBKS US 25%Xenoport Inc XNPT US 0%Xerium Technologies Inc XRM US 25%Xianburg Data Systems Canada Corp XDS CDN 0%Xinergy Ltd XRG CDN 25%Xinyuan Real Estate Co Ltd XIN US 0%Xl Group Plc (Ireland) XL US 0%Xoma Ltd XOMA US 0%Xstrata Plc XSRAF US 25%Xtreme Coil Drilling Corp. XDC CDN 25%Xueda Education Group XUE US 50%Xyratex Ltd. XRTX US 0%Yadkin Valley Bk Financial Cp YAVY US 0%Yalian Steel Corporation YL CDN 0%Yamada Denki Co YMDAF US 0%Yamaha Motor Co YAMHF US 0%Yellow Media Inc YLO CDN 0%Yellow Media Inc YLO.C CDN 50%Yellow Media Inc 4.25% YLO.A CDN 50%Yellow Media Inc 5.00% Cu Rd 1Pf Sr2 YLO.B CDN 50%Yellow Media Inc 6.90% 6/30/15 YLO.D CDN 50%Yield Advantage Income Trust YOU.UN CDN 25%Yield Advantaged Convertible Debentures OCV.UN CDN 25%Yieldplus Income Fund YP.UN CDN 25%


Yingli Green Energy Hldg Co YGE US 50%Ym Biosciences Inc YM CDN 25%Yoho Resources Inc. YO CDN 25%Yongye International, Inc YONG US 0%York Water Company (The) YORW US 25%Youku Com Inc YOKU US 50%Young Innovations Inc YDNT US 25%Ypf Sociodad Anonima YPF US 0%Yrc Worldwide Inc YRCW US 25%Yucheng Technologies Limited YTEC US 0%Yuhe International Inc YUII US 0%Zagg Incorporated ZAGG US 50%Zale Corporation ZLC US 25%Zalicus Inc ZLCS US 0%Zanett Inc ZANE US 0%Zcl Composites Inc ZCL CDN 25%Zenn Motor Company Inc ZNN CDN 25%Zep Inc ZEP US 50%Zhongpin Inc HOGS US 0%Zion Oil And Gas Inc ZN US 25%Zions Bancorp ZION US 50%Zions Bancorporation ZB.A US 25%Zions Bancorporation ZB.E US 50%Ziopharm Oncology Inc ZIOP US 25%Ziprealty Inc ZIPR US 0%Zix Corporation ZIXI US 25%Zogenix Inc ZGNX US 0%Zoll Med Corp ZOLL US 50%Zoltek Cos Inc ZOLT US 25%Zongshen Pem Pwr Sys Inc ZPP CDN 0%Zoo Entertainment Inc ZOOG US 25%Zoom Technologies Inc ZOOM US 0%Zst Digital Networks Inc ZSTN US 0%Zumiez Inc ZUMZ US 50%Zungui Haixi Corporation ZUN CDN 0%Zuoan Fashion Ltd ZA US 0%Zurich Financial N ZFSVY US 0%Zurich Financial N ZFSVF US 0%Zweig Fund Inc ZF US 0%Zweig Total Return Fund Inc ZTR US 0%Zygo Corp ZIGO US 25%

Les renseignements contenus aux présentes sont à jour en date du 15 septembre 2011.

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Titres dont la marge obligatoire est augmentée à … · Titres dont la marge obligatoire est augmentée à partir du 15 Septembre 2011 Nom du titre Symbole Bourse La valeur d'emprunt