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ELECTRONIC SUPPLEMENTARY INFORMATION for
Excited state characterization of carbonyl containing carotenoids:
a comparison between single and multireference descriptions
Riccardo Speziaa, Stefan Knechtb and Benedetta Mennuccic
aCNRS, Laboratoire Analyse et Modélisation pour la Biologie et l’Environnement, UMR
8587 CNRS-CEA-UEVE, Université d'Evry-Val-d'Essonne, 91025 Evry Cedex, France. bLaboratorium für Physikalische Chemie, ETH Zürich, Vladimir-Prelog-Weg 2, 8093 Zürich,
Switzerland cDipartimento di Chimica, Università di Pisa, Italy
1 2
B3LYP Exp B3LYP Exp
Astaxanthin (Keto) 1510 (1546) 1524a 1161 (1189) 1157 a
Astaxanthin (Eno) 1513 (1549) 1156 (1183)
Fucoxanthin 1532 (1568) 1532b 1173 (1201) 1156b
Capsanthin 1521 (1557) 1164 (1192)
Capsorubin 1523 (1559) 1164 (1192)
Table S1. Vibrational frequencies of Astaxanthin and Fucoxanthin as obtained from B3LYP/6-
311G(d,p) calculations. Values were scaled with the scaling factor of 0.9769. In parenthesis we report
the unscaled frequencies. aExperiments from Ref. 1. bExperiments from Ref. 2.
Electronic Supplementary Material (ESI) for Physical Chemistry Chemical Physics. This journal is © the Owner Societies 2017
S1 S2 S3 S4 B3LYP 2.2714 (4.1763) 2.6408 (1.1660) 3.0590 (0.0038) 3.1800 (0.0081) TPSS 1.8850 (1.3080) 2.1484 (0.7572) 2.2553 (2.7927) 2.4631 (0.1663) Rev-TPSS 1.9020 (1.3388) 2.1583 (0.6852) 2.2718 (2.8813) 2.4865 (0.1488) VSXC 1.9084 (1.4307) 2.2143 (1.7055) 2.2914 (1.9724) 2.5000 (0.1095) VSXC/6-31+G(d) 1.9137 (1.4321) 2.2294 (1.9850) 2.3063 (1.7180) 2.5085 (0.0990) HCTH 1.8304 (1.1764) 2.0524 (0.3569) 2.1963 (3.0843) 2.3893 (0.2135) TPSSh 2.1315 (2.8506) 2.4400 (2.4712) 2.7738 (0.0469) 2.8037 (0.0157) M06L 1.9627 (1.4958) 2.2852 (2.9377) 2.3911 (0.5880) 2.5628 (0.1133) M11L 1.9176 (1.6170) 2.2057 (3.4969) 2.4936 (0.1928) 2.5157 (0.0105) M11L/6-31+G(d) 1.9328 (1.6817) 2.2191 (3.5070) 2.5221 (0.1602) 2.5750 (0.0056) MN12L 2.0571 (2.0991) 2.3599 (3.3675) 2.6944 (0.1059) 2.8019 (0.0107) PBE 1.8211 (1.1476) 1.9804 (0.2394) 2.1837 (3.2356) 2.3764 (0.2686) BLYP 1.8172 (1.1549) 2.0483 (0.4330) 2.1847 (3.0659) 2.3739 (0.1932) PW91 1.8185 (1.1535) 1.9974 (0.2696) 2.1822 (3.2078) 2.3733 (0.2542) M06 2.3365 (4.6220) 2.8127 (0.5035) 3.2370 (0.0099) 3.3428 (0.0042) BHandH 2.6666 (5.0738) 3.6060 (0.0865) 3.8060 (0.0949) 3.9257 (0.0017) HSEH1PBE 2.2367 (3.5231) 2.5719 (1.8584) 2.9908 (0.0117) 3.1769 (0.0120) PBE0 2.3581 (4.6265) 2.7951 (0.7402) 3.2275 (0.0039) 3.3102 (0.0061) CAM-B3LYP 2.6966 (4.8525) 3.7178 (0.0104) 3.7490 (0.0308) 3.8432 (0.1135) LC-wPBE 3.0539 (4.6116) 3.8836 (0.0041) 4.1309 (0.0793) 4.8083 (0.1199)
Table S2. S0-Sn (n=1-4) energies (in eV) and oscillator strengths (in parenthesis) for CC-echinenone
as obtained from TDA/6-311+G(d,p) calculations (when specified 6-31+G(d) basis set was also used).
S1 S2 S3 S4 B3LYP 2.2065 (4.3614) 2.5571 (1.5817) 3.0136 (0.0167) 3.0896 (0.0001) TPSS 1.8302 (1.2087) 2.1287 (0.0012) 2.1944 (4.1764) 2.4369 (0.4336) VSXC 1.8568 (1.3175) 2.1895 (0.0537) 2.2158 (4.3096) 2.4738 (0.3321) RevTPSS 1.8468 (1.2417) 2.1316 (0.0004) 2.2113 (4.2057) 2.4606 (0.4043) TPSSh 2.0688 (2.7624) 2.3791 (3.2352) 2.7063 (0.0013) 2.7622 (0.0875) HCTC 1.7778 (1.0890) 2.0296 (0.0000) 2.1460 (3.9949) 2.3667 (0.5372) M06L 1.9007 (1.3872) 2.2574 (4.2207) 2.3295 (0.0047) 2.5258 (0.2978) M11L 1.8623 (1.4407) 2.1679 (4.3296) 2.4647 (0.3088) 2.4708 (0.0029) MN12L 1.9956 (1.9322) 2.3094 (4.2282) 2.6557 (0.2101) 2.7460 (0.0013) PBE 1.7702 (1.0719) 1.9564 (0.0000) 2.1380 (3.9966) 2.3534 (0.6191) BLYP 1.7661 (1.0655) 2.0222 (0.0003) 2.1338 (4.0496) 2.3529 (0.5174) PW91 1.7678 (1.0729) 1.9739 (0.0001) 2.1355 (4.0060) 2.3509 (0.6013) M06 2.2682 (4.9567) 2.7165 (0.6954) 3.1870 (0.0013) 3.2508 (0.0001) BHandH 2.5841 (5.4852) 3.4937 (0.1454) 3.7550 (0.0089) 3.8667 (0.0000) HSEH1PBE 2.1664 (3.5229) 2.4928 (2.4847) 2.9399 (0.0426) 3.0855 (0.0006) PBE0 No convergence CAM-B3LYP 2.6144 (5.2444) 3.6422 (0.0849) 3.6852 (0.0001) 3.7633 (0.0170) LC-wPBE 2.9661 (4.9647) 3.8647 (0.0002) 4.0628 (0.0038) 4.6948 (0.0205)
Table S3. S0-Sn (n=1-4) energies (in eV) and oscillator strengths (in parenthesis) for TC-echinenone
as obtained from TDA/6-311+G(d,p) calculations.
S1 S2 S3 S4 B3LYP 2.2722 (5.4210) 2.5276 (0.0000) 3.1008 (0.0755) 3.1909 (0.0000) TPSS 1.9488 (0.0000) 2.0389 (3.9720) 2.0943 (0.0000) 2.0963 (0.8061) RevTPSS 1.9651 (0.0000) 2.0507 (3.8361) 2.1027 (0.0000) 2.1054 (0.9647) VSXC 1.9770 (0.0000) 2.0588 (4.8103) 2.1673 (0.1045) 2.1693 (0.0000) HCTC 1.8900 (0.0000) 1.9702 (1.2553) 1.9939 (0.0000) 2.0197 (3.3279) TPSSh 2.1915 (5.3523) 2.2687 (0.0000) 2.7305 (0.0002) 2.7343 (0.0000) M06L 2.0366 (0.0000) 2.1073 (4.8805) 2.2927 (0.0427) 2.2959 (0.0000) M11L 1.9891 (0.0000) 2.0471 (5.1852) 2.4279 (0.0009) 2.4313 (0.0000) MN12L 2.1492 (0.0000) 2.1621 (5.4555) 2.7068 (0.0469) 2.7218 (0.0000) PBE 1.8664 (0.0000) 1.9021 (0.2750) 1.9321 (0.0000) 2.0083 (4.3651) BLYP 1.7548 (0.0000) 1.8756 (0.0042) 1.8756 (0.0000) 1.9282 (5.1527) PW91 1.8701 (0.0000) 1.9191 (0.3938) 1.9440 (0.0000) 2.0059 (4.2335) M06 2.3096 (5.2337) 2.7291 (0.0000) 3.3045 (0.0511) 3.3349 (0.0000) BHandH no convergence HSEH1PBE 2.2680 (5.4143) 2.4287 (0.0000) 3.0345 (0.1013) 3.1695 (0.0000) PBE0 2.3420 (5.4765) 2.7002 (0.0000) 3.2903 (0.0489) 3.3324 (0.0000) CAM-B3LYP 2.6392 (5.0468) 3.6905 (0.0000) 3.7304 (0.0000) 3.7750 (0.0017) LC-wPBE 2.9872 (4.7272) 3.9164 (0.0000) 3.9207 (0.0012) 4.0624 (0.0000)
Table S4. S0-Sn (n=1-4) energies (in eV) and oscillator strengths (in parenthesis) for CC-
canthaxanthin as obtained from TDA/6-311+G(d,p) calculations.
S1 S2 S3 S4 B3LYP 2.2234 (5.6707) 2.4542 (0.0908) 3.0422 (0.0478) 3.0544 (0.0129) TPSS 1.8813 (0.1596) 2.0142 (3.8527) 2.0253 (0.0178) 2.0448 (1.0792) RevTPSS 1.8975 (0.1729) 2.0259 (3.2946) 2.0284 (0.2474) 2.0539 (1.4257) VSXC 1.9094 (0.1595) 2.0327 (5.0200) 2.0834 (0.0084) 2.1165 (0.0785) HCTC 1.8264 (0.1283) 1.9253 (0.0000) 1.9335 (0.2740) 1.9830 (4.5024) TPSSh 2.1383 (4.6897) 2.2076 (1.0177) 2.6362 (0.0001) 2.6922 (0.0002) M06L 1.9611 (0.2742) 2.0767 (4.9476) 2.2276 (0.0007) 2.2407 (0.0247) M11L 1.9170 (0.2538) 2.0184 (5.2500) 2.3729 (0.0005) 2.3802 (0.0011) MN12L 2.0648 (0.8391) 2.1327 (4.9724) 2.6473 (0.0016) 2.6597 (0.0213) PBE 1.8094 (0.1348) 1.8524 (0.0000) 1.8679 (0.0169) 1.9775 (4.8076) BLYP 1.8113 (0.1136) 1.9186 (0.0023) 1.9305 (0.4813) 1.9713 (4.3039) PW91 1.8106 (0.1288) 1.8698 (0.0002) 1.8823 (0.0501) 1.9744 (4.7702) M06 2.2603 (5.5106) 2.6528 (0.0326) 3.2255 (0.0026) 3.2433 (0.0399) BHandH 2.5603 (5.6003) 3.4607 (0.0063) 3.7034 (0.0275) 3.8571 (0.0001) HSEH1PBE 2.2141 (5.4649) 2.3532 (0.2788) 2.9742 (0.0711) 3.0387 (0.0021) PBE0 2.2915 (5.7583) 2.6234 (0.0476) 3.1929 (0.0005) 3.2293 (0.0395) CAM-B3LYP 2.5890 (5.3257) 3.6141 (0.0037) 3.6778 (0.0004) 3.6907 (0.0272) LC-wPBE 2.9411 (4.9977) 3.8620 (0.0002) 3.9160 (0.0032) 3.9908 (0.0235)
Table S5. S0-Sn (n=1-4) energies (in eV) and oscillator strengths (in parenthesis) for TC-canthaxanthin
as obtained from TDA/6-311+G(d,p) calculations.
S1 S2 S3 S4
Ech-CC 2.1201 (0.16920) 2.3193 (3.57768) 2.5871 (0.04025) 2.9128 (0.00428)
Ech-TC 1.9646 (0.11007) 2.2380 (3.92380) 2.4357 (0.03813) 2.7410 (0.00001)
Ech-CT 1.9889 (0.12447) 2.2452 (3.83820) 2.4576 (0.06318) 2.9684 (0.00396)
Ech-TT 1.8614 (0.11348) 2.1724 (3.99291) 2.3149 (0.10270) 2.8074 (0.00016)
Canth-CC 2.0735 (0.00000) 2.2623 (3.97160) 2.5121 (0.00194) 2.9696 (0.00000)
Canth-TC 1.9586 (0.00920) 2.2065 (4.18587) 2.3779 (0.00043) 2.7882 (0.00002)
Canth-TT 1.8590 (0.00000) 2.1512 (4.40137) 2.2506 (0.01843) 2.7573 (0.00025)
Table S6. Electronic transition energies to the first 4 excited states (in eV) and oscillator strengths (in
parenthesis) as obtained by DFT/MRCI calculations.
Echinenone Cantaxanthin
S1 S2 S3 S4 S1 S2 S3 S4
CC
B3LYP 2.27 2.64 3.06 3.18 2.27 2.53 3.10 3.19
TPSS 1.89 2.15 2.26 2.46 1.95 2.04 2.09 2.10
M06L 1.96 2.29 2.39 2.56 2.04 2.11 2.29 2.30
M11L 1.92 2.21 2.49 2.52 1.99 2.05 2.43 2.43
MN12L 2.06 2.36 2.69 2.80 2.15 2.16 2.71 2.72
MRCI 2.12 2.40 2.54 2.71 2.01 2.34 2.60 2.64
TC
B3LYP 2.21 2.56 3.01 3.09 2.22 2.45 3.04 3.05
TPSS 1.83 2.13 2.19 2.44 1.88 2.01 2.03 2.04
M06L 1.90 2.26 2.33 2.53 1.96 2.08 2.23 2.24
M11L 1.86 2.17 2.46 2.47 1.92 2.02 2.37 2.38
MN12L 2.00 2.31 2.66 2.75 2.06 2.13 2.65 2.66
MRCI 1.96 2.32 2.50 2.55 1.92 2.29 2.42 2.49
CT
B3LYP 2.21 2.56 3.01 3.24
TPSS 1.84 2.17 2.22 2.44
M06L 1.91 2.25 2.41 2.54
M11L 1.87 2.16 2.48 2.55
MN12L 2.00 2.30 2.67 2.84
MRCI 1.99 2.25 2.46 2.97
TT
B3LYP 2.13 2.50 2.96 3.09 2.18 2.38 2.98 3.04
TPSS 1.76 2.13 2.15 2.41 1.82 1.98 1.98 1.98
M06L 1.83 2.21 2.33 2.50 1.90 2.03 2.18 2.18
M11L 1.80 2.12 2.44 2.47 1.86 1.97 2.33 2.33
MN12L 1.92 2.26 2.63 2.74 2.00 2.08 2.60 2.61
MRCI 1.86 2.17 2.31 2.81 1.86 2.15 2.25 2.76
EXP 2.56-2.44 2.50-2.31
Table S7. DFT/MRCI and TDA-DFT transition energies (in eV) for the first four excited states of
Echinenone