Upload
others
View
4
Download
0
Embed Size (px)
Citation preview
RT 'OCUMENTATION PAGE OMS No 070-0o1i f ,j,,eon -.rd~ 0MB 01o 0704.0cy( &1
C.m a,,d n,-.nta,r,-)q jfhp d.1L needed. an :O o .,n. d W'. .m f m-rjmmco Senct C'em 'ms thn1'. ~' bwdrd.w* n alf,~ or an aIsrr .pea , tl C%'Q" "t '0 rnmL" w d 9n 5qget'oo 1"' r.druc~ncj I 4. A s% C 4. C-,tr Lr -Cqcr te for .n
4mrn-rr n Opcr-jt ornr jnd r..f,O,is. 121S )efter on
ilgh-av,. •lmre 1)04. lA4' Itf.m '1 2220, 4102 m,,d tO ith 0ll, n Ii.m , ir tAl P pe'•.C tP r'V P .oj,,t -0704• 0188), JashOingl•., L)C 2050)
GENCY USE ONLY (Leave bln)2. REPORT DATE 3REPORT TYPE AND DATES COVERED
LEo AN SUBT-TLE . 20 Sep 93 FINAL_ .POR_' _15 Dec 93-14 Aug 93SLE AND SUBTITLE 5. FUNDING NUMBERS
Complex and Stereoregular Nonlinear OpticalMaterials
nj OR(S) - ___________63218C 1602/01 ,
Dr Brian G. DixonWEAF 4 R-t .A R J R 5 7
-ORMING ORGANIZATION NAME(S) AND ADDRESS(ES) - S=. PERFORMING ORGANIZATION
Cape Code Research, Inc REPORT NUMBERP 0 Box 600Buzzards Bay, MA 02532
9. SPONSORING/ MONITORING AGE NeYA/NAME(S) AND -. . r 10. SPON(SORING / MONITORINGAFOSR/NC , AGENCY
110 DUNCAN AVENUE SUITE B115BOLLING AFB DC 20332-0001 U'J. 9620-93-C-0006
11. SUPPLEMENTARY NOTES
12a. DISTRIBUTION,/ AVAILABILITY STATEMENT .12b. DISTRIBUTION CODE
Approved for public release; distribution is unlimite"d"
13. ABSTRACT (Maximum 200 words)
This Phase I research program resulted in the synthesis and identificationof a previously unknown set of aromatic phosphonic acid compounds, whichpossessed interesting thermal properties. There are very few phosphonatecompounds reported that are liquid crystalline in nature. However, thenon-linear optical properties of these compounds were determined.to beunremarkable. Very probably, this is due to a relatively small dipolebetween the phosphonate moiety and a distal cyano group.
93-24265"-IIIIIlI 1111 11 11111Im llI( I!i 'II
14, SUBJECT TERMS 15. NUMBER OF PAt.fS
non-linear optics, phosphonate 16. PRICE CODE
17. SECURITY CLASSIFICATION 18. SECUITY CLASSIFICATION 19. SECURIT.' CLASSIFICATION 20. LIMITATION OF ABSTRACT
OF REPORT OF TH(S PAGE 01 AOBSiRACT
UNCLASSIFIED UNCLASSIFIED UNCLASSIFIED"i'SN 7540-01-280-5500 Standard Form 298 (Rev 2-89)
Precf0Dcd my WNSi St'ld ý .9.
I (E COD REEARCH19 RESEARCH ROAD-) TELEPHONE (508) 540-4400EAST FALMOUTH, MA 02536 FAX (508) 540.4428
I
I COMPLEX & STEREOREGULARNONLINEAR OPTICAL MATERIALS
* Final Report
3 September 7, 1993U
Contractor: Cape Cod Research, Inc.19 Research RoadEast Falmouth, MA 02536
3 Principal Investigator: Dr. Brian G. DixonContract Number: F49620-93-C-0006 Contract Dollar Amount: $59,942
Contract Award: CompetitiveISponsor: Dr. Charles Y-C Lee (202) 767-4960
AFOSRDirectorate of Chemistry & Materials ScienceBuilding 410Boiling AFB DC 20332-6448
II
III
I EXECUTIVE SUMMARYI
This Phase I research program resulted in the synthesis and identification of a3 previously unknown set of aromatic phosphonic acid compounds, whichpossessed interesting thermal properties. There are very few phosphonatecompounds have been reported that are liquid crystalline in nature.
However, the non-linear optical properties of these compounds weredetermined to be unremarkable. Very probably, this is due to a relatively
small dipole between the phosphonate moiety and a distal cyano group.More specifically, the research yielded the following results: (1) A previously
unknown set of phosphono-substituted biphenyl compounds was
synthesized, and characterized. (2) It was established that this new set of3 compounds possessed liquid crystalline properties. (3) Corona poling of thenew compounds in polymer films was carried out to align the liquid
crystalline materials, in order to improve their non-linear optical properties.
(4) The synthesized phosphonates did not exhibit non-linear opticalproperties.
I
Aooesslon For~~NTIS GRA,&I -
DTIC TAB ElS,~~Ju.; t i f 1c:. o n
D is t r i *-u t I ma
Ij'i" £and/orDist Special
U
U TABLU OF CONTENTSi PAGE
I 1.0 STATEMENT OF THE OPPORTUNITY 4I 2.0 TECHNICAL APPROACH & PHASE I SUMMARY 5
2.1 Technical Approach 5
2.2 Technical Objectives 6I3.0 PHASE I RESEARCH CARRIED OUT 7
I 3.1 Phosphonatobiphenyl Syntheses 73.2 Liquid Crystallinity - Thermal Properties 10
3.3 Nonlinear Optical Results 15
3.4 Experimental 17
3.5 Analytical 20
4.0 RESEARCH RESULTS & ASSESSMENTS 23
5.0 CONCLUSIONS & RECOMMENDATIONS 24
1 6.0 POTENTIAL APPLICATIONS 24I 7.0 REFERENCES 24III
confidential proprietary informationI,1.0"' STATEMENT OF THE OPPORTUNITY
I This Phase I SBIR project was carried out in response to Topic SDIO92-011 under theI heading of Optical Computing and Optical Signal and involved research concerning
innovative organic-inorganic hybrid materials that possess superior nonlinear
optical properties.
It is widely recognized that materials possessing large and fast nonlinear optical3 (NLO) susceptibilities have great potential for use in the emerging photonicsindustry. 1-8 In fact, materials (for example LiNbO 3 ) which possess useful secondorder nonlinearities, p(2), are already being applied to optical switching and
frequency mixing applications. It is also clear that if the potential of NLO materials
is to be realized, significant advancements in the magnitude of the observed
nonlinearity will be required. A second area requiring progress is NLO materialsprocessing.
Much of the NLO research carried out to date has focused upon organic materials,and there are very good reasons why this is so. Compared to inorganic crystalline
materials, like LiNbO3, organic materials offer the distinct advantages of largesusceptibilities, high laser damage thresholds, faster response times, and a versatilityof molecular modifications. It would also seem clear that the key to obtaining alarge second order hyperpolarizability, D3, is to synthesize materials with specificstereochemistries. In essence the problem distills down to one of stereochemicalcontrol during the synthetic process. A number of interesting and partiallysuccessful attempts to achieve this goal have been carried out, including the use ofliquid crystalline solvents to prepare organic NLO materials, the use of orientational3 fields, Langmuir-Blogett films, and others. The use of templates for thestereochemical induction of NLO materials is a research area that is just beginning
i to be explored.
The study of inorganic-organic hybrid materials as template-NLO materials is anarea that is in its infancy, but it is also an area that has great potential. The primaryobjective of this Phase I research program was to demonstrate the feasibility of3 preparing organic-inorganic hybrid materials that possess interesting non-linearoptical properties. More specifically, this Phase I SBIR program investigated the
I 4
confidential proprietary information
1 feasibility of preparing lamellar liquid crystalline-phosphonate metal oxidecomposites with superior nonlinear optical properties.
2.0 TECHNICAL APPROACH & SUMMARY OF THE PHASE I WORK
2.1 Underlying Basis of the Technical Approach
The technical approach was to use the known high structural order of intercalating* metal oxides as templates for synthesizing inorganic-organic hybrid liquid
crystalline nonlinear optical materials. Basically the intercalating metal oxideserved as a crystalline framework which forced the liquid crystalline component
into a very highly organized and defect free state. The basic concept is showngraphically by the following artwork:
Metallo-oxy j Backbone
Liquid Crystal Z 7 7 71 metal oxidePhosphonate layer
LayerI
Metallo-oxy BackboneLiquid Crystal Cmetal oxidePhosphonate layer3 Layer
U Connection to 0 OxygenPhosphorous
Phosphorus Mesogen
IThe liquid crystalline portion of this complex molecule is closely related, chemically,3 to materials that are known to have useful and interesting NLO properties. Whathad not been heretofore investigated was making this type of hybrid organic-
inorganic species. In fact, the vast majority of research to date has focused upon
I5
confidential proprietary information
organic materials, and very little work had been done upon hybrid inorganic-
I organic materials. The proposed liquid crystalline-phosphonate metal oxidecomposites were previously unknown.
I There were two fundamental questions which had to be answered. First, couldcomplex and intermixed organic-inorganic composites be readily synthesized?
I Second, did they have useful NLO properties, and how did they compare with theNLO properties of simple liquid crystalline materials? The answer to the first
I question is yes. Although the specific intermixed materials to be synthesized hadnot previously been prepared, this research has demonstrated that the proposed3 layered inorganic-organic complexes are accessible.Unfortunately, the answer to the second question appears to be no, although the
chemical similarity between the basic liquid crystalline phosphonate moiety to beused in this research, structure 1, and the known liquid crystalline species, 2, is
apparent.
OH*PN 1
OH
i 0
confidential proprietary information
*Can the previously unknown liquid crystalline phosphonate monomer, 1,
be readily synthesized?
* Does the phosphonate monomer 1 form an intercalating lamellar
I composite within a metal oxide structure?* What are the physical and liquid crystalline properties of the novel
materials?
I�* What are the optical propertiLs of liquid crystal 1 and the final composite,and how do they compare with established nonlinear optical materials?
Answers to all of these questions have been obtained during the Phase I program.
The results are described in Section 3.0, which follows.
I 3.0 PHASE I RESEARCH CARRIED OUT
The Phase I research was split into two three fundamental parts. The first part dealt
with the synthesis and characterization of phosphonate 1, and its derivatives.
Section 3.2 reports on the liquid crystalline properties of the synthesized materials,
while Section 3.3 describes the non-linear optical experiments, and results. Sections3.4 and 3.5 detail the experimental and analytical procedures used throughout the
program.
3.1 Synthesis of 4-Cyano-4'-Phosphonato Biphenyls
A couple of different synthetic routes to the desired phosphonato compounds were
evaluated during the feasibility test program. As described in the original proposalthe structural similarities between 1 and known liquid crystals suggested that 1
* might be liquid crystalline as well.
NC O-\OH1 • OH
I 7
IIconfidential proprietary information
Both routes to 1 began with 1,4-dibromobiphenyl, a low cost starting material. One
route went through a sequence of conversion to the Grignard reagent, followed by a
sequential conversion to first the corresponding carboxylic acid, then the amide, and
finally to the desired nitrile. This route was ý bandoned for a number of reasons. A
four step synthesis from the dibromo compound to the bromo-cyano compound
was prohibitive. In addition, the yields were poor. An alternative route took the
dibromobiphenyl directly to the bromocyanobiphenyl in one step.
I The synthetic route is shown below, and involved simply taking 4,4'-dibromobiphenyl directly to the bromocyanobiphenyl in one step. 4,4'-
dibrombiphenyl was reacted, in dimethylformamide, with copper cyanide at reflux.
Separation of the products was accomplished with a combination of
recrystallization, column chromatography, and/or sublimation.
- - CuCN
*Br-c Br D Br -fO-f -CNDMF
U Compound 1 results directly from the reaction of the 4-bromo-4'-cyanobiphenyl inan Arbuzov type of reaction as shown in the first step in the scheme below.
Although in general aromatic compounds do not undergo the Arbuzov reaction at
all, the presence of a catalytic amount of nickel (II) chloride facilitates the
* transformation.
I8
IIIIU*!
confidential proprietary informationl
NC Br + P(OEt)3 1700CIV NC K N OEt-- L I-Si(Me)3
NCP . H ot H2 0 NC
N OH --,J NC POSi(Me)3
ZnCI2
NC F Zn+21 -0-0--
The reaction conditions are relatively harsh, however, and require that the nickel
(II) chloride be pre-dried, and that the reaction be run neat. A number ofexperiments were run in which solvents were used, however, these reactions
mm simply did not go to completion.
The diester product was converted into the corresponding trimethylsilyl
phosphonate ester by reaction with iodotrimethyl silane, which in turn, is easily
converted to the phosphonic acid by hydrolysis with water to yield the desired
product 1. The synthesis of the metal ion salt derivatives of 1 was carried out by
simply doing the hydrolysis step with aqueous solutions of the desired salt, shown
above for the example of zinc. Once again standard recrystallization and/or column
chromatography procedures were used to purify the products.
I
m 9
Iconfidential proprietary information
I 3.2 Liquid Crystallinity & Thermal Properties
I As hoped, the new phosphonate compounds were found to be liquid crystallinematerials. It was also found that the various phosphonate compounds gave thesame thermal scans, suggesting that the observed thermal properties were due to thesubstituted biphenyl groups and were virtually independent of the P-O-X moiety.
Differential Scanning Calorimetry (DSC, run on a Perkin Elmer Delta Series DSC7,
see Section 3.5 for the procedural details) measurements showed multipletransitions, as expected for liquid crystals. Figures 1-6 demonstrate results which are
representative of the experimental program.
I2 r
II I
1,5 5 PE:AK FROMs 70. 3096
TO, 115.833ONSET= 88. 7613Sd/GRAM- 2.91011
PEAK FROMs 122.806TO,2 167. 192
ONSET= 147. 395J/GRAM= 5.06316
C? PEAK FROM: 167. 178TO, 183. 753
- + T- 183. 757< J/GRA 2066
I- AK- 95. 7813
I K= 155. 52t,
I ' E• • :' ~~PY •'. :84,".'4I- -- 3 - 4 - 3 - I
3_r.00 50.0cc 7'o.o 0 oo 3:0 . D i 5aoo Xso 17C. Or :Z. M 2:0a.00 23L. 2Dote: Jul 30. 1993 t 5 3 pm TeirD~rcture(C)Scanning Rcta: 10.0 C/MinSr~ p"e Wt, 2. 670 mg 0iGkA AE8
Figure 1: DSC Scan of 4-cyano-4'-diethylphosphonate biphenyl - Heating
II 10
Iconfidential proprietary information
II
1.125- PEAK FROM: 95.8103
TO. 117.632ONSET- 108,9 17J/GRAM- .685393
FROM. 132.573
.:5 t 1 3 OE)\ 'I *~ t I/GRAM- 1.837018•, ' ~PEAK- 104.775 1c PEAK FROM, 169.959 PEAK= 175.963
TO, 180.877
ONSET= 177. 314 PEAK- 151. 025J/GRAM- . 465788U'
I 375 +
3.0 50.00 70. 00 9G. no 10. 00 130.00O 150.00 i?0. 00 12C. 00 2110. 00 230. 00,
Dot, Jui 30. -993 '0
113 p TemporaturQ(C)
Scanning Ratu, -- 10.0 C/min
Somple Wt, 2.670 mg DiekACEB -- -7YHI--;I5-2. 67
Figure 2: DSC Scan of 4-cyano-4'-diethylphosphonate biphenyl - Cooling
Figures 1 and 2 are the heating and cooling curves for ester compound, 4-cyano-4'-
diethylphosphonate biphenyl, respectively. Figures 3 and 4 are the corresponding
curves for the phosphonic acid, compound 1. Figures 5 and 6 are the results for the
I zinc salt. The three sets of figures are very similar in that they show a series of small
thermal transitions, which typical of liquid crystalline behavior. An examination of
the cooling curves shows three transitions between 106-110, 148-153, and 170-1800 C.
I
II
II 1
Iconfidential proprietary information
II
I .5 •-'
I2. 5 PEAK FROM- 89. 6834
TOs 175.629ONSET- 138.594J/GRAM- 29,5635
PEAK FROM& 175.615 EA 167.031
TO: 189.065 PEAK- 179.196
I .75 i/CRAM- 2. 72672I I -
* 3?5 *"
n so 0 500 M..00 90.00 110.00 C30 .00 - 10.00 1. 9f. r. 11 210. G 230.00
acto, Jul 30. 1993 1i, 19 p Temporature(C)
Scanning Rate, 10.0 C/min
kJ'19, 51111 HX'-105-J. .77YG L.. .' 7
SaMPIO Wt3 1.770 nig Disks ACE8 )L
IFigure 3: DSC Scan of 4-cyano-4'-phosphonic acid biphenyl - Heating
IUIII 12
Iconfidential proprietary information
II
I.3 PEAK FROM& 96.7783
TO% 114.239ONSET- 12. 12-J/GRAM- . 315 4
5 "I'1•ir.155. 675
ONSET- 151.uO I P-AK- 178. 663.2 t J/GRAM- 3.975 •
Q PEAK FROM, 175.912TO# 188.076
T ONSET- 180.411 - I
J/GRAM- .285
PEAýYý 933
PEAK- 150. 199
-4-
1 0 -'--4 - -44 - . -'31.00 50.B0 71.00 93.0w 110.0X 30.00 15G. cc 70.0 190.00 211.0 2a.Go 31
Ict., Ju l 3C. 1 G93 i 1, 43p Temppgrcture (C);connins Rotez -'10.0 C,'min;omp lo 'At: 000 mg D ir ki ACEB ..0. , 5 ,u ' " ,s "G
UFigure 4: DSC Scan of 4-cyano-4'-phosphonic acid biphenyl - Cooling
IIIII 13
Iconfidential proprietary information
I
I 1. 125
PEAK FROM, 64. 6859ONSET TO& 100.322ONSET- 81.5614J/GRAM- 10.6171
PEAK FROM, 126:55TO, 1.2 1 PEAK- 9071I ONSET- 134.516
.3'5 t
K- 140.781
n 40 .ac'¢ 0 '.0
5.
0. 30, 142 ,S OZ2.C
Data, AuS 10. 1993 !C03prn Tomparaturo (C)
Scanning RotQ 1.0.0 C/'mnlGairolo, W t, 3.940 m.9 DiOts ,A C£EB
- - -/', 'r - . .zJ-L •.
•;'G, 5,5jP23 H;--3. 94-•ý.r t., L. / L . .,
II Figure 5: DSC Scan of 4-cyano-4-phosphonic acid biphenyl, zinc salt - Heating
IIII3 14
confidential proprietary information1 1.5 _ _... . .. . .. . ... . . ... .. .. . . .
S1.125+ PEAK FROM& 100.462
J/GRAM- . 327018
PEAK FROMs 132.241
.75 T .483503 4-
I PEAK FROM@ 1 65"J/GRAM- 85073
.I5 + PEAK-15
I P AK- I146. 661I ~PEAK- 158. 8425ý L, 73.00 E. cc I• C. cc 34. 0, 1.510. CD 70 , 1^ X1 9. 0_1 21 C.. .., 230.2
Data: Aug 10. 1993 it 20prm Perr.(E 4Scoanning Ratat -10. 0 C/mtnSample WItt 3. 9 40 -rS i 6k, A'Ci_ 1
IFigure 6: DSC Scan of 4-cyano-4'-phosphonic acid biphenyl, zinc salt - Cooling
SThe corresponding heating curves also indicate liquid crystalline activity, and asexpected, the peaks are shifted significantly from those of the cooling curves.
The associated energies of phase transition were between about 0.3 Joules/gram and3 20 Joules/gram. These values are typical for liquid crystalline transitions.3.3 Nonlinear Optical Measurements & Results
SHG is a special case of frequency mixing which occurs when light waves offrequency co passing through an array of molecules interact with them in such a wayas to produce coherent light waves at 2 co. Nonlinear optical (NLO) effects occur atthe molecular level in the dopants due to a deviation from a harmonic electronic
potential energy. Typical dopants have a conjugated n-electron system with an3 electron donor and electron acceptor on either end, creating a large molecular15
confidential proprietary informatioi,
hyperpolarizability, f3, along the transition dipole axis. Second-order NLOproperties, including SHG, are described by the second-order macroscopic
susceptibility, X (2), tensor in the relationship for the bulk material polarization, P:
P = (1 • E(co) + X2 : E()E() + X3 : E(co)E(o)E() + ...... (1)
where E(o) is the optical field incident on the sample, and the susceptibility tensors
X(n) measure the macroscopic compliance of the electrons. Since the second-order
polarization is proportional to the square of the optical field, SHG is zero in a
centrosymmetric system. Thus, to induce SHG, NLO dopants must be oriented
noncentrosymmetrically in the polymer matrix; this is typically achieved by electric
field poling.
U Under normal poling conditions gEz fz° is small compared to kT, where g is thedipole moment of the dopant, Ez is the applied dc-poling-field, fz is a local field
factor, k is Boltzmann's constant and T is absolute temperature)
X(2 ) - NEz°[p43/5kT + y] (2)Iwhere N is the number density of chromophores, P is the molecular second-ordernonlinear hyperpolarizability and y is one-fifth of the molecular third-order
nonlinear hyperpolarizability. The first term in brackets in equation (2) is due to
orientation of the NLO chromophores while the second term, Y, is due to electric-field-indLced third-order effects which appear instantaneously (
Iconfidential proprietary informationI
As measured relative to our quartz reference, the variously prepared biphenyl
phosphonates, including the diethyl ester and the free acid, showed no SHG
intensity, either with the electrical field applied or immediately after its removal,
I beyond the background noise of the photomultiplier. For the conditions tested (3wt.% dopant, etc), the value of X(2) achievable in these samples is approximately afactor of 200 or more times smaller than that achievable with Disperse Red 1 (also at
3 wt.%).
* 3.4 Experimental Procedures
All chemicals were purchased from the Aldrich Chemical Co., Milwaukee, WI.
i Synthesis of 4-bromo-4'cyanobiphenyl
4,4'-dibromobiphenyl (3.5g, 10.2mmole) and copper (I) cyanide (0.98g, 10.2mmole)
were dissolved in 120mL of dimethylformamide (DMF), and refluxed for 24 hours.A stock solution of 200g FeC13.6H 20, 50mL HCl(concentrated), and 300mL H 20 wasprepared. The latter solution was added to the cooled DMF reaction solution, and
the total was heated to 650 C for twenty minutes. This solution was then extractedwith successive 200mL aliquots of toluene. The combined toluene extracts werewashed successively with 300mL 10% HC1, 150mL water, 300mL 5% NaOH, 300mLwater (twice), and then dried over MgSO4. The toluene was removed in vacuoleaving a yellow solid. The melting point of the crude solid was determined to be
150-1520 C. FTIR analysis showed a definitive absorption, due to the -CN moiety, atE 2227cm- 1. The IR 9f this product is shown in Figure 7. Purification of the crudeproduct was performed by recrystallization from dichloromethane or chloroform, or
* column chromatography.
IIII* 1
SIconfidential proprietary information
62.354%TI *1,
'; CM
W Cu 0 0 -"
- I ° -CU 10
4000 3500 3000 2500 2000 1500 1000 cm-' 500
Figure 7: FTIR of 4-bromo-4'cyano biphenyl
Synthesis of 4-cyano-4'-diethylphosphonatobiphenyl
Nickel chloride was dried for 24hrs at 1500C. 4-bromo-4'-cyanobiphenyl (2g,
S7.75mmole) and NiC12 (0.05g, 0.2mmole), were placed in a three neck round bottomflask and purged with N 2. The mixture was then heated, under N 2 , to a bathtemperature of 1700C, at which point the biphenyl compound was liquified.Triethyl phosphite (1 .33g, 8.Ommole) was then added dropwise very slowly with
stirring. The reaction was observed to have an incubation period of =30 seconds,
and the reaction was quite exothermic.
After the phosphite addition was completed, the mixture was kept at the sametemperature for thirty minutes. The crude product was purified by recrystallizationfrom chloroform. Definitive IR (see Figure 8) absorptions were: 2227 cm-1 (-CN),1248 cm-1 (-P=O), 966-1024 cm-1 (-P-O-).I
I
Iconfidential proprietary informationI
107.25-I
7 IC, ,
C, , M; i
60.65 I I
4000 3500 3000 2500 2000 1500 1!000 cme-1 500
I Figure 8: FTIR of 4-cyano-4'-diethylphosphonatobiphenyl
IL I
Synthesis of 4-cyano-4"-phosphonic acid biphenyl & the Metal Ion Salts
I
The reaction procedure was carried out under an inert atmosphere. 4-cyano-4'-I diethylphosphonatobiphenyl (0.5g, 1.59mmole) was dissolved into 20mL CC14 (pre-
distilled from P205). Iodotrimethylsilane (1.28g, 6.34mmole) was slowly added toi the CCL4 solution, with stirring. After 30 minutes, the reaction mixture was heated
to drive off the volatiles. 4 mL of H20 was then added resulting in a change from an
orange to a yellow color. The solution was stirred for an hour, and the liquidsI removed in vacuo. The yellow residue was recrystallized from
dichloromethane/heptane. The IR spectrum, Figure 9, gave the expected somewhatI ~broad abs•,i.,,ion at =2900-3050cm-1 typical of phosphonic acids, as well as the CN
absorption at 2227cm-1.
I ~19
confidential proprietarY uiforniation
91.524XT I
M to
Cy V
It -' £0
W 0 c
54 *ý M,400 350 300 250 200 00 000(''50
Figure~ ~~~~N0 9:0I f4cao4-hopo cdbpey
Mg+2,~~~~~~~~~~~0 Zn2adF02hshncai at er rprda ecie meitl
abvwtoeecpion. Th ae de oteC1 ouincnandatnfold~ ~ ~ ~ ~~~~~~~~~~. moa xeso'h prpit ea o slete h hoieo uft at
ThisU adiinrsledi h rcptaino h hopo cdslta elwo
offwhte old.Figre an:lysis of theyn-pr poduteespoimilacido tihatoe tesypelcd
3.5 Analytical & Testing
Infrared Analyses
The progress of the various reactions described, as well as all liquid product
characterizations, were performed using conventional infrared analysis between
polished KBr plates or liquid cells. Solid samples were characterized by Diffuse
Reflectance using Fourier Transform Spectroscopy (DRIFTS), with a Perkin Elmer
3 20
Uconfidential proprietary information
Model 1600 FTIR equipped with MIR, Diffuse Reflectance and Fixed Angle Specular
attachments. DRIFTS is an excellent technique for samples which are in a powder
form. The technique involves dispersing the sample as a 3-5% mixture in
spectroscopic grade KBr. When radiation impinges on the sample, the scattered
I radiation contains absorption information characteristic of the sample. Thistechnique has the advantage of rapid sample preparation and high sensitivity. For
purposes of this Phase I research approximately 256 scans were taken on each sample
and averaged to insure that a high signal to noise ratio was obtained, resulting in
smooth, well resolved spectra.
I Latent Heats
Differential Scanning Calorimetry (DSC) analyses were carried out using a Perkin-
Elmer model Delta Series DSC7 at a scanning rate of 10 or 20oC/min. All heating
and cooling curves were normalized to a sample weight of 1mg. DSC data analysis
was accomplished on a Perkin-Elmer model 3700 Data Station equipped with a
Perkin-Elmer TAC 7/3 Instrument Controller and a Perkin-Elmer Graphics Plotter 2.
U Corona Poling & Nonlinear Optical MeasurementsI PMMA (Scientific Polymer Products) was used as received. Disperse Red 1 (Aldrich)
was recrystallized using toluene. (Structure of Disperse Red 1 is given in Figure 10.)
Other dopants provided to us were used as received. Polymer + 3 wt.% dopant was
dissolved in spectroscopic grade chloroform and spin coated onto a quartz substrate
* which was patterned with planar chrome electrodes using standard
photolithographic techniques. The gap between the two electrodes was 800 gtm. Thefilms were dried below the glass transition temperature, Tg, of the polymer (-1000
C) for 24 hrs and above Tg for 12 hrs under vacuum. The final film thickness was
0.85 pim. Films were poled using either 1200 or 2400 volts across the 800 ptm gapresulting in an electric field of 15 or 30 kV/cm. Steady-state SHG intensities were
obtained by poling the samples above Tg (where steady-state conditions are reached
in a matter of seconds) and then cooling to 35*C. Measurements are reported at
35 °C.
I3!2
confidential proprietary information
-Ia "CH 2 CH2 OHI NO 2 -Q N=N-Q.CH2CH3
3 Figure 10: Structure of Red Disperse 1Figure 11 shows a schematic of the SHG measurement apparatus. The laser light isgenerated by a q-switched Nd:YAG laser at 1.064 pgm. The beam is p-polarized andsplit so that a y-cut quartz reference, used for monitoring laser power, and the
sample are measured simultaneously. A photomultiplher and integrator collect andanalyze the emergent SHG light (at 532nm), and the optical signal is ratioed againstthe quartz reference in order to eliminate any issue concerning fluctuations in laserpower.
IIII
IIIU
I*I 22
Iconfidential proprietary informationIL.I
I
ILI
beam attenuator
beam splitter polarizer mirror
I ~lens C•• lens
Sample "Quartz
Sample Beam 4 - Reference Beam
IIR filter an IRfilter
I [ Integrator, Computer & Chart Recorder
I Figure 11: Laser System used to Make the SHG Measurements
SI 4.0 RESEARCH RESULTS & ASSESSMENTS
The Phase I research has resulted in the synthesis and identification of a previouslyunknown set of aromatic phosphonic acid compounds, which possessed interesting
thermal properties. More specifically, the research yielded the following results:
* A previously unknown set of phosphono-substituted biphenyl compounds
was synthesized, and characterized.
II 23
SI
confidential proprietary information
I*It was established that this new set of compounds possessed liquid
crystalline properties.
SCorona poling of the new com pounds in polym er film s w as carried out toalign the liquid crystalline materials, in order to improve their non-linear opticalproperties.
* The synthesized phosphonates did not possess non-linear optical
properties.
5.0 CONCLUSIONS & RECOMMENDATIONS
The Phase I research resulted in the synthesis and characterization of a previouslyunknown, and interesting set of aromatic phosphonic acid compounds that possess
liquid crystalline properties. There are very liquid crystals that have been reportedthat are liquid crystalline in nature. However, the non-linear optical properties ofthese compounds were determined to be unremarkable. Very probably, this is dueto a relatively small dipole between the phosphonate moiety and the cyano group.Based upon these results a Phase II program is not warranted, and therefore is notrecommended. Nevertheless, interesting ideas and research work suggest
themselves. Some of these ideas will undoubtedly be pursued in the future.
6.0 POTENTIAL APPLICATIONS
There is a great potential, both commercially and within the Federal Government,
for high performance nonlinear optical materials. Potential applications include,but are not limited to, switches, modulators, guided wave devices, oscillators andharmonic generators. However, recent years have witnessed a plateau in theimprovement of these materials.
7.0 REFERENCES
1. Heeger, A.J.; Orenstein, J.; Ulrich, D.R.; Nonlinear Optical Properties of Polymers,Materials Research Society; Pittsburgh, PA, Symposium Series # 109 1988.
2. Chiang, L.Y.; Chaikin, P.M.; Cowan, D.O.; Advanced Organic Solid State Materials,Materials Research Society; Pittsburgh, PA, Symposium Series # 173 1990.
I* 24
I
confidential pro xrietary information
I3. Williams, D.J.; Angewante Chemie hit. Ed.; 23 690 1984.I 4. Chen, M. et al.; Macromolecules; 24 5421 1991.I 5. Yu, L.; Dalton, L.R.; J. Amer. Chem. Soc. 111 8699 1989.E 6. Koide, N.; et al.; Mol. Cryst. Liq. Cryst.; 198 323 1991.
7. Kanis, D.R.; Ratner, M.A.; Marks, T.J.; 1. Amer. Chem. Soc. 112 8203 1990.
I8. Green, M.L.H.; Qin, J.; O'Hare, D.; Bunting, H.E.; Pure & Applied Chem. 61 817I 1989.
II1I11111II1 25