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     Mucositis: Perspectives and Clinical Practice GuidelinesSupplement to  Cancer 

    Perspectives on Cancer Therapy-InducedMucosal InjuryPathogenesis, Measurement, Epidemiology, and Consequences for Patients 

    Stephen T. Sonis,   D.M.D., D.M.Sc.1

    Linda S. Elting,  Dr.P.H.2

    Dorothy Keefe,   M.D.3

    Douglas E. Peterson,   D.M.D., Ph.D.4

    Mark Schubert,  D.D.S., M.S.D.

    5

    Martin Hauer-Jensen,   M.D., Ph.D.6

    B. Nebiyou Bekele,   Ph.D.2

    Judith Raber-Durlacher,   D.D.S.7

    J. Peter Donnelly,   Ph.D.8

    Edward B. Rubenstein,   M.D.9

    for the Mucositis Study Section of theMultinational Association of Support-ive Care in Cancer and the Interna-tional Society for Oral Oncology.

    1 Division of Oral Medicine, Brigham & Women’s

    Hospital, Boston, Massachusetts.

    2 Department of Biostatistics and Applied Mathe-matics, The University of Texas M. D. Anderson

    Cancer Center, Houston, Texas.

    3 Department of Medical Oncology, Royal Adelaide

    Hospital, Adelaide, South Australia, Australia.

    4 Department of Oral Diagnosis, University of Con-

    necticut Health Center, Farmington, Connecticut.

    5 Department of Oral Medicine, Fred Hutchinson

    Cancer Research Center, Seattle, Washington.

    6 Arkansas Cancer Research Center, University of

     Arkansas for Medical Sciences, Little Rock, Arkansas.

    7 Department of Clinical Oncology, Leiden Univer-

    sity Medical Center, Leiden, The Netherlands.

    8 Department of Hematology, Nijmegen University

    Hospital, Nijmegen, The Netherlands.

    9 Department of Palliative Care and Rehabilitation

    Medicine, The University of Texas M. D. Anderson

    Cancer Center, Houston, Texas.

    Supported by unrestricted educational grants to

    the Mucositis Study Section of the Multinational

     Association of Supportive Care in Cancer (MASCC)

    and the International Society for Oral Oncology

    (ISOO). Corporate sponsors include Amgen

    (Thousand Oaks, CA), GelTex Pharmaceuticals

    (Waltham, MA), Helsinn Healthcare SA (Pazzallo,

    Switzerland), Human Genome Sciences (Rockville,

    MD), McNeil Consumer and Specialty Pharmaceu-

    ticals (Fort Washington, PA), MGI Pharma (Bloom-

    ington, MN), MedImmune (Gaithersburg, MD), Ora-

    Pharma (Warminster, PA), and RxKinetix

    (Louisville, CO).

    The MASCC and ISOO Mucositis Study Section

    thank medical librarian Ronald D. Hutchins andmedical editor Beth W. Allen.

    Edward B. Rubenstein’s current address: MGI

    Pharma, Bloomington, Minnesota.

     Address for reprints: Stephen T. Sonis, Division of

    Oral Medicine, Brigham & Women’s Hospital, 25

    Francis Street, Boston, MA 02115; Fax: (617) 232-

    8970; E-mail: [email protected]

    Dr. Sonis has served as a consultant for Biomodels

    and Affiliates, LLC (Wellesley, MA).

    Dr. Elting has received speaker’s honoraria from

    McNeill Pharmaceuticals and Endo Pharmaceuti-

    cals (Chadds Ford, PA).

    Dr. Keefe has received research funding and

    speaker’s honoraria from Amgen.

    Dr. Peterson has served as a paid consultant for

     Aesgen, Inc. (Princeton, NJ).

    Dr. Schubert is a member of the Advisory Boards

    for Endo Pharmaceuticals, OSI Pharmaceuticals,

    and McNeill Pharmaceuticals and has receivedconsulting fees per meeting plus expenses.

    Dr. Rubenstein has received research funding from

    and is a member of the speakers program and

    advisory board at Merck (Whitehouse Station, NJ);

    he owns common stock in and is a member of the

    advisory board at MGI Pharma; and he is a mem-

    ber of the advisory boards at Endo Pharmaceuti-

    cals, McNeil Consumer and Specialty Pharmaceu-

    ticals, and OSI Pharmaceuticals.

    Received December 19, 2003; accepted January

    22, 2004.

    BACKGROUND.  A frequent complication of anticancer treatment, oral and gastro-

    intestinal (GI) mucositis, threatens the effectiveness of therapy because it leads to

    dose reductions, increases healthcare costs, and impairs patients’ quality of life.

    The Multinational Association of Supportive Care in Cancer and the International

    Society for Oral Oncology assembled an international multidisciplinary panel of experts to create clinical practice guidelines for the prevention, evaluation, and

    treatment of mucositis.

    METHODS. The panelists examined medical literature published from January 1966

    through May 2002, presented their findings at two separate conferences, and then

    created a writing committee that produced two articles: the current study and

    another that codifies the clinical implications of the panel’s findings in practice

    guidelines.

    RESULTS. New evidence supports the view that oral mucositis is a complex process

    involving all the tissues and cellular elements of the mucosa. Other findings

    suggest that some aspects of mucositis risk may be determined genetically. GI

    1995

    © 2004 American Cancer Society

    DOI 10.1002/cncr.20162Published online in Wiley InterScience (www.interscience.wiley.com).

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    proapoptotic and antiapoptotic gene levels change along the GI tract, perhaps

    explaining differences in the frequency with which mucositis occurs at different

    sites. Studies of mucositis incidence in clinical trials by quality and using meta-

    analysis techniques produced estimates of incidence that are presented herein for

     what to our knowledge may be a broader range of cancers than ever presented

    before.

    CONCLUSIONS.   Understanding the pathobiology of mucositis, its incidence, and

    scoring are essential for progress in research and care directed at this common

    side-effect of anticancer therapies.  Cancer  2004;100(9 Suppl):1995–2025.

    © 2004 American Cancer Society.

    KEYWORDS: stomatitis, oral mucositis, gastrointestinal mucositis, mucosal barrier

    injury, mucositis clinical assessment scales, mucositis etiopathogenesis.

    Oral mucositis is a frequent complication of cytore-ductive cancer chemotherapy and radiotherapy.In many patients, it is associated with considerable

    pain and, thus, can significantly impair quality of life;

    in neutropenic patients with cancer, mucositis repre-

    sents a clinically significant risk factor for sepsis.1 Fur-

    thermore, in some patients, it becomes a dose-limit-

    ing toxicity, slowing or preventing continuation of 

    selected cancer therapies, including accelerated frac-

    tionation and hyperfractionation in radiotherapy and

    interventions that combine chemotherapy and radio-

    therapy.

    Gastrointestinal (GI) mucositis, which represents

    injury of the rest of the alimentary tract, also is be-

    coming recognized increasingly as a toxicity associ-

    ated with many standard-dose chemotherapy regi-

    mens commonly used in the treatment of cancer and

     with radiation to any part of the GI tract. After che-motherapy, GI mucositis is most prominent in the

    small intestine, but it also occurs in the esophagus,

    stomach, and large intestine. Radiation esophagitis

    and radiation proctitis are also manifestations of GI

    mucositis.

    Over the past 5 years, investigators have devel-

    oped insight into the basic molecular mechanisms of 

    mucosal barrier injury, prompting new strategies for

    prevention and treatment. Equally significant are re-

    cent studies that have defined the epidemiologic as-

    pects of mucositis further, because they form the basis

    for any analysis in which the potential efficacy of anintervention is evaluated.1 Furthermore, because in-

    terpreting the epidemiologic data depends on under-

    standing the scoring systems used to measure and

    objectively classify mucositis, the strengths and limi-

    tations of the scoring systems are reviewed before the

    epidemiologic data are presented. Therefore, in this

    article, we describe the most current view of mucositis

    pathobiology, the scoring systems, the current epide-

    miology, and the economic and clinical consequences

    of mucositis for patients. The epidemiologic data are

    drawn from a comprehensive, evidence-based litera-

    ture review that was conducted by the Mucositis Sec-

    tion of the Multinational Association of Supportive

    Care in Cancer and the International Society for Oral

    Oncology, as part of the effort to create clinical prac-

    tice guidelines (see the accompanying article in this

    issue2).

    BIOLOGIC BASIS AND PATHOGENESISOral Mucositis

    The biologic complexities underlying mucosal barrier

    injury and, in particular, oral mucositis have been

    appreciated only recently. In fact, our understanding 

    of the molecular, cellular, and tissue events that lead

    to this common and often dose-limiting toxicity con-

    tinue to evolve. Historically, mucositis was viewed

    solely as an epithelium-mediated event that was the

    result of the nonspecific toxic effects of radiation or

    chemotherapy on dividing epithelial stem cells.3 It was

    believed that direct damage by chemotherapy or radi-

    ation therapy to the basal epithelial cell layer led to

    loss of the renewal capacity of the epithelium, result-

    ing in clonogenic cell death, atrophy, and consequent

    ulceration. This direct, somewhat linear process failed

    to account for several more recent findings about the

    role of other cells and the extracellular matrix in the

    submucosal region. These observations outlined be-

    low indicate that the mechanisms that result in mu-

    cositis are not so direct or simple.4

    Microvascular injury (e.g., injury mediated by en-dothelial apoptosis) may play a significant role in the

    development of radiation-induced intestinal injury.5

    Morphologic evidence provided by electron micros-

    copy demonstrates that endothelial and connective

    tissue damage precedes epithelial changes in irradi-

    ated oral mucosa,4 suggesting that endothelial injury 

    is an early event in the development of radiation-

    induced mucosal injury. Whether endothelial injury 

    has a sustaining role is unclear, however, inasmuch as

    morphologic evidence of vascular damage was not

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    observed in human material obtained from patients

     who had received cumulative radiation doses of 30

    grays, despite increased expression of adhesion mol-

    ecules.6 The finding that the inhibition of platelet ag-

    gregation is associated with reduced mucosal toxicity 

    also suggests a possible role for vascular endotheliumand platelets in the pathogenesis of mucositis.7

    Further evidence suggesting that mucositis is not

     just an epithelial process comes from examining the

    relation between proinflammatory cytokines and mu-

    cosal toxicity in animal and human studies. Increased

    peripheral blood levels of tumor necrosis factor-alpha

    (TNF-) and interleukins 1 and 6 (IL-1 and IL-6) cor-

    relate with the extent of nonhematologic toxicities in

    patients following chemotherapy.8 Similarly, mucosal

    levels of IL-1  and gene expression of TNF-  are as-

    sociated with the development of mucositis in animal

    models.4  Agents known to attenuate the expression of 

    both cytokines have demonstrated efficacy in the pre-vention of both experimental4 and clinical9 mucositis.

    For example, in a radiation-injury mucositis model,

    IL-11, a pleotrophic cytokine, can decrease TNF- lev-

    els, an event associated with a reduction in mucositis

    scores. Furthermore, it has been noted recently that

    tissue apoptotic rates that vary in different disease

    states (in psoriasis, antiapoptotic; in Addison disease,

    proapoptotic) are associated with opposing risks for

    mucositis compared with controls without either con-

    dition (Chen E, unpublished data).

    Increasing direct and indirect experimental evi-

    dence supports the concept that virtually all the cells

    and tissues of the oral mucosa, including the extracel-

    lular matrix, contribute to barrier injury. The sequence

    of cell and tissue changes further implies that nothing 

    occurs within the mucosa as a biologically isolated

    event. Rather, it appears that interactions among the

    various mucosal components, including those influ-

    enced by the oral environment, collectively lead to

    mucositis.

    For illustrative purposes, mucosal barrier injury 

    can be viewed as having five phases: initiation, up-

    regulation with generation of messengers, signaling 

    and amplification, ulceration with inflammation, and,

    finally, healing. This model of injury is demonstratedbest in the oral mucosa but also may take place in the

    rest of the alimentary canal. Although the model as

    described seems linear, injury occurs very quickly and

    simultaneously in all tissues.

    Initiation 

     Whatever the target tissue, generation of oxidative

    stress and reactive oxygen species (ROS) by chemo-

    therapeutic agents or radiation appears to be a pri-

    mary event in most pathways leading to mucositis.

    The consistent reports of ROS generation after expo-

    sure to stomatotoxic agents10 and the results of studies

    that demonstrate successful attenuation of mucosal

    injury by agents that effectively block or scavenge

    oxygen-free radicals11 suggest a significant role for

    ROS in injury induction. Whether they are generatedby chemotherapy or radiation exposure, ROS directly 

    damage cells, tissues, and blood vessels. The activa-

    tion of ROS and their subsequent ability to stimulate a

    number of transcription factors seem to characterize

    the acute tissue response to a stomatotoxic challenge

    and are considered the hallmark of the initiation

    phase of mucositis leading to other biologic events.

    Up-regulation and generation of messenger signals 

    During the second phase, multiple events occur si-

    multaneously. ROS cause DNA damage and subse-

    quent clonogenic cell death in the epithelial layer.

    Importantly, direct clonogenic death of basal epithe-lial cell death is insufficient to account for the extent

    of mucositis observed. Given the observed sequence

    of cellular and tissue events, the search for a pivotal

    biologic event that drives mucositis is compelling. Of 

    the transcription factors that may be significant, nu-

    clear factor-B (NF-B) has many of the characteris-

    tics that suggest that it may be a key element in the

    genesis of mucositis: It is activated by either radiother-

    apy or chemotherapy, the 26S proteasome is detect-

    able in stressed mucosa, it has the capacity to up-

    regulate a large panel of genes with the potential to

    elicit a broad range of tissue responses, and it can re-

    spond differently to varying challenges. Once activated,

    NF-B leads to the up-regulation of many genes, includ-

    ing those that result in the production of the proinflam-

    matory cytokines TNF-, IL-1, and IL-6. This leads to

    tissue injury and apoptosis. Upregulation of other genes

    causes the expression of adhesion molecules, subse-

    quent activation of the cyclooxgenase-2 pathway, and

    consequent angiogenesis (Fig. 1).

    It would be naı̈ve to suggest that NF-B is the sole

    pathway leading to chemotherapy-induced or radio-

    therapy-induced normal tissue apoptosis. For exam-

    ple, ROS can activate sphyngomyelinase, chemother-

    apy can activate ceramide synthase directly, and theceramide pathway may work in parallel or sequen-

    tially to induce primary apoptosis.12 Fibronectin

    break-up also occurs during the up-regulation and

    message-generating phase of mucositis. Macrophages

    are activated subsequently, leading matrix metallo-

    proteinases to then cause tissue injury directly or lead-

    ing to more production of TNF-. The end result of the

    up-regulation and message-generation phase of mu-

    cositis is one of simultaneous events in all involved

    tissues at all levels (see Fig. 2).

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    FIGURE 1. Chemotherapy (CT) or radiotherapy (RT) may initiate mucositis directly by causing DNA strand breaks, through the generation of reactive oxygen species

    (ROS), or through enzymatic or transcription factor activation in multiple cellular elements within the mucosa. ROS may damage other cells and tissues directly and

    also stimulate secondary mediators of injury, including such transcription factors as nuclear factor-B (NF-B). When messenger signals are up-regulated and

    generated, multiple events occur simultaneously. ROS cause DNA damage leading to clonogenic cell death. Activation of transcription factors in response to ROS,

    RT, or CT results in gene up-regulation, including the genes tumor necrosis factor-  (TNF-) and the interleukins (IL-1) and IL-6, leading to tissue injury and

    apoptosis of cells within the submucosa and primary injury of cells within the basal epithelium. Other genes also are up-regulated, leading to the expression of

    adhesion molecules, cyclooxygenase-2 (COX-2), and subsequent angiogenesis.

    FIGURE 2.  During up-regulation and

    generation of messenger signals, en-

    zymes (sphingomyelinase and ceramide

    synthase) that catalyze ceramide syn-

    thesis are activated directly by radio-

    therapy (RT) or chemotherapy (CT) or

    indirectly by reactive oxygen species

    (ROS) and tumor necrosis factor (TNF-

    ). The ceramide pathway provides an

    alternative conduit for apoptosis of both

    submucosal and basal epithelial cells. Inaddition, fibronectin breakdown leads to

    macrophage activation and subsequent

    tissue injury mediated by matrix metal-

    loproteinase (MMP) and production of

    additional TNF-.

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    Signaling and amplification 

    It seems likely that, in addition to exerting a direct

    damaging effect on mucosal target cells, proinflam-

    matory cytokines also play an indirect role in ampli-

    fying mucosal injury initiated by radiation and che-

    motherapy. For example, TNF-   is a very capable

    activator of a number of pathways that can lead to

    tissue injury, including the ceramide and caspase

    pathways and the transcription pathway mediated by 

    NF-B. These signals lead to further production of the

    proinflammatory cytokines TNF-, IL-1, and IL-6. In

    addition, activation of the ceramide pathway by 

    TNF-   may provide an effector mechanism for sec-

    ondary TNF--mediated tissue damage. The ultimate

    consequence of this phase is that the tissue is altered

    biologically, even though it may appear normal (Fig. 3).

    Ulceration 

    Mucositis, especially that induced by radiation, fre-

    quently is referred to as an inflammatory process;

    however, the phrase may misrepresent the signifi-

    cance of inflammation in mucosal barrier injury. An

    acute inflammatory infiltrate is not identifiable histo-

    logically during the early stages of radiation-induced

    mucositis. Furthermore, stomatotoxicity occurs dur-

    ing periods of maximum myeloablation in patients

    treated with chemotherapy. Despite the lack of a ro-

    bust neutrophil infiltrate during the development of 

    mucositis, a round cell infiltrate, comprised largely of 

    reparative RM3/1 positive macrophages, has been re-

    ported in response to increasing doses of radiation.13

    This infiltrate most likely is the consequence of a

    sequence of events triggered by oxidative stress, me-

    diated by activated T cells, and preceded by the pro-

    duction of adhesion molecules. It has been suggested

    that the presence of these cells represents an interme-

    diate, antiinflammatory response.13 Mast cells have

    been observed in irradiated rat intestinal mucosa, and

    investigators have speculated that these cells have a

    protective role.14 Not unexpectedly, the ulcerative

    phase of mucositis is characterized by a robust inflam-

    matory infiltrate comprised of both polymorphonu-clear and round inflammatory cells.

    During the ulcerative phase of mucositis, bacterial

    colonization occurs with gram-positive, gram-nega-

    tive, and anaerobic organisms. The role of such oral

    environmental factors as bacteria and their products is

    unclear. Cell wall products from bacteria can activate

    tissue macrophages, leading to more production of 

    the proinflammatory cytokines TNF-, IL-1, and

    IL-6. Although bacterial cell wall products have the

    ability to amplify and accelerate local tissue damage

    FIGURE 3.   During the signaling andamplification phase, one consequence

    of the flood of mediators released in

    response to the initial insult is a series of

    positive feedback loops that serve to

    amplify and prolong tissue injury

    through their effects on transcription

    factors and on the ceramide and

    caspase pathways (not shown). Conse-

    quently, gene up-regulation occurs with

    resultant increases in injurious cytokine

    production. Because the damaging

    events are focused in the submucosa

    and basal epithelium, the clinical ap-

    pearance of the mucosal surface re-

    mains deceptively normal. CT: chemo-

    therapy; IL: interleukin; MMP: matrix

    metalloproteinase; NF-B: nuclear fac-

    tor-B; ROS: reactive oxygen species;

    RT: radiotherapy; TNF-, tumor necrosis

    factor-.

    Perspectives on Therapy-Induced Mucositis/Sonis et al. 1999

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    markedly by stimulating a variety of pathways, the

    effect of directly reducing the bacterial load on the

    course of mucositis has been erratic. Similarly,

    changes in the composition and amount of saliva pre-

    sumably may influence the susceptibility of tissue to

    cytotoxic agents and the tissue’s ability to heal. None-

    theless, to our knowledge, outcomes of mucositis

    studies in which salivary function is targeted are un-

    clear. Ultimately, the consequences of ulceration are

    further cytokine amplification, inflammation, and

    pain, and the patient is at increased risk for bactere-

    mia and sepsis (Fig. 4).

    Healing 

     A review of the physiology of wound healing is far

    beyond the scope of this report; however, the healing 

    phase of oral mucositis starts with a signal from the

    extracellular matrix. This leads to a renewal of epithe-

    lial proliferation and differentiation and reestablish-

    ment of the local microbial flora. Depending on the

    clinical setting, other associated clinical events simul-

    taneously return to normal. For example, in hemato-

    poietic stem cell transplantation (HSCT), the healing 

    phase also is marked by leukocyte recovery. After the

    healing phase, the oral mucosa appears normal; how-

    ever, despite its normal appearance, the mucosal en-

    vironment has been altered significantly. There is re-

    sidual angiogenesis, and the patient is now at

    increased risk of future episodes of oral mucositis andits complications with subsequent anticancer therapy.

    Genetic risk and modulation of mucositis 

     All of the tissue changes described above may occur in

    the context of tissue that either is primed genetically 

    or is resistant to regimen-related toxicities. Mounting 

    evidence suggests that some aspects of mucositis risk 

    may be determined genetically. Three lines of evi-

    dence support this hypothesis. Differences in individ-

    ual susceptibility to chemotherapy-induced and ra-

    diotherapy-induced toxicities have been noted for

     years. Recently reported studies have concluded that

    murine strains vary in their mucosal response to radi-ation.15 Single nucleotide polymorphisms have been

    identified that are associated with the metabolism of a

    number of chemotherapeutic agents. Individuals who

    express phenotypes that result in deficiencies of en-

    zymes needed for metabolism of specific chemother-

    apy drugs are at increased risk for toxicity. For exam-

    ple, polymorphisms that predispose to methotrexate-

    related toxicities have been noted in bone marrow 

    transplantation recipients with increased levels of mu-

    cositis.16 These findings, as well as results suggesting 

    that the risk of toxicity is determined in part by gender

    or ethnicity, undoubtedly will be topics for additional

    investigation.

    The effect of NF-B on apoptosis is paradoxical.

    There are numerous reports demonstrating that acti-

    vation of NF-B is antiapoptotic and, therefore, that

    regimen-related toxicity may lead to the conclusion

    that chemotherapy-induced or radiotherapy-induced

    NF-B activation in normal cells is not only not cyto-

    protective but also proapoptotic. This concept sug-

    gests that there are differences in the way in which

    normal cells and tumor cells respond to cytotoxic

    challenges and potentially presents a huge opportu-

    nity for targeted mucositis interventions that do not

     jeopardize therapy-induced tumor kill.17

    Conse-quently, the role of NF-B, and other transcription

    factors in the pathogenesis of mucositis is of great

    potential interest.

     Although to our knowledge much of the mecha-

    nistic basis for regimen-related mucosal injury has yet

    to be determined, based on the data available, it is

    evident that mucositis is much more than just an

    epithelial event. This five-phase model helps to pro-

    vide a mechanistic understanding of the complex bi-

    ology of mucositis. It also serves as a basis for under-

    FIGURE 4.  The ulcerative phase is the phase associated most consistently

    with mucositis. The injury and death of the basal epithelial stem cells resulting

    from the prior phases result in atrophic changes that culminate in true

    deterioration and breakdown of the mucosa. This phase generally is markedly

    symptomatic. The ulcer serves as a focus for bacterial colonization, particularly

    in an environment so rich in microorganisms. Secondary infection is common.

    What is significant is that cell wall products from bacteria penetrate the

    submucosa and further exacerbate the condition by stimulating infiltrating

    macrophages to produce and release additional proinflammatory cytokines. In

    neutropenic patients, whole bacteria may invade submucosal vessels to cause

    bacteremia or sepsis. IL: interleukin; TNF-: tumor necrosis factor-.

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    standing the rationale for therapeutic interventions as

    single agents or combination therapies.

    GI Mucositis

    In contrast to earlier thinking, there is no reason to

    assume that the pathobiology of intestinal mucositis isany less complex than the pathobiology suggested for

    oral mucositis. The common embryologic develop-

    ment of the entire GI tract makes it likely that the basic

    pathogenesis of mucositis is similar, with local differ-

    ences due to the specialized differentiation in each

    area. In fact, it is likely that the initiating events in

    both tissue types are similar. However, in addition to

    the obvious morphologic differences observed be-

    tween the most proximal and distal elements of the GI

    tract and its intestinal elements, specific functional

    components also make each section distinctive.

    Teleologically, it might be assumed that chemo-

    therapy-derived or radiotherapy-derived, cell-damag-ing or cell-destroying mechanisms must share a cer-

    tain degree of commonality. It could be argued that

    the damage that occurs in the intestine is similar to

    the damage that occurs in the basal epithelium of 

    stratified mucosa but acts at a much faster rate. In

    addition, the functional and symptomatic outcomes

    of gut toxicity are very different from the outcomes

    noted secondary to oral, esophageal, or rectal injury.

    Similar to oral mucositis, in GI mucositis, it was

    believed historically that radiation caused direct cyto-

    cidal injury (clonogenic and apoptotic cell death), di-

    rect functional injury, and a number of reactive (indi-

    rect) changes. Although, to a large extent, acute

    toxicity is a result of crypt cell death, resulting in the

    breakdown of the mucosal barrier and in mucosal

    inflammation, controversy exists regarding whether

    this effect, in fact, is direct or is mediated through a

    series of intermediate steps. Paris et al.,5 as noted

    earlier, argued that crypt cell death is actually an in-

    direct consequence of endothelial cell apoptosis and

    that endothelial cell apoptosis, therefore, is the pri-

    mary lesion responsible for the intestinal radiation

    syndrome. Although these findings are not accepted

    universally, they provide strong evidence that intesti-

    nal injury may be the consequence, at least in part, of intermediate events mediated by nonepithelial tis-

    sues. This hypothesis may be supported by the finding 

    that during fractionated radiation therapy, a number

    of compensatory changes also occur. For example,

    during pelvic radiation therapy, intestinal permeabil-

    ity and histologic injury actually are maximal in the

    middle of the radiation course and then improve to-

     ward the end, despite continued daily irradiation and

    increasing symptoms of intestinal toxicity.18,19 This

    suggests that mechanisms other than histologically 

    detectable changes in the mucosa are responsible for

    bowel symptoms (nausea, emesis, diarrhea,and pain)

    in patients during fractionated radiation therapy.

     Although aspects of GI radiation-induced injury 

    have been studied in all segments of the alimentary 

    tract (esophagus, stomach, duodenum, small intes-tine, colon, and rectum) and have been reviewed re-

    cently by Fajardo et al.20 and Hauer-Jensen et al.,21 to

    our knowledge, investigations of chemotherapy-in-

    duced GI mucositis have been focused mainly on the

    small intestine.

    Many cytotoxic chemotherapeutic agents kill rap-

    idly dividing cells, making the GI tract particularly 

    vulnerable. In the small intestine, cytotoxic agents act

    at different levels of the crypt cell hierarchy, leading to

    crypt hypoplasia followed by regeneration.22,23 The

    first abnormality noted in the human small intestine is

    an increase in apoptosis on Day 1 after chemotherapy;

    this is followed by reductions in crypt length, villusarea, and mitotic index, which reach their nadir on

    Day 3. Rebound hyperplasia follows on Day 5, prior to

    normalization.24 This has now been modeled in rats,

    in which it follows a similar pattern over a shorter time

    course.25–27 However, Pritchard et al.28 have shown

    that an increase in apoptosis does not necessarily 

    correlate with the severity of overt mucositis, suggest-

    ing a contribution from p53 and p21. Gibson et al.29

    confirmed this in the DA rat model. Further research

    has shown30 that the ratio of proapoptotic genes to

    antiapoptotic genes of the  bcl -2 family changes along 

    the GI tract. There is a higher ratio of proapoptotic to

    antiapoptotic genes in the small intestine than in the

    large intestine, which may help explain the differences

    in mucositis that occur. The different ratio of pro-

    apoptotic to antiapoptotic genes found at the different

    levels of the GI tract most likely relates to the differ-

    ences in function, with the small intestine receiving a

    large volume of potential toxins, most of which have

    been neutralized prior to arrival in the colon. It also

    may help to explain the rarity of small intestinal ma-

    lignancy compared with colonic malignancy. Because

    chemotherapy acts on tumors partly through apopto-

    sis, antiapoptotic strategies to prevent mucositis

     would need to be very specific to the GI tract ratherthan tumor. Gibson et al. have shown that the small

    intestine damage caused by irinotecan (CPT-11) is the

    same as that caused by drugs such as methotrexate,

    but that there is more colonic crypt goblet cell hyper-

    plasia.31

    The esophagus is lined by nonkeratinized epithe-

    lium with a lamina propria and muscularis mucosa.

    Chemotherapy damages the dividing and differentiat-

    ing cells, leading to a thin and ulcerated epithelium.32

    Chemotherapy also alters the proliferative rate of con-

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    nective tissue cells within the lamina propria, which

    results in increased vascular permeability and an in-

    flammatory infiltrate. Fibrosis and tissue ischemia en-

    sue. There is little information in the literature regard-

    ing esophageal mucositis because most symptoms

    localized to the esophagus usually are attributed togastroesophageal reflux disease or to either viral or

    fungal infections, which can coexist with any direct

    chemotherapy-induced toxicity.

    Likewise, little data exist concerning mucositis of 

    the stomach. Sartori et al. described gastric erosions

    after chemotherapy with combined cyclophospha-

    mide, methotrexate, and 5-fluorouracil (5-FU) or with

    5-FU alone.33,34 The colon is not considered an area

    that is particularly susceptible to chemotherapy-in-

    duced mucositis. Gibson et al.26 reported crypt dam-

    age in the colon after methotrexate and CPT-11 ther-

    apy, but the damage observed was less than that noted

    in the small intestine. Typhlitis, or postchemotherapy enterocolitis (usually involving the cecum), has been

    reported in several articles,35–39 but to our knowledge

    no histopathologic studies have been performed. It

    appears to be increasing in incidence with the advent

    of newer chemotherapeutic agents, such as the tax-

    anes.

     Whatever the initiating event, it is likely that mu-

    cosal barrier injury in the GI tract and the oral mucosa

    share similar mechanisms. Although more molecular

    events have been elucidated in the pathogenesis of 

    oral mucositis relative to its GI counterpart, future

    research is likely to demonstrate that the oral cavity 

    and the GI tract have sufficient homology that differ-

    ences between them will be due to local differences in

    specialized cell differentiation.

    CLINICAL MUCOSITIS ASSESSMENT SCALESFrom routine patient care to sophisticated clinical re-

    search settings, the importance of being able to de-

    scribe precisely, classify objectively, and measure re-

    producibly the severity of mucosal damage cannot be

    overestimated. Ideally, a mucositis scoring system

    should be objective, validated, and reproducible

    across all clinical situations and applications. The

    scale should be sufficiently sensitive to measure ap-propriate parameters of the mucositis experience con-

    sistently across different treatment modalities, including 

    cancer chemotherapy, radiotherapy, and chemoradio-

    therapy. It also should precisely measure elements

    associated with mucositis consistently (i.e., content

    validity). Minimal training should be necessary to pro-

    duce systematic, accurate results, and the scale should

    be characterized by intrarater and interrater reliabil-

    ity. No scale established to date meets all these criteria

    or is accepted universally.

    Because the need for mucositis measurement in-

    struments has become more acute, a number of dif-

    ferent scoring systems have been developed (Table

    1).40–54  A few scales measure GI mucositis, but the

    majority of the scales measure oral mucositis. Oral

    mucositis scales range considerably in their complex-ity and have undergone varying degrees of validation.

    Scoring of Oral Mucositis

    The mucositis scales used most commonly were de-

    signed to define in global terms stomatotoxicity result-

    ing from different cancer treatments. These tools are

    comprised of four-point or five-point scales that rate

    the overall status of the mouth relative to the clinically 

    observed mucosal appearance, severity of patient

    pain, and, in some instances, the patient’s functional

    capabilities relative to his or her oral status (e.g., the

    ability to eat). Historically, many of these simple, com-

    bined, variable toxicity scales have been based on ascale developed by the World Health Organization

    (WHO) for the clinical assessment of patients receiv-

    ing cancer therapy. A number of similar scales have

    been developed and promoted as part of the National

    Cancer Institute-Common Toxicity Criteria (NCI-CTC)

    scales, which are used frequently by cooperative on-

    cology groups and oncology researchers (Table 1).

     A second group of scales has evolved out of these

    simpler scales, and developed as nursing management

    and clinical research tools. These can be characterized

    as utilizing a combination of objective, functional, and

    symptomatic variables. Like the simpler toxicity 

    scales, the oral mucositis scales combining objective,

    functional, and symptomatic descriptors apply them

    to specific anatomic areas, adding greater specificity 

     with various aspects of oral function and subjective

    patient responses. A third series of scales, the detailed

    objective scoring scales, were designed for clinical re-

    search trials and tend to focus on directed, separately 

    scored, objective and subjective end points (for a de-

    scription of these scales, see Table 2).

    The most relevant scales for clinical management

    appear to be those based on NCI or WHO design. As

    noted earlier, symptoms, signs, and functional distur-

    bances are assessed, and a global score is achievedreadily. Analysis of approximately 400 trials, as a com-

    ponent of the evidence-based review for the clinical

    practice guidelines, determined that most of the stud-

    ies utilized the NCI (43%) or WHO (38%) scales. Ten

    percent of studies employed a study-specific scale,

    and 5% used a cooperative group scale, such as scales

    used by the Radiation Therapy Oncology Group or the

    Eastern Cooperative Oncology Group (ECOG). Re-

    maining scales, including the Stanford and Herzig 

    scales, were used by  0.5% of studies each.

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    TABLE 1Measurement of Oral Mucositis

    Scale (use) Source Elements measured Advantages Disadvantages

    Simple, combined-variable mucositisscoring scales

    NCI-CTC (clinical and research) Trotti et al., 200040 (see alsohttp://ctep.cancer.gov/forms/CTCv20 4-30-992.pdf 41)

    Combined elements: symptom(pain), signs (erythema,ulceration); function; type of dietary intake

    Used widely in research and clinical caresettings; specific scales for mucositisin patients undergoing head/neck radiation, chemotherapy, or HSCT

    Research assessment potentially confounded by combinationof symptoms, signs, andfunctional changes

     WHO (clinical and research) WHO, 197942 Combined elements: symptom(pain), signs (erythema,ulceration); function: type of dietary intake

    Used widely in research and clinical caresettings; specific scales for mucositisin patients undergoing head/neck radiation, chemotherapy, or HSCT

    Research assessment potentially confounded by combinationof symptoms, signs, andfunctional changes

    RTOG (clinical and research) RTOG (seehttp://www.rtog.org/members/toxicity/acute.htm43)

    Combined elements: symptom(pain), signs (unspecified);function: unspecified

    Used widely in research and clinical caresettings

    Research assessment potentially confounded by combinationof symptoms, signs, andfunctional changes

    Detailed, objective mucositis scoringscales

    OMI for HSCT (research) Schubert et al., 199244 Thirty-four mucosal changes: signs(atrophy, erythema, ulceration/pseudomembrane, edema, andselected sites); pain scores

    (separate VAS)

    Specific to 11 oral anatomic sites, thereby permitting subanalyses of changesacross the oral mucosa; eliminatesconfounders of symptoms and

    functional disturbances; coresconsistent with NCI and WHO scores

    Requires more examinerexperience and time thanNCI-CTC and WHO scales;only tested in patients

    undergoing HSCT

    Twenty-item OMI for HSCT(research)

    McGuire et al., 200245 Twenty mucosal changes: signs(atrophy, erythema, ulceration/pseudomembrane edema, andselected sites)

    Specific to nine oral anatomic sites;clinical objective changes scored as infull OMI

    Requires less expertise thanOMI

    OMAS for chemotherapy, radiation,and HSCT (research)

    Sonis et al., 199946 Signs (erythema, ulceration) Same advantages as OMI with fewer oralanatomic sites scored

    Requires more examinerexperience and time thanNCI-CTC and WHO scalesbut less time than OMI

    Spijkervet Radiation Mucositis Scale(research)

    Spijkervet, 198947  White discoloration, erythema,pseudomembrane ulceration

    Permits objective measure of tissue injury of tissue injury 

    Detailed mathematicalcalculation required;requires further validation inmulticenter setting

    Combined objective/functional/symptom scales

    Oral Assessment Guide (clinical) Eilers et al. (1988)47 Signs (erythema), symptoms (pain,salivary changes), functional

    disturbances (swallowing,voice)

    Global scale that can reflect clinicalstatus/outcomes; suitable for nursing

    care decision making

    Not all variables necessarily link  with clinical status; some

    variables not continuous

     Western Consortium for CancerNursing Scale (clinical)

     Western Consortium for Cancer Nursing Research,199149

    Lesions, color, bleeding, subjectivevariables

    Global scale that can reflect clinicalstatus/outcomes; refined in 1998,based on elimination of five measuresother than lesions, color, or bleeding

    Mixed objective, subjective, andfunctional variables; difficultto score precisely 

     Walsh Quantitative Scoring Systemfor Oral Mucositis (clinical andresearch)

     Walsh et al., 199950 Mucosal changes, functionalchanges, salivary function, pain

    Conceptual elements of NCI or WHOscale applied to specific anatomicsites; moderate training

    Not validated; only tested inHSCT patients

    Tardieu Quantitative Scale of OralMucositis for HSCT (research)

    Tardieu et al., 199651 Mucosal changes, salivary function, function (voice,swallow), pain

    Includes four anatomic sites, range of severity 

    Not validated (pilot study only);only tested in HSCTpatients; detailed, requiresmoderate to significanttraining

    Daily Mucositis Scale for HSCT(research and clinical)

    Donnelly et al., 199252 Erythema, oral edema, pain,dysphagia

    Global scale that can reflect clinicalstatus/outcomes; less detailed thanmost

     Validation in multicenter study needed

    MacDibbs Mouth Assessment(research and clinical)

    Dibble et al., 199653 Patient symptoms, ulcerations,erythema/hyperkeratosis,sputum smear/herpes simplex virus culture

    Ease of administration generalizedassessment (not oral site-specific)

    Only reported for radiationmucositis; not validated(pilot study only)

    In vitro measurement

    Epithelial Viability Scale (research) Wymenga et al., 199754 Trypan blue-based exclusion,based on oral epithelial smears

    Easily administered; in vitro objectivemeasure; studied with bothchemotherapy-induced and radiation-induced mucositis

    Early in development; requiresadditional validation

    NCI-CTC: National Cancer Institute Common Toxicity Criteria; HSCT: hematopoietic stem cell transplantation; WHO: World Health Organization; RTOG: Radiation Therapy Oncology Group; VAS: visual analog scale;

    OMI: Oral Mucositis Scale; OMAS: Oral Mucositis Assessment Scale.

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    Regardless of the scale used, increasing evidence

    confirms the importance of training and standardiza-

    tion to improving the accuracy and consistency of 

    mucositis assessment. It is interesting to note that the

    clinical qualifications of the evaluator (M.D., D.M.D.,

    R.N. degrees) appear to be less important, ultimately,

    than training and experience with using the scale.55

    The frequency with which mucosal health needs

    to be assessed is a function of the objective of the

    examination. Whereas daily evaluations are of value

    for a nursing care plan, an intense, twice-weekly ex-

    amination may be effective for an interventional

    study. In contrast, the success of a study in which

    mucositis duration is a primary endpoint may require

    daily evaluations.

    Similar to other aspects of physical examination,

    sensitivity and accuracy are often a function of the

    conditions under which the examination takes place.Examination conditions are an issue of practicality—if 

    the examiner cannot conduct an adequate visual in-

    spection of the area to be examined, then results will

    be compromised. Adequate illumination of oral tis-

    sues is critical for an accurate assessment.

    Halogen light sources can provide consistent in-

    tensity and color. In contrast, flashlights can vary sig-

    nificantly in intensity and may cast patterns based on

    the quality and type of light bulb, reflector, and lens.

    In addition, depending on bulb type (e.g., element and

    gas parameters), the color of light emitted from the

    flashlight can distort the color of the oral tissues and

    produce variable light intensity.

    The convenience and comfort of both the exam-

    iner and the patient during the examination can in-

    fluence the quality of the overall examination results.

    For example, whether the patient is being evaluated in

    a hospital bed, on a medical examination table, or in a

    dental chair may influence access and inspection of 

    oral tissues.

     Visualization of the oral cavity becomes compro-

    mised and, along with it, accuracy and reproducibility 

    as a patient’s medical condition deteriorates and/or as

    mucositis worsens. Oral debris, pseudomembranous

    candidiasis, and topical oral care therapies can ob-

    scure tissue conditions. If a patient requires orotra-

    cheal intubation, it becomes all but impossible to

    examine the entire oral cavity unless arrangements aremade to examine the patient when tube care and

    retaping occur. At times, oral hemorrhage can com-

    promise observation of oral tissues significantly.

    Many scoring systems have not compensated for

    instances in which a patient cannot be examined be-

    cause of these and other compromising situations—

    bleeding, pain, nausea, or emesis. Although, in some

    instances, the clinical situation may be a direct exten-

    sion of the severity of the oral mucositis, whereas at

    other times it may be unrelated. Consideration must

    TABLE 2Comparison of Toxicity Grading of Oral Mucositis According to World Health Organization Criteria, National Cancer Institute—CommonToxicity Criteria, and Radiation Therapy Oncology Group Scales and Subscales

    Scale Side effect(s) Grade 0 (none) Grade 1 (mild) Grade 2 (moderate) Grade 3 (severe) Grade 4 (life-threatening) Grade 5 (death)

     WHO Oral mucositis

    (stomatitis)

    None Oral soreness, erythema Oral erythema, ulcers,

    solid diet tolerated

    Oral ulcers, liquid diet only Oral alimentation impossible —

    NCI-CTC Chemotherapy-inducedstomatitis/pharyngitis(oral/pharyngealmucositis)

    None P ainl ess u lc ers , e ry thema ,or mild soreness inthe absence of lesions

    Painful erythema, edema,or ulcers but eating oror swallowing possible

    Painful erythema, edema, orulcers requiring IV hydration

    Severe ulceration or requiringparenteral or enteralnutritional support orprophylactic intubation

    Death related totoxicity 

    NCI-CTC Associated with HSCT(stomatitis/pharyngitis,oral/pharyngealmucositis)

    None P ainl ess u lc ers , e ry thema ,or mild soreness inthe absence of lesions

    Painful erythema, edema,or ulcers butswallowing possible

    Painful erythema, edema, orulcers preventingswallowing or requiringhydration or parenteral (orenteral) nutritionalsupport

    Severe ulceration requiringprophylactic intubation orresulting in documentedaspiration pneumonia

    Death related totoxicity 

    NCI-CTC Mucositis due toradiation

    Non e Erythema of the mucos a Patchy,pseudomembranousreaction (patchesgenerally  1.5 cm ingreatest dimensionand noncontiguous)

    Pseudo-membranous reaction(contiguous patchesgenerally  1.5 cm ingreatest dimension)

    Ulceration and occasionalbleeding not induced by minor trauma or abrasion

    Death related totoxicity 

    RTOG Acute oral mucous

    membrane toxicity caused by radiation

    No change over

    baseline

    Injection, may experience

    mild pain notrequiring analgesic

    Patchy mucositis that may 

    produce inflammatory serosanguinitisdischarge; may experience moderatepain requiringanalgesia

    Confluent, fibrinous

    mucositis, may includesevere pain requiringnarcotic

    Ulceration, hemorrhage, or

    necrosis

     WHO: World Health Organization; NCI-CTC: National Cancer Institute Common Toxicity Criteria; IV: intravenous; HSCT: hematopoietic stem cell transplantation; RTOG: Radiation Therapy Oncology Group.

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    be given to these clinical parameters, especially if the

    scale is administered for research purposes and the

    assessment accuracy is paramount.

    There is clear utility in separately scoring objec-

    tive measures of mucosal damage and other variables

    related to oral mucositis (e.g., subjective variablessuch as pain and dryness and functional variables

    such as talking, swallowing, or ability to eat). Investi-

    gators have demonstrated that detailed oral mucositis

    scores, such as the Oral Mucositis Index and the Oral

    Mucositis Assessment Scale, correlate closely with oral

    mucositis pain scores.44,56 Conversely, scoring of func-

    tional variables may not be correlated directly with

    oral mucosal events. For example, oral mucositis as-

    sessed with a scale such as the NCI-CTC scale may be

    rated Grade 4, which describes the patient as requiring 

    “parenteral or enteral nutrition or support.” However,

    in the HSCT setting, many patients are placed on total

    parenteral nutrition because of intestinal toxicity; oth-erwise, they very well could continue with oral nutri-

    tional intake. Similar problems exist for the NCI-CTC

    Grade 3 oral toxicity category, in which the patient

    requires intravenous hydration. Consideration of how 

    best to integrate these issues with the specific out-

    comes of the study should be determined during pro-

    tocol design.

    Scoring of GI Mucositis

    Most of the available information regarding the inci-

    dence of GI toxicity relates to symptoms and func-

    tional changes. Making accurate evaluation of damage

    impossible are the problems of obtaining sequential

    biopsy before, during, and after treatment; the speci-

    mens’ typically superficial nature; and the inaccessi-

    bility of important segments of the GI tract. With

    chemotherapy, 40–100% of patients experience GI

    mucositis, depending on the dose and type of chemo-

    therapy.57 It is difficult to identify when the problem is

    based solely on symptoms: pain and diarrhea are uni-

    versal and cannot be traced easily to the section of the

    GI tract that is affected (for a comparison of scoring 

    systems used to assess GI tract mucositis, see Table 3).

    EPIDEMIOLOGY AND OUTCOMESMost data supporting the computation of incidence of 

    mucositis are derived from clinical trials of chemo-

    therapy and radiotherapy regimens in which the re-

    porting of mucositis is a secondary objective. Not un-

    expectedly, in the current review, we found that

    virtually all trials were underpowered and unable to

    produce stable estimates of rarely occurring events,

    such as toxicities, and most studies included only lim-

    ited discussion of methods for analyzing toxicity data.

    The quality of articles was graded on three parame-

    ters: adequate definition of mucositis, blinded or in-

    dependent assessment of mucositis, and sample size.

     Articles that provided either a definition of mucositis

    or named a standard grading system, such as the

    systems of the NCI, the ECOG, or the National Cancer

    Institute of Canada, were assigned 1 quality point. Articles with a blinded or independent assessment of 

    mucositis were assigned 1 quality point. The quality 

    score was obtained by summing the quality points and

    adding the sum to 1 (the quality score for the lowest

    quality article). Therefore, all articles were scored on a

    scale of 1 to 3. Sample size and the quality scores were

    incorporated in the computation of the average inci-

    dence of mucositis as follows: We defined the overall

    quality-adjusted mucositis rate,  p overall , as:

    P overall 

     j 

    1

     J qs  j n  j p  j 

    i 1

     J 

    qs i n i 

    ,

    in which qs  j  is the quality score for the  j th study, nj  is

    the sample size for the  j th study, and p  j  is the mucosi-

    tis rate observed in the   j th study. This method is a

    modification of that of Berard and Bravo.58 Because

    some of the study sample sizes were small, it was

    believed that the Gaussian approximation to the bino-

    mial distribution was not applicable (because the

    Gaussian approximation is a large-sample result).

    Therefore, an estimate of the 95% confidence interval

    for the overall quality-adjusted mucositis rate was ob-

    tained using the bootstrap method described by 

    Efron.59

    One thousand bootstrap samples were generated

    for a given treatment regimen using the SAS/IML sta-

    tistical software package (SAS Inc., Cary, NC). For each

    of the bootstrap samples, the overall mucositis rate

     was calculated. These bootstrap mucositis rates then

     were ordered from smallest to largest. The 2.5th per-

    centile and 97.5th percentile bootstrap mucositis rates

    then were used to report the 95% bootstrap confi-

    dence interval for the treatment regimen.

    To our knowledge, Grades 1 and 2 mucositis are

    not reported uniformly in clinical trials of chemother-apy; therefore, for estimates of incidence, only Grade 3

    and 4 mucositis, which were combined across all scor-

    ing systems (Grade 3– 4), are reported. For the few 

    reports that used study-specific scoring systems,

    scores that corresponded with ulceration or that were

    considered severe have included.

    Risk of Grade 3–4 Oral or GI Mucositis

    The incidence of oral and GI mucositis varied signifi-

    cantly among different treatment regimens and mo-

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    dalities (Table 4).60–398 Most anthracycline-based reg-

    imens were associated with rates of oral mucositis in

    the 1–10% range, except when regimens included

    5-FU. Included among these are the standard regi-

    mens for adjuvant therapy in patients with breast can-

    cer (5-FU, doxorubicin, and cyclophosphamide; doxo-

    rubicin and cyclophosphamide; or 5-FU, epirubicin,

    and cyclophosphamide) as well as regimens for pa-

    tients with non-Hodgkin lymphomas, including cyclo-

    phosphamide, doxorubicin, vincristine, and pred-

    TABLE 3Grading Systems in Gastrointestinal Mucositis

    Organ, tract, and symptoms Grade 0 Grade 1 Grade 2 Grade 3 Grade 4

    RTOG: Acute radiationmorbidity scoring criteria

    Pharynx and esophagus No change overbaseline

    Mild dysphagia orodynophagia; may require topicalanesthetic ornonnarcotic analgesis;may require soft diet

    Moderate dysphagia or odynophadga;may require narcotic analgesics;may requi re purée or liquid diet

    Severe dysphagia orodynophagia withdehydration or weight loss( 15% from pretreatmentbaseline) requiring NG tubefeeing and IV fluids orhyperalimentation

    Complete obstruction,ulceration, perforation,fistula

    Larynx No change overbaseline

    Mild or intermittenthoarseness/though notrequiring antitussive/erythema of mucosis

    Persistent hoarseness but able tovocalize; referred ear pain, sorethroat, patchy fibrinous exudatesor mild arytenoid edema notrequiring narcotics/coughrequiring antitussive

     Whispered speech, throat painor referred ear pain requiringnarcotic, confluent fibrinousexudate, marked arytenoidedema

    Marked dyspnea, stridor, orhemoptysis withtracheostomy or intubationnecessary 

    Upper GI tract No change Anorexia with  5% weight loss frompretreatment baseline,nausea not requiringantiemetics, abdominaldiscomfort notrequiringparasympatholytisdrugs or analgesics

     Anorexia with 15% weight lossfrom pretreatment baseline,nausea and/or emesis requiringantemetics, abdominal painrequiring analgesics

     Anorexia with  15% weight lossfrom pretreatment baselineor requiring NG tube orparenteral support; nauseaand/or emesis requiring tubeor parenteral support;abdominal pain severedespite medication;hematemesis or melena;abdominal distention (flat-plate radiographdemonstrates distendedbowel loops)

    Ileus, subacute or acuteobstruction, perforation. GIbleeding requiringtransfusion, abdominalpain requiring tubedecompression or boweldiversion

    Lower GI tract, includingpelvis

    No change Increased frequency orchange in quality of bowel habits notrequiring medication,rectal discomfort notrequiring analgesics

    Diarrhea requiring parasympatholyticdrugs (e.g., Lomotil[diphenoxylate atropine]); mucousdischarge not necessitatingsanitary pads; rectal or abdominalpain requiring analgesics

    Diarrhea requiring parenteralsupport, severe mucous orblood discharge necessitatingsanitary pads, abdominaldistention (flat-plateradiograph demonstratesdistended bowel loops)

     Acute or subacute obstruction,fistula or perforation, GIbleeding requiringtransfusion; abdominalpain or tenesmus requiringtube decompression orbowel diversion

    RTOG chronic toxicity: GItract

    Nausea None Able to eat, reasonableintake

    Intake significantly decreased, butpatient can eat

    No significant intake —

    Emesis None One episode in 24 hrs Two to 5 episodes in 24 hrs Six to 10 episodes in 24 hrs Greater than 10 episodes in 24hrs or requiring parenteralsupport

    Diarrhea None Increase of 2 to 3 stoolsper day overpretreatment level

    Increase of 4 to 6 stools per day,nocturnal stools, or moderatecramping

    Increase of 7 to 9 stools per day or incontinence or severecramping

    Increase of  10 stools per day or macroscopically bloody diarrhea, or need forparenteral support

    RTOG-EORTC: Late radiationmorbidity scoring system

    Esophagus None Mild fibrosis, slightdifficulty in swallowingsolids, no pain onswallowing

    Unable to take solid food normally,swallowing semisolid food,dilatation may be indicated

    Severe fibrosis, able to swallow only liquids, may have painon swallowing, dilatationrequired

    Necrosis, perforation, fistula

    Small/large in te stine None Mild diarrhea, mildcramping, bowelmovement 5 timesdaily, slight rectaldischarge or bleeding

    Moderate diarrhea and colic, bowelmovement  5 times daily,excessive rectal mucus orintermittent bleeding

    Obstruction or bleedingrequiring surgery 

    Necrosis, perforation, fistula

    NCI-CTC — Mild Moderate Severe Life-threatening

    Emesis episodes/24 hr — 1 2–5 6–10   10 or parenteral supportDiarrhea (increased

    frequency over normal)— 2–3 4–6 or nocturnal 7–9 or incontinence or severe

    cramping 9, macroscopic blood,

    enteral support

    RTOG: Radiation Therapy Oncology Group; NG: nasogastric; IV: intravenous; GI: gastrointestinal; EORTC: European Organization for Research and Treatment of Cancer.

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    TABLE 4Relation between Antineoplastic Therapy and Risk of Grade 3–4 Oral and Gastrointestinal Mucositis a

    Regimen No. of studies No. of patients

    Risk of Grade 3–4oral mucositis

    Risk of Grade 3–4GI mucositis

    % 95% CI % 95% CI

     Anthracycline s 19 1139 10 9–12 3 1–4 Cyclophosphamide 4 872 9 7–10 NR NR 5-FU/cyclophosphamide (FAC, FEC) 8 1382 3 2–4 1    1–1 5-FU/platinum 3 130 8 3–12 3 1–6 Paclitaxel 10 790 11 9–13    1    1–1 Docetaxel 17 845 11 5–18 14 11–18 Docetaxel/cyclophosphamide 2 105 11 5–18 1 1–42Docetaxel/5-FU 2 108 66 58–74 73 63–82 Paclitaxel/platinum 2 107 5 3–10 5 2–9 Docetaxel/platinum 2 53 12 2–25 NR NR

    TaxanesDocetaxel alone 16 1697 13 11–15 7 5–10Paclitaxel alone 3 167 3 1–6 2 1–4Docetaxel    XRT 1 21 98 90–98 NR NRPaclitaxel    XRT 7 117 48 39–56 6 6–15Docetaxel/5-FU 3 303 46 41–50 5 2–8Paclitaxel/5-FU 1 16 6 3–19 6 3–19Paclitaxel/5-FU    XRT 2 113 75 67–83 1 1–2Docetaxel/platinum 4 311 2 1–3 2 1–4Paclitaxel/platinum 4 296 1 1–3 8 3–17Docetaxel/platinum    XRT 1 15 20 3–40 NR NRPaclitaxel/platinum    XRT 10 346 60 56–64 2 2–8Docetaxel/platinum/5-FU 2 115 43 34–52 6 3–9Paclitaxel/platinum/5-FU 3 225 27 23–31 18 12–23Docetaxel/gemcitabine 10 347 7 5–10 3 2–5Paclitaxel/gemcitabine 1 45 2 1–7 1 1–4Docetaxel/vinorelbine 5 625 7 5–10 NR NRDocetaxel and others 3 77 18 9–27 13 4–23Paclitaxel and others 6 257 13 9–17 4 3–6

    Platinum 3 55 3 3–8 2 2–8Platinum    XRT 6 309 11 8–14 11 7–16Oxaliplatin    XRT 1 29 31 17–48 NR NRPlatinum/gemcitabine 3 237 3 2–6 7 3–11Platinum/gemcitabine/taxane 1 36 3 1–8 14 2–25Platinum/gemcitabine/5-FU 3 168 4 2–6 3 1–6Platinum and any taxane 10 671 2 1–3 3 2–5Platinum/taxane    XRT 12 329 64 59–69 2 2–8Platinum/taxane/irinotecan 1 21 5 2–14 10 2–24Platinum/methotrexate/leucovorin 3 73 18 10–27 NR NRPlatinum/UFT 1 46 1 1–4 NR NR

    5-FU 5 1615 2 1–3 5 1–115-FU CI 3 146 14 10–18 1 1–45-FU/leucovorin 21 3177 14 12–15 11 10–125-FU CI    XRT 1 84 6 1–12 12 6–195-FU/cyclophosphamide/methotrexate 5 810 3 2–4 2 1–45-FU/platinum 12 508 18 15–21 14 10–185-FU/leucovorin/platinum 16 763 5 4–7 8 6–105-FU/platinum    XRT 12 687 38 35–41 14 10–175-FU/LPALM 1 687 7 5–9 NR NR5-FU/other misc drugs 5 543 6 4–8 5 4–85-FU CI/other misc drugs 7 213 12 8–17 6 3–135-FU/other misc drugs    XRT 1 9 11 6–33 NR NR5-FU/leucovorin/other misc drugs 8 338 4 2–6 4 3–75-FU/leucovorin/other misc drugs   XRT 1 43 7 1–16 7 1–165-FU/leucovorin/taxane 4 145 41 34–49 6 2–105-FU/leucovorin/mitomycin C 3 161 15 9–20 10 5–16

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    nisolone (CHOP). To our knowledge, it has not been

    demonstrated that the addition of rituximab to CHOP

    increases the risk of oral or GI mucositis. Other new 

    agents, such as imatinib, are associated with a very 

    low incidence of oral and GI mucositis. Similar rates

    are reported with taxane-based and platinum-based

    regimens, again except for regimens containing 5-FU.

    However, radiation therapy to the head and neck or to

    the pelvis or abdomen was associated with increasedincidence of Grade 3–4 oral or GI mucositis, respec-

    tively, often exceeding 50% of patients.

    In contrast, the administration of 5-FU often was

    associated with rates of Grade 3–4 oral mucositis

    15%, whereas CPT-11 was associated with similarly 

    high rates of GI mucositis. The addition of radiation

    therapy to 5-FU-based and CPT-11-based regimens

    may increase the risk of Grade 3–4 oral and GI mu-

    cositis to 30%. Because these agents form the basis

    of most regimens for patients with GI malignancies,

    the severe mucositis resulting from these agents is of 

    particular clinical importance.

    Patients who underwent HSCT, particularly those

     who received total body irradiation, experienced high

    rates of mucositis. The highest rates were observed

     when total body irradiation was used, with the rate of 

    Grade 3–4 mucositis exceeding 60% in most reports.

    However, incidence rates approached 30–50% without

    total body irradiation. Slightly lower rates were notedamong some of those patients, depending on the che-

    motherapy regimen received. Children who under-

     went HSCT also experienced a high incidence of oral

    mucositis, particularly when total body irradiation was

    used for conditioning. Rates with other chemotherapy 

    regimens varied from very low (1–2%) with single-

    agent therapy with topotecan or etoposide to very 

    high (  20%) with combination regimens, including 

    high doses of ifosfamide or anthracyclines.

    Because they frequently receive radiation therapy,

    TABLE 4(continued )

    Regimen No. of studies No. of patients

    Risk of Grade 3–4oral mucositis

    Risk of Grade 3–4GI mucositis

    % 95% CI % 95% CI

    Irinotecan 4 409 2 1–4 30 25–35Irinotecan/5-FU 3 524 3 1–4 6 4–8Irinotecan/5-FU   XRT 2 36 36 22–47 71 50–93Irinotecan/5-FU CI    XRT 1 22 NR NR 18 5–36Irinotecan/5-FU/platinum 1 70 9 3–16 NR NRIrinotecan/5-FU/leucovorin 5 318 5 3–8 25 20–30Irinotecan/5-FU/leucovorin/platinum 3 130 6 2–11 38 30–47Irinotecan/taxane 3 57 3 3–9 22 11–33Irinotecan/UFT/leucovorin 1 24 4 2–13 29 13–50

     Adult BM T With TBI 8 611 64 61–68 7 3–16Busulfan conditioning regimen (no TBI) 10 360 52 47–55 10 7–14Other conditioning regimens (no TBI) 3 439 31 27–35 15 11–19Stem cells: Myeloma 5 139 36 30–43 14 8–23Stem cells: Solid tumors 9 266 27 24–31 6 4–9

    Pediatric BMT With TBI 7 320 42 37–47 33 12–62 With busu lfan/etoposide/cyclophosphamide co nditioning (no TBI) 3 36 27 13–42 NR NR With melpha lan/carboplatin/etoposide conditioning (no TBI) 4 59 31 25–40 14 3–36

    Other pediatric regimens Ara-C, idarubicin, fludarabine 4 192 20 10–33 13 7–21Methotrexate 3 132 23 16–30 NR NRDoxorubicin/L-asparaginase 1 36 27 13–42 NR NRDoxorubicin/5-FU/cyclophosphamide 1 12 0 0–17 NR NRMitoxantrone 1 66 12 5–21 — —Thiotepa/cyclophosphamide 1 51 6 1–14 NR NRTopotecan 1 49 0 0–4 2 1–48Ifosfamide/etoposide 1 60 20 12–30 NR NR

    GI: gastrointestinal; 95% CI: 95% confidence interval; 5-FU: 5-fluorouracil; FAC: doxorubicin and cyclophosphamide; FEC: 5-FU, epirubicin, and cyclophosphamide; NR: not reported (no mention of toxicity in the

    reports); XRT: radiotherapy; UFT: tegafur–uracil; CI: continuous infusion; misc: miscellaneous; BMT: bone marrow transplantation; TBI: total body irradiation; ara-C: cytosine arabinoside.a Source: Risk measures based on reports of clinical antineoplastic therapy.58–396

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    5-FU, or CPT-11, patients with GI or gynecologic ma-

    lignancies experience Grade 3–4 GI mucositis at sig-

    nificantly higher rates than their counterparts with

    other malignancies (Table 5).60–398 Patients with can-

    cers of the head and neck, esophagus, or upper GI

    tract were found to be at high risk of Grade 3–4 oral

    mucositis for the same reasons. Acute damage to theGI mucosa is a consequence of radiotherapy in 85% of 

    patients symptomatically and in 100% of patients his-

    tologically.

    These data are supported by recent reports of the

    incidence of mucositis among patients with solid tu-

    mors receiving myelosuppressive chemotherapy. Elt-

    ing et al. observed oral mucositis in 22% of cycles of 

    myelosuppressive chemotherapy, GI mucositis in 7%

    of cycles, and both oral and GI mucositis in 8% of 

    cycles.1

    Outcomes and Cost of Oral and GI Mucositis

    Even rates of 5–15% for Grade 3–4 oral or GI mucositis

    are significant clinically because of the serious clinical

    outcomes that result from this condition. In approxi-

    mately 35% of patients with Grade 3–4 mucositis, the

    subsequent cycle of chemotherapy is delayed. The

    doses of chemotherapy are reduced in approximately 60% of patients (range, 15–100%), and the regimen is

    discontinued in approximately 30% of patients (range,

    8 –100%). Among patients receiving standard-dose

    chemotherapy regimens, 70% of patients with Grade

    3–4 oral mucositis require feeding tubes to maintain

    adequate nutrition, approximately 60% of patients

    have fever, and 62% of patients require hospitaliza-

    tion. Among adult HSCT recipients and patients re-

    ceiving high-dose chemotherapy with HSCT support,

    87% require feeding tubes. Opioid analgesics are re-

    TABLE 5Relation between Cancer Diagnosis and Risk of Grade 3–4 Oral and Gastrointestinal Mucositis a

    Diagnosis No. of studies No. of patients

    Risk of Grade 3–4 oralmucositis

    Risk of Grade 3–4gastrointestinalmucositis

    % 95% CI % 95% CI

     Acute myelogenous leukemia 11 262 12 10–16 6 5–11 Acute lymphoblastic leukemia 3 64 34 25–44 NR NRChronic myelogenous leukemia 2 36 7 3–17 3 3–12Non-Hodgkin lymphoma 4 83 15 9–24 NR NRLymphomas—various 2 96 23 15–32 5 1–11Breast cancer 96 10,530 8 8–9 6 5–6Colorectal cancer 65 8412 6 6–7 12 11–12Rectal cancer 2 106 8 3–12 13 7–20Prostate cancer 5 122 14 9–21 4 2–8Small cell lung cancer 9 753 9 8–12 3 2–5Nonsmall cell lung cancer 15 622 6 4–8 5 3–8Mesothelioma 3 53 20 12–30 3 3–13Head and neck cancer 58 2206 42 40–44 6 5–8Esophageal cancer 3 194 46 40–53 10 6–15Gastric cancer 11 637 8 6–10 4 3–6Pancreatic cancer 13 477 14 11–16 7 5–9Gastrointestinal tumors—various 4 136 53 47–58 39 27–49Cervical cancer 6 724 1 1–2 15 13–18Uterine cancer 1 39 1 1–5 1 1–5Ovarian cancer 11 516 7 5–10 3 2–5Gynecologic cancers—various 1 125    1    1–2 NR NRBladder cancer 1 22 2 2–9 9 2–23Renal cell cancer 1 24 8 2–21 NR NRTesticular cancer 3 157 11 7–15 NR MRGerm cell cancer 2 52 23 12–35 3 3–27Sarcoma cancer 2 86 5 2–9 7 2–13Glioma 1 13 8 4–23 NR NRUnknown primary 2 46 9 3–17 NR NRSolid tumors—various 22 734 12 10–14 7 5–9

    95% CI: 95% confidence interval; NR: not reported (no mention of toxicity in the reports).a Source: Risk measures based on clinical reports.58–396

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    quired in 80% of HSCT recipients. Sonis et al. reported

    5.8 additional days of narcotics and 1.9 additional days

    of total parenteral nutrition among HSCT recipients

     who had oral ulceration compared with patients who

    did not have ulceration.65 Those investigators also re-

    ported 2 additional febrile days per patient with oralulcers compared with patients without oral ulcers. The

    association between oral ulceration and infection was

    observed previously by Ruescher et al, who reported

    that oral ulceration was three times more common

    among bone marrow transplantation recipients with

    streptococcal bacteremias than among patients with-

    out streptococcal bacteremias.66

     Among patients with solid tumors who receive

    myelosuppressive chemotherapy, infection occurs

    during 73% of cycles complicated by mucositis, but

    during only 36% of cycles with similar myelosuppres-

    sion without mucositis. Fatigue also is more common

    during cycles with mucositis than in cycles withoutmucositis (9% compared with 5%; P  0.0007).1 In the

    same report, the high incidence of serious clinical

    outcomes during cycles with mucositis led to an in-

    crease of    2-fold in the average number of hospital

    days per cycle (7.7 days vs. 3.9 days;  P  0.0001).

    Severe oral mucositis is a particularly ominous

    clinical sign among children because of the risk of 

    airway compromise. Among pediatric bone marrow 

    transplantation recipients, airway compromise due to

    oral mucositis was reported in 2–19% of all patients.

    Death or anoxia-induced brain damage occurred oc-

    casionally. Likewise,    90% of pediatric HSCT recipi-

    ents with Grade 3–4 mucositis required feeding tubes,

    total parenteral nutrition, and opioid analgesics.

    These occasionally are associated with systemic infec-

    tion. Although these interventions are required less

    commonly for standard-dose chemotherapy regi-

    mens, maintenance of proper nutrition is a particu-

    larly important goal among children.

    Because of its serious clinical consequences,

    Grade 3–4 mucositis would be expected to be a finan-

    cially significant event; however, the financial impli-

    cations of mucositis have been reported only rarely.

    Groener et al.166 reported that Grade 3–4 mucositis

    accounted for 3% of resource utilization ($17) during cycles of raltitrexed and 21% of resource utilization

    ($113) during cycles of 5-FU and leucovorin. The ad-

    ditional days of fever, hospitalization, narcotic usage,

    and total parenteral nutrition reported by Sonis et al.

    among HSCT recipients with oral ulcers also trans-

    lated into additional hospital charges of $42,749 per

    patient.65 Elting et al. reported incremental costs of 

    $2725 and $5565 per cycle for Grade 1–2 mucositis and

    Grade 3–4 mucositis, respectively.1

    The cost of GI mucositis has not been studied

    formally, but includes a reduction in cure rate as a

    result of treatment interruptions or inadequate treat-

    ment as well as the cost of the symptom management

    itself. Data regarding the influence of overall treat-

    ment time outside of the head and neck are most

    reliable for cervical cancer. The effect of prolonging treatment time reportedly results in a decrease in con-

    trol of between 0.55% and 1.4% per day.399

     Although this report focuses on acute manifesta-

    tions and short-term outcomes, permanent damage to

    both oral and GI mucosa may occur as a result of 

    radiotherapy. Yeoh et al.400,401 have shown that per-

    manent damage and dysfunction occur in 70–90% of 

    patients undergoing radiotherapy, depending on the

    treatment site and radiation dose. Radiotherapy also

    causes changes in motility proximal to the site at

     which radiation is administered.402–404 Because pa-

    tients treated for pelvic or gastric cancer constitute the

    majority of long-term cancer survivors, the prevalenceof chronic toxicity is significant. Moreover, some pa-

    tients may be asymptomatic but still exhibit severe

    functional changes, including reductions in B12   and

    calcium absorption, which have the potential to cause

    substantial problems.

    CONCLUSIONSMucositis can be a frequent and clinically significant

    event elicited by drug and radiation cancer therapy.

     Although mucositis typically has been associated with

    specific patient populations, such as those receiving 

    conditioning regimens for HSCT and radiotherapy for

    head and neck cancer, its incidence and impact also

    have been appreciated recently in other patients with

    solid tumors. Defining the epidemiology of mucositis

    has been confounded historically by a number of vari-

    ables, including underreporting, differences in the ter-

    minology used to describe it, differences in assess-

    ment techniques and scales, and the correlation

    between mucositis and other clinically important se-

    quelae. However, establishing strong multiprofes-

    sional and interdisciplinary collaborations has re-

    sulted in marked advances in the improvement of 

    psychometric and utilization components of mucosi-

    tis scales.The pathobiology of mucositis long has been con-

    sidered to be limited to direct epithelial injury. A con-

    tinuum of mechanistic studies conducted in recent

     years has revealed that, in fact, mucositis is the cul-

    mination of a series of biologically complex and inter-

    active events that occur in all tissues of the mucosa.

     Although the complete definition of mucositis as a

    biologic process remains a work in progress, the cur-

    rent understanding of cellular and molecular events

    that lead to mucosal injury has provided a number of 

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    potential interventional targets. Consequently, for the

    first time, directed, biologically rational therapies are

    now in various stages of development. Furthermore,

    mechanistically based risk prediction and disease

    monitoring appear to be realistic goals for the not-too-

    distant future.

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