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BA0 CA0 KET QUA GIAO D!CH CO PHIEU/CHUNG CHi QUY ClJA NGU'OI Nr BQ VA NGUOI CO EN QUAN REPORT ON RESULTS OF TRANSACTION IN SRES/FD CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS (Ban hanh kem theo Thong f s6 155/2015/TT-BTC ngay 06 thang IO nam 2015 ciia B Tai chinh huang d6n c6ng b6 thong tin tren thf truong chng khoan) (Promulgated with the Circular No I55/2015/TT-B on October 06, 2015 of the Ministry ofFinance guiding the rmation disclosure on securities markets) SO GIAO DICHUNG KHOAN TP. HO CHI MINH -- so: . .. . .AlG .. . ... ..... . .. . . DEN Ngay: . ... 01.0) .. ... . . Chuyen:.... .... ...... . NJC . t....... ... . CNG HOA XA HI CHU NGHiA �T NAM c l�p - T1_ r do - Hnh phuc THE SOCIALIST REPUBLIC OF VIEAM Independence - Freedom - Happiness TP. HCM, ngay . thang 04 nam 2020 \�day month year .2,0W L hfl sn so: . ...... . ........ . .... . . BAO CAO KET QUA GIAO DJCH CO PHIEU/CHUNG CHI QUY CUA NGUOI NI B CUA CONG TY �I CHUNG, NGUOI NI B CUA QUY D�I CHUNG VA NGU'OI CO LIEN QUAN CUA NGU'OI NI B REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND ÎRTIFICAT OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA PERSONS OF INTERNAL SON Ki gui: - Uy ban Chung khoan Nha mr6c - Sa Giao dich chng khoan - Cong ty d�i chung/ Cong ty quan l y quy To: - e State Securities Commission - The Stock Exchange - The public company/ The fund management company 1. Thong tin v� ca nhan/t6 chuc thµc hi�n giao dich/ Information on individual/ organization· - H9 va ten ca nhan/Ten t6 chuc/ Name of individual/organization: Phm Thi Khue - Qu6c tich/ Nationality: Vi�t Nam - S6 CMND, H chi�u, The can CUC (d6i v6i ca nhan) ho�c S6 Gi§y chung nh� dang ky doanh nghi�p, Gi§y phep ho�t dng ho�c gi§y ta phap ly tucmg duong (d6i v6i t6 chuc), ngay c§p, nai dp/ JD card/Passport No. (in case of individua or Certificate of business f registration No. (in case of organization), date of issue, place oissue: r -Dia chi lien h�/0ia chi tn;i so chinh/ Address:

NJCiS.tstatic2.vietstock.vn/vietstock/2020/4/8/20200408_20200408 - SCR - … · 08/04/2020  · Phucmg thirc giao dick/ Mode of transaction: Khop lenh . Thai gian thue hien giao

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Page 1: NJCiS.tstatic2.vietstock.vn/vietstock/2020/4/8/20200408_20200408 - SCR - … · 08/04/2020  · Phucmg thirc giao dick/ Mode of transaction: Khop lenh . Thai gian thue hien giao

BA.0 CA.0 KET QUA GIAO D!CH CO PHI EU/CHUNG CHi QUY ClJA NGU'OI N<)r BQ VA NGUOI CO LIEN QUAN

REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS

(Ban hanh kem theo Thong fU' s6 155/2015/TT-BTC ngay 06 thang IO nam 2015 ciia B() Tai chinh huang d6n c6ng b6 thong tin tren thf truong chi'cng khoan)

(Promulgated with the Circular No I 55/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

SO GIAO DI� CHUNG K.HOAN TP.HO CHI MINH

-- so: ... . .Al.).OAG ............... . DEN Ngay: .... 011.04-) .. � ... ..Chuyen: ........ ...... .NJCiS.t .......... .

C<)NG HOA XA H()I CHU NGHiA �T NAM :O<}c l�p - T1_r do - Hi;tnh phuc

THE SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

TP. HCM, ngay .0-6 thang 04 nam 2020 \�� day 9£ monthC:11 year .2.,0W

L\1\! hfl sn so: ...................... .

BAO CAO KET QUA GIAO DJCH CO PHIEU/CHUNG CHI QUY CUA NGUOI N<)I B() CUA CONG TY f>�I CHUNG, NGUOI N()I B() CUA QUY D�I CHUNG

VA NGU'OI CO LIEN QUAN CUA NGU'OI N()I B() REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC

FUND AND RELATED PERSONS OF INTERNAL PERSON

Kinh gui: - Uy ban Chung khoan Nha mr6c - Sa Giao dich cht'.rng khoan- Cong ty d�i chung/ Cong ty quan ly quy

To: - The State Securities Commission - The Stock Exchange- The public company/ The fund management company

1. Thong tin v� ca nhan/t6 chuc thµc hi�n giao dich/ Information on individual/ organization·- H9 va ten ca nhan/Ten t6 chuc/ Name of individual/organization: Phi;tm Thi Khue

- Qu6c tich/ Nationality: Vi�t Nam

- S6 CMND, H(> chi�u, The can CUO'C (d6i v6i ca nhan) ho�c S6 Gi§y chung nh� dang ky doanh nghi�p, Gi§y phep ho�t d(>ng ho�c gi§y ta phap ly tucmg duong (d6i v6i t6 chuc), ngay c§p, nai dp/ JD card/Passport No. (in case of individual) or Certificate of business fregistration No. (in case of organization), date of issue, place oissue:

r-Dia chi lien h�/0ia chi tn;i so chinh/ Address:

Page 2: NJCiS.tstatic2.vietstock.vn/vietstock/2020/4/8/20200408_20200408 - SCR - … · 08/04/2020  · Phucmg thirc giao dick/ Mode of transaction: Khop lenh . Thai gian thue hien giao

- Dien thoai/ Telephone Fax. Email: Website:

Chirc vv hien nay tai cOng ty dai chOng, cong ty quan 19 quy (nu co) hoc mei quan h ved c8ng ty dai chimg, cOng ty guar' 19 quy/ Current position in the public company, the fund management company af any) or relationship with the public company, the fund management company: Pith Tong Chin: Doc

Chfrc vi tai ding ty dai chAng, cang ty quan ly quyt3i ngay dang ky giao dich (nu 0)/ Posittion in the public company, the fund management company at registration date (if any): va ngay khong con la ngutri nOi be, hoc ngtred c6 lien quan cüa nosed /lei be' cUa c8ng ty dai chüng, ding ty quan ly quy: (neu r8 lY do) */ and date on which is no longer internal person or related person of internal person of the public company. the fund management company:

*: Myc nay chi danh cho Theang hop chua hit thexi han clang kj, giao dai neang deing hj khong can let nguari nai be) hoc nguen có lien quan cua ngueri nai ba cüa c Ong ty cling ty qucin lJ TOY This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company.

2. Thong tin ve ngued nOi be cua c8ng ty dai chOng/quydai chung la ngtreci c6 lien quan cüa cá nhan/tO chirc thtrc hien giao dich (doi veri truemg hop ngiteri thuc Men giao dich M nguai có lien quan ctha ngueri nai ba cica cling ty dal chfing/quy Jai chang)I Information about internal person of the public company/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund):

- va ten ngueri nOi 1)0/ Name of internal person: Plwin hi I:1196

- Quoc tich/ Nationality: Vitt Nam

- SO CMND, HO chieu, The can cuck/ ID card/Passport No.:

Dien thoai lien he/ Address: Fax: Email:

Chtic vu tai eking ty di chimg, cong ty quan ly quy ti ngity cá nhan/t6 chirc neu tai mac 1 &arm ky giao dich/ Posittion in the public company, the fund management company at date on which individual / organization referred to in paragraph I to register the transaction: ...

- Chat vi; hien nay tai cong ty Si chang, ding ty quail lY quy/ Currently posittion in the public company, the fund management company: Pho Tong Gitim Doc

- MM quan h gifra cá nhan/to chat thuc hien giao dich yin ngueri nOi kV Relationship of individual/organization executing transaction with internal person:

So lugng, tt 1 c6 phieu/chimg chi quy ma ngueri nOi 1)0 clang nam giü (nu co)/ Number, ownership proportion of shares held by the internal (if any): 35.952 co phi& (0,01%) nhein co tur.

Ma chi:mg khoan giao dich/ Securities code:SCR

Cac tai khoan giao djch c6 ce phieu/chimg chi quy neu t4i nine 3/Trading account number

Page 3: NJCiS.tstatic2.vietstock.vn/vietstock/2020/4/8/20200408_20200408 - SCR - … · 08/04/2020  · Phucmg thirc giao dick/ Mode of transaction: Khop lenh . Thai gian thue hien giao

with shares/fund certificates mentioned above:

S6 Wong, tjt le• c6 phi:LI/chi:mg chi quy nam gia truerc khi thuc hien giao dich/ Number, ownership proportion of shares/fund certificates held before transaction: 31952 a phieu (0,01%)

S6 lugng c6 phieu/chimg chi quy clang ky mua/ban/cho/dugc cho/tang/duoc tAng/thira ke/chuyen nhugng/nhan chuyen nhugng/ Number of shares/fund certificates registered to purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred: 50.000 cO' phieu (Nom muvi nghin cö phi/u)

S6 luong c6 phieu/chImg chi quy d'A giao dich (mua/ban/cho/dugc cho/tang/ducc tang/thira ke/chuyen nhugng/nhan chuyen nhugng/hoan deli) **/ Number of shares/fund certificates traded (purchase/ sale/ give/ be given/ donate/ be ,donated /inherit/ transfer/ transferred/swap): 50.000 cop/lieu (Nem maxi nghincop/lieu)

SO luong, tY1 c6 phieu/chimg chi quy narn gift sau khi thuc hien giao dich/ Number,.. ownership proportion of shares/fiend certificates held after executing transaction: 85.592 a phi& (0,02%)

Phucmg thirc giao dick/ Mode of transaction: Khop lenh

Thai gian thue hien giao dich/ Transaction period: tir ngay/from 20/03/2020 d'en ngay/to 01/04/2020

** (Trong,trueng hop kitting thuc hien het s6 ltromg dang ky, ngueri nOi b0/ nguai co!) lien quan phai giai trinh nguyen nhan.)/* (In case offailing to execute full registered number, the internal person/ related person of internal person shall need to explain the reasons.)

CA NBAN/TO cu[trc BAo cAo/ NGU61 BOX QUYEN C6NG BO THONG

TIN NAME OF REPORTING OR

INDIVIDUAL/ PERSONS AUTHORIZED TO DISCLOSE INFORMATION

(Ky, ghi re• ho ten, (long deiu - necu co) (Signature, full name and seal - in case of

organization)

tfana,r) talcuri